DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,944 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BARING FINANCIAL LLC independent RIA | $210M | +12% | 2 | $105M | 100% | 59% | 242 | 1 | |
| MARK GILLAM ENTERPRISES independent RIA | $210M | +4.8% | 2 | $105M | 93% | 90% | 54 | 1 | |
| ALCOSTA CAPITAL MANAGEMENT, INC. independent RIA | $210M | -4.7% | 1 | $210M | 98% | 98% | 58 | 1 | |
| A••••••• F••••• W•••••• L•• independent RIA | $210M | -1.4% | 2 | $105M | 84% | 82% | 120 | 1 | |
| M••••••••• L•• independent RIA | $210M | +17% | 2 | $105M | 100% | 98% | 20 | 1 | |
| D••••• I••••••••• G•••• I••• independent RIA | $210M | 3 | $70.0M | 100% | 69% | 71 | 1 | ||
| S••••• C•••••• A•••••••• I••• independent RIA | $210M | -3.2% | 2 | $105M | 100% | 100% | 1 | ||
| T•••••• W••••• M••••••••• L•• independent RIA | $210M | +14% | 3 | $70.0M | 100% | 67% | 33 | 1 | |
| M••••••• P••••••• G•••• independent RIA | $210M | 3 | $70.0M | 98% | 72% | 82 | 1 | ||
| H•••••• • R••• W••••• M••••••••• L•• independent RIA | $210M | 2 | $105M | 98% | 71% | 204 | 1 | ||
| L••••• A•••• M••••••••• L••• independent RIA | $210M | -7.5% | 2 | $105M | 90% | 98% | 21 | 1 | |
| G•••• C•••••• L•• independent RIA | $210M | +32% | 2 | $105M | 100% | 96% | 26 | 1 | |
| T••• W••••• M••••••••• independent RIA | $210M | +29% | 2 | $105M | 99% | 94% | 50 | 1 | |
| S••••••• I••••••••• M••••••••• L•• independent RIA | $210M | +33% | 3 | $69.9M | 88% | 80% | 44 | 1 | |
| R•••• • C•• L•• independent RIA | $209M | +13% | 2 | $105M | 96% | 100% | 22 | 1 | |
| W•••••• W••••• M••••••••• L•• independent RIA | $209M | +23% | 2 | $105M | 97% | 68% | 164 | 1 | |
| F••••••• W••••• A•••••••• L•• independent RIA | $209M | +16% | 3 | $69.7M | 100% | 97% | 15 | 1 | |
| W•••••••• A•••• M••••••••• L••••• independent RIA | $209M | +17% | 1 | $209M | 78% | 99% | 51 | 2 | |
| R•••••••• W••••• M••••••••• independent RIA | $209M | +19% | 2 | $104M | 82% | 64% | 219 | 1 | |
| M••••• W••••• A••••••• I••• independent RIA | $209M | 3 | $69.6M | 99% | 76% | 56 | 1 | ||
| G••••• B••• F•••••••• P•••••••• L•• independent RIA | $209M | +17% | 1 | $209M | 100% | 94% | 92 | 1 | |
| S•••••••• W••••• P••••••• independent RIA | $209M | +4.0% | 1 | $209M | 99% | 93% | 196 | 1 | |
| F•••••• W••••• A•••••••• L•• independent RIA | $208M | +48% | 3 | $69.3M | 100% | 84% | 48 | 1 | |
| D•• independent RIA | $208M | +6.6% | 3 | $69.3M | 73% | 80% | 45 | 1 | |
| F•••••••• C••••••• L•• independent RIA | $208M | +31% | 3 | $69.3M | 99% | 84% | 59 | 1 | |
| C•••••• F•••••••• S••••••• L•• independent RIA | $208M | +20% | 3 | $69.3M | 95% | 48% | 125 | 1 | |
| G••••••• A••••••• I•• independent RIA | $208M | +26% | 3 | $69.2M | 78% | 80% | 54 | 1 | |
| T•••••••• W•••••• L•• independent RIA | $208M | +14% | 2 | $104M | 100% | 100% | 5 | 1 | |
| L••• S••••• • C••••••• I••• independent RIA | $207M | +31% | 3 | $69.1M | 100% | 98% | 79 | 1 | |
| 1••• P••••••• asset manager | $207M | -0.1% | 1 | $207M | 0.0% | 2 | 4 | ||
| A••••••• I••••••••• M••••••••• L•• independent RIA | $207M | +15% | 2 | $103M | 85% | 75% | 80 | 1 | 1 |
| S••••••••• W••••• M••••••••• G•••• L•• independent RIA | $207M | +27% | 3 | $68.9M | 92% | 84% | 81 | 1 | |
| 3•• F•••••••• P•••••••• L•• independent RIA | $207M | +30% | 3 | $68.8M | 97% | 70% | 95 | 1 | |
| C•••••• W•••••• L•• independent RIA | $206M | +15% | 3 | $68.7M | 100% | 99% | 15 | 1 | |
| A•• W••••• M••••••••• L•• independent RIA | $206M | -1.0% | 2 | $103M | 96% | 88% | 45 | 1 | |
| H•• P••••••• I••• independent RIA | $206M | +19% | 2 | $103M | 99% | 81% | 61 | 1 | |
| P••••••• A•••• M••••••••• I••• independent RIA | $206M | +28% | 3 | $68.7M | 80% | 90% | 47 | 1 | |
| B••••••••• W••••• P•••••••• L•• independent RIA | $206M | +10% | 1 | $206M | 98% | 86% | 127 | 1 | |
| L• V••• M•••••• asset manager | $206M | 1 | $206M | 0.0% | 1 | ||||
| M•••••••• G••••• A•••• M••••••••• L•• independent RIA | $206M | 1 | $206M | 100% | 100% | 2 | |||
| R••••••• W••••• M••••••••• L•• independent RIA | $205M | +22% | 1 | $205M | 100% | 97% | 67 | 1 | |
| O•••• C•••••• M••••••••• L•• independent RIA | $205M | +13% | 2 | $103M | 98% | 100% | 28 | 1 | 2 |
| S••••••••• L•• independent RIA | $205M | 1 | $205M | 100% | 100% | 88 | 1 | ||
| B••• M••••• I••••••••• independent RIA | $205M | +9.1% | 3 | $68.4M | 91% | 73% | 79 | 1 | |
| E••••••• W••••• M••••••••• L•• independent RIA | $205M | 1 | $205M | 100% | 80% | 171 | 1 | ||
| K••• C•••••• A••••••• L•• independent RIA | $205M | +14% | 2 | $102M | 100% | 89% | 68 | 1 | |
| K••••••• I••••••••• A•••••••• L••• independent RIA | $205M | +7.1% | 3 | $68.2M | 99% | 62% | 67 | 1 | |
| M•••••••• W••••• M••••••••• independent RIA | $205M | -16% | 1 | $205M | 97% | 100% | 1 | ||
| P••••••• F•••••••• G•••• L•• independent RIA | $204M | +16% | 2 | $102M | 100% | 99% | 24 | 1 | |
| J••• A• B•••• A••••••••• independent RIA | $204M | +6.7% | 1 | $204M | 97% | 92% | 122 | 1 | |
| F•••••• F••••••• independent RIA | $204M | +27% | 1 | $204M | 99% | 99% | 25 | 1 | |
| V•••• A•••• C•••••• independent RIA | $204M | +12% | 1 | $204M | 100% | 99% | 21 | 2 | 1 |
| M••••••• W••••• A••••••• L•• independent RIA | $204M | +12% | 3 | $68.0M | 62% | 69% | 70 | 1 | |
| U• N•••• F••••••••• L•• independent RIA | $204M | +9.5% | 2 | $102M | 100% | 66% | 169 | 1 | |
| R••••••• I••••••••• R••••••• asset manager | $203M | +21% | 1 | $203M | 0.0% | 4 | |||
| K••••• F•••••••• A•••••••• L•• independent RIA | $203M | +16% | 2 | $102M | 100% | 1 | |||
| B••• • C•••••• independent RIA | $203M | +6.2% | 2 | $102M | 97% | 81% | 74 | 1 | |
| I••••••••• W••••• M••••••••• L•• independent RIA | $203M | +16% | 3 | $67.7M | 100% | 77% | 59 | 1 | |
| S••••• R•••••••• I••• independent RIA | $203M | +3.2% | 1 | $203M | 94% | 88% | 107 | 1 | 1 |
| H•••••• F•••• I•••••• L•• asset manager | $203M | +53% | 1 | $203M | 0.0% | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.