DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PALADINO WEALTH independent RIA | $144M | -13% | 1 | $144M | 100% | 77% | 160 | 1 | |
| SUMMA GLOBAL ADVISORS, LLC independent RIA | $144M | +2.9% | 2 | $72.1M | 99% | 80% | 63 | 1 | |
| PRIVATE LANE CAPITAL, LLC independent RIA | $144M | 1 | $144M | 96% | 98% | 10 | 2 | ||
| J•••• I• B•••• • C•••••• independent RIA | $144M | +1.0% | 2 | $72.0M | 100% | 79% | 65 | 1 | |
| P•• F••••• O•••••• L•• independent RIA | $144M | +18% | 2 | $72.0M | 100% | 92% | 39 | 1 | |
| H•••• C•••••• G•••• independent RIA | $144M | +1.1% | 1 | $144M | 95% | 95% | 118 | 1 | |
| B•• F•••••••• A••••••• other | $144M | +21% | 1 | $144M | 3.3% | 79% | 1 | ||
| C••• W••••• A••••••• independent RIA | $144M | 3 | $47.9M | 100% | 58% | 50 | 1 | ||
| A••• C•••••• A••••••• independent RIA | $144M | +17% | 2 | $71.9M | 100% | 96% | 22 | 1 | |
| C••••••• W••••• M••••••••• independent RIA | $144M | +21% | 2 | $71.9M | 100% | 97% | 29 | 1 | |
| A••••• A••••••• G••••• L•• independent RIA | $144M | -21% | 1 | $144M | 72% | 60% | 222 | 1 | |
| P•••••• A•••••••• L•• independent RIA | $144M | 3 | $47.9M | 92% | 62% | 75 | 1 | ||
| T••• C••••••• L•• independent RIA | $144M | +14% | 1 | $144M | 100% | 100% | 1 | ||
| W•••• O•• F•••••••• M••••••••• I•• independent RIA | $143M | +27% | 3 | $47.8M | 99% | 64% | 117 | 1 | |
| L•••• I••••••••• P•••••••• L•• independent RIA | $143M | 3 | $47.8M | 99% | 71% | 47 | 1 | ||
| G•••••• S•••• R••••••••• P•••••••• I••• independent RIA | $143M | +8.4% | 1 | $143M | 100% | 66% | 128 | 1 | |
| F••••• C•••••• independent RIA | $143M | +6.6% | 2 | $71.6M | 93% | 82% | 76 | 1 | |
| S• R• S••••• • A••••••••• I••• independent RIA | $143M | +13% | 3 | $47.7M | 100% | 81% | 65 | 1 | |
| V•••• W••••• M••••••••• independent RIA | $143M | +22% | 1 | $143M | 100% | 95% | 59 | 1 | |
| B•••• E••••• M••••••••• L•• independent RIA | $143M | +13% | 3 | $47.7M | 96% | 78% | 54 | 1 | |
| B•••• • C•••••• W••••• M••••••••• L•• independent RIA | $143M | +15% | 1 | $143M | 94% | 69% | 136 | 1 | |
| T••••• C•••••• M••••••••• independent RIA | $143M | +4.6% | 1 | $143M | 94% | 60% | 207 | 2 | |
| A••••• W•• F•••••••• independent RIA | $143M | +16% | 1 | $143M | 86% | 45% | 104 | 1 | |
| L••• F••••• W••••• M••••••••• independent RIA | $143M | 1 | $143M | 99% | 78% | 202 | 1 | ||
| U•••• A••••••• G•••• independent RIA | $143M | 1 | $143M | 99% | 91% | 73 | 1 | ||
| B•••• J•••• W••••• M••••••••• L•• independent RIA | $143M | +11% | 2 | $71.3M | 100% | 89% | 12 | 1 | |
| K••••• A•••• M••••••••• L•• independent RIA | $143M | -10% | 2 | $71.3M | 100% | 98% | 7 | 1 | |
| P••••••••• F•••••••• S•••••••• L•• independent RIA | $143M | +30% | 2 | $71.3M | 100% | 69% | 72 | 1 | |
| S•••••• J• G•••• • A••••••••• L•• independent RIA | $143M | +15% | 3 | $47.5M | 100% | 64% | 100 | 1 | |
| V•••• C••• W••••• M••••••••• L•• independent RIA | $143M | +22% | 3 | $47.5M | 100% | 52% | 89 | 1 | |
| R••••••• C•••••• M••••••••• C• independent RIA | $142M | 1 | $142M | 100% | 1 | ||||
| T•• A••••••• G•••• independent RIA | $142M | +21% | 2 | $71.2M | 99% | 60% | 96 | 1 | |
| C•••••••• P•••••••• L•• independent RIA | $142M | +2.2% | 1 | $142M | 63% | 99% | 12 | 1 | |
| R• P•••••••• G•••• independent RIA | $142M | 3 | $47.5M | 95% | 65% | 63 | 1 | ||
| N•••••••• F•••••••• L•• independent RIA | $142M | 3 | $47.4M | 100% | 68% | 56 | 1 | ||
| J• L• P•••••• W••••• M••••••••• L•• independent RIA | $142M | 3 | $47.4M | 100% | 14% | 113 | 1 | ||
| L•• C•••••• L•• independent RIA | $142M | +7.0% | 3 | $47.4M | 100% | 85% | 30 | 1 | |
| J••• A••••• I••••••••• C••••••••• L•• independent RIA | $142M | -5.3% | 2 | $71.1M | 100% | 64% | 128 | 1 | |
| F•••••••• A•••••••• L•• independent RIA | $142M | +23% | 3 | $47.4M | 99% | 66% | 61 | 1 | |
| B•••••• • C• I•• independent RIA | $142M | -19% | 2 | $71.0M | 99% | 86% | 58 | 1 | |
| H•••••• S•••• C•••••• M••••••••• L•• independent RIA | $142M | +13% | 2 | $71.0M | 98% | 82% | 57 | 1 | |
| F•••••• A•••• M••••••••• independent RIA | $142M | 1 | $142M | 100% | 51% | 420 | 2 | ||
| P•••••• F••••• O•••••• L•• independent RIA | $142M | 2 | $70.9M | 100% | 100% | 19 | 1 | ||
| L••••• A•••• M••••••••• L•• independent RIA | $142M | +5.4% | 1 | $142M | 88% | 93% | 96 | 1 | 3 |
| P•••• P•••• A•••••••• L•• independent RIA | $142M | +8.1% | 2 | $70.8M | 100% | 72% | 45 | 1 | |
| O•••••• W••••• A•••••••• I•• independent RIA | $142M | +8.3% | 2 | $70.8M | 91% | 57% | 80 | 1 | |
| T•••• D•••••••• F•••••••• P••••••• independent RIA | $142M | 1 | $142M | 100% | 98% | 45 | 2 | ||
| K•••• P••• I••••••••• L•• asset manager | $142M | +30% | 1 | $142M | 0.0% | 2 | 2 | ||
| I••••••••• F•••••••• C••••••••• L•• independent RIA | $141M | +13% | 1 | $141M | 98% | 83% | 87 | 1 | |
| C•••••• I••••••••• • P••••••• L•• independent RIA | $141M | +15% | 1 | $141M | 100% | 77% | 90 | 2 | |
| O•••••• P•••• F••••••••• L•• independent RIA | $141M | 1 | $141M | 100% | 75% | 163 | 1 | ||
| M•• A•••• M••••••••• L•• independent RIA | $141M | +7.3% | 1 | $141M | 83% | 85% | 99 | 1 | |
| S•• C•••• F•••••••• independent RIA | $141M | 2 | $70.7M | 100% | 85% | 47 | 1 | ||
| D••••• W••••• independent RIA | $141M | +25% | 1 | $141M | 100% | 125 | 2 | ||
| F••••• C•••••• A•••••••• L•• •••••••• O••••• I••••••••• A••• independent RIA | $141M | 2 | $70.6M | 93% | 92% | 34 | 1 | ||
| S••••• • R••••• F•••••••• S•••••••• I••• independent RIA | $141M | 3 | $47.1M | 96% | 62% | 74 | 1 | ||
| G••• L• G•••••••• independent RIA | $141M | -0.5% | 1 | $141M | 88% | 84% | 63 | 1 | |
| L••••••••• A•••• M••••••••• I••• independent RIA | $141M | 1 | $141M | 100% | 4.6% | 54 | 1 | ||
| M••••••• W••••• A••••••• independent RIA | $141M | +15% | 3 | $47.0M | 100% | 19% | 149 | 1 | |
| M••••••• W••••• P•••••••• I•• independent RIA | $141M | 1 | $141M | 100% | 99% | 35 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.