DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,944 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| FORNESS FINANCIAL LLC independent RIA | $203M | +15% | 3 | $67.6M | 100% | 68% | 76 | 1 | |
| WERNAU ASSET MANAGEMENT independent RIA | $203M | +5.9% | 2 | $101M | 87% | 94% | 51 | 1 | |
| STEELHEAD CAPITAL MANAGEMENT, LLC asset manager | $203M | -18% | 1 | $203M | 0.0% | 1 | 20 | ||
| R••••••• V•••• M••••••••• L••• independent RIA | $202M | +19% | 2 | $101M | 100% | 95% | 28 | 1 | |
| J•••••• L•••• W••••• A••••••• independent RIA | $202M | +20% | 2 | $101M | 92% | 97% | 28 | 1 | |
| M••••••• W••••• • T•• A••••••• independent RIA | $202M | +32% | 3 | $67.3M | 100% | 66% | 91 | 1 | |
| B•••• F•••••••• independent RIA | $202M | +12% | 2 | $101M | 100% | 82% | 157 | 1 | |
| G•••• R•••• F•••••••• independent RIA | $202M | +25% | 3 | $67.3M | 100% | 85% | 45 | 1 | |
| D•••• W••••• M••••••••• L•• independent RIA | $202M | +15% | 2 | $101M | 100% | 71% | 95 | 1 | |
| M••••• A•••••••• L•• independent RIA | $202M | +22% | 2 | $101M | 99% | 81% | 117 | 1 | |
| K•••••••• I••••••••• A•••••••• I••• independent RIA | $202M | +10.0% | 1 | $202M | 99% | 88% | 173 | 1 | |
| S••• W••••• A•••••••• L•• independent RIA | $201M | 1 | $201M | 97% | 90% | 103 | 1 | ||
| R•••••• P•••••••• L•• independent RIA | $201M | +22% | 1 | $201M | 67% | 61% | 322 | 1 | 6 |
| W••••••• W••••• M••••••••• L•• independent RIA | $201M | +37% | 2 | $101M | 100% | 91% | 57 | 1 | |
| S••••••• M•••• F••••••••• L•• independent RIA | $201M | +17% | 3 | $67.0M | 99% | 53% | 131 | 1 | |
| M• P•••••••• G••••• L•• independent RIA | $201M | +41% | 2 | $100M | 100% | 21% | 158 | 1 | |
| C••••• W••••• M••••••••• independent RIA | $201M | 3 | $67.0M | 99% | 21% | 168 | 1 | ||
| F•••••• F•••••••• independent RIA | $201M | +17% | 3 | $66.9M | 100% | 63% | 78 | 1 | |
| R•• A••••••• independent RIA | $200M | +46% | 3 | $66.8M | 100% | 83% | 64 | 1 | |
| E•••••• B•• W••••• M••••••••• L•• independent RIA | $200M | +8.8% | 2 | $100M | 99% | 99% | 19 | 1 | |
| U••• P•••••• W•••••• L•• independent RIA | $200M | 3 | $66.8M | 100% | 75% | 63 | 1 | ||
| C••••••••• M•••• M••••••••• S••••••• L•• independent RIA | $200M | 2 | $100M | 93% | 92% | 51 | 1 | ||
| H•••••• I••••••••• A•••••••• L•• independent RIA | $200M | +23% | 1 | $200M | 99% | 87% | 122 | 1 | |
| W••••••••• A••••••••• L••••• independent RIA | $200M | +19% | 1 | $200M | 100% | 98% | 65 | 1 | |
| L••••••• F•••••••• L•• independent RIA | $200M | +19% | 2 | $100M | 100% | 93% | 41 | 1 | |
| C•••••• I••••••••• M••••••••• L•• independent RIA | $200M | +4.9% | 1 | $200M | 60% | 89% | 62 | 1 | |
| R•••• O••••••••• I••• independent RIA | $200M | +8.6% | 3 | $66.7M | 98% | 100% | 1 | ||
| A•••• M••••••••• G•••• independent RIA | $200M | +29% | 3 | $66.7M | 100% | 54% | 124 | 1 | |
| N•••••• W••••• M••••••••• I••• independent RIA | $200M | +24% | 2 | $100M | 100% | 56% | 264 | 1 | |
| S••••••• B••• I••••••••• P••••••• independent RIA | $200M | +11% | 2 | $100.0M | 94% | 63% | 188 | 1 | |
| F••••••• C•••••• M••••••••• I•• independent RIA | $200M | +11% | 3 | $66.6M | 100% | 82% | 58 | 1 | |
| K•••••• F•••••••• G•••• independent RIA | $200M | +18% | 3 | $66.5M | 100% | 71% | 68 | 1 | |
| C•••••• A•••• M••••••••• I••• independent RIA | $200M | +11% | 2 | $99.8M | 91% | 89% | 51 | 1 | |
| D•• F•••••••• C••••••• L•• independent RIA | $199M | +25% | 3 | $66.5M | 79% | 95% | 22 | 1 | |
| P•••••• P••••••• L•• independent RIA | $199M | +6.9% | 1 | $199M | 89% | 100% | 26 | 2 | |
| M••••• G••••• I••••••••• L••••• independent RIA | $199M | +14% | 2 | $99.7M | 84% | 88% | 45 | 1 | |
| N•••••••• other | $199M | +15% | 1 | $199M | 10% | 1 | |||
| S••••••• F•••••••• S••••••• independent RIA | $199M | +8.7% | 2 | $99.6M | 100% | 99% | 27 | 1 | |
| F•••••••• A••••••••• L•• independent RIA | $199M | +19% | 3 | $66.4M | 100% | 91% | 33 | 1 | |
| R•• A••••••• independent RIA | $199M | +4.4% | 2 | $99.6M | 51% | 93% | 107 | 1 | |
| N••••••••• • L••• I••• independent RIA | $199M | +19% | 1 | $199M | 92% | 62% | 262 | 1 | |
| M•• • A••••••••• F•••••••• A••••••• G••••• I••• independent RIA | $199M | +21% | 1 | $199M | 93% | 70% | 306 | 2 | |
| E••••••• F•••••••• G••••• L•• independent RIA | $199M | +18% | 3 | $66.3M | 98% | 83% | 87 | 1 | |
| C•••••• S•••••• F•••••••• L•• independent RIA | $199M | +63% | 2 | $99.3M | 100% | 7.5% | 44 | 1 | |
| P•••••• P••••••• independent RIA | $199M | 2 | $99.3M | 100% | 0.8% | 23 | 1 | ||
| P••••••• W••••••••• L•• independent RIA | $198M | -4.2% | 2 | $99.2M | 100% | 87% | 93 | 1 | |
| C••••••••• A••••••• independent RIA | $198M | +16% | 2 | $99.2M | 100% | 86% | 96 | 1 | |
| S•••• W••••• A•••••••• L•• independent RIA | $198M | +12% | 2 | $99.1M | 100% | 95% | 34 | 1 | |
| W•••• F•••••••• P•••••••• L•• independent RIA | $198M | +36% | 3 | $66.0M | 100% | 72% | 52 | 1 | |
| C••••••• G••••••• F••••••••• L•• independent RIA | $198M | +20% | 1 | $198M | 98% | 70% | 239 | 1 | |
| L••••••• • A••••••••• I••• mixed wealth | $198M | +2.2% | 1 | $198M | 40% | 78% | 125 | 1 | 1 |
| G•••••••• C•••••• M••••••••• C••• independent RIA | $198M | +9.6% | 1 | $198M | 83% | 50% | 256 | 1 | |
| D• • P• I••••••••• A•••••••• L••• independent RIA | $198M | +14% | 1 | $198M | 96% | 74% | 228 | 2 | |
| C•••• A••••••• M••••••••• I••• asset manager | $198M | -7.3% | 1 | $198M | 0.0% | 2 | 1 | ||
| A••••••• W••••• A••••••• independent RIA | $198M | +14% | 3 | $65.9M | 100% | 84% | 46 | 1 | |
| B•••••••• F•••••••• S••••••••• L•• independent RIA | $198M | +13% | 3 | $65.9M | 100% | 95% | 28 | 1 | |
| A•••••••• I••••••••• L•• independent RIA | $197M | +8.9% | 1 | $197M | 100% | 40% | 430 | 1 | |
| C••••• B•••• F•••••••• G••••• L•• independent RIA | $197M | +4.4% | 3 | $65.8M | 55% | 80% | 39 | 1 | |
| U•••••• R••••••••• P••••••• G•••• independent RIA | $197M | 1 | $197M | 100% | 1 | ||||
| R•• W••••• M••••••••• independent RIA | $197M | +21% | 1 | $197M | 74% | 98% | 21 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.