DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
1,074 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SAOS CAPITAL, LLC independent RIA | $239M | +15% | 3 | $79.7M | 94% | 63% | 179 | 1 | |
| INVESTMENT MANAGEMENT & PLANNING LLC independent RIA | $239M | +16% | 4 | $59.7M | 98% | 85% | 126 | 2 | |
| TOTAL WEALTH PLANNING AND MANAGEMENT, INC. independent RIA | $239M | +17% | 8 | $29.8M | 100% | 66% | 52 | 7 | |
| P••••••• A••••••• L•• independent RIA | $239M | +22% | 4 | $59.6M | 85% | 99% | 1 | ||
| S•••••••• W••••• C•••••• independent RIA | $238M | +15% | 2 | $119M | 98% | 66% | 33 | 1 | |
| S••••• A••••••• L•• independent RIA | $238M | +11% | 2 | $119M | 100% | 53% | 339 | 1 | |
| A•••••••• C•••••• W••••• M••••••••• L•• independent RIA | $238M | +12% | 35 | $6.8M | 100% | 69% | 18 | 26 | |
| L••••• F•••••••• P••••••• A•• W••••• M••••••••• independent RIA | $237M | +12% | 1 | $237M | 99% | 83% | 194 | 1 | |
| C••••••••• A•••••••• L•• independent RIA | $237M | +40% | 8 | $29.7M | 98% | 39% | 57 | 4 | 1 |
| A••••• W••••• P••••••• L•• independent RIA | $237M | 5 | $47.5M | 99% | 52% | 83 | 3 | ||
| P••••••••• independent RIA | $235M | +11% | 4 | $58.8M | 98% | 95% | 69 | 1 | |
| P••••••••• W••••• M••••••••• independent RIA | $235M | +22% | 2 | $117M | 100% | 89% | 70 | 1 | |
| I••••••••• C•••••• M••••••••• I••• independent RIA | $232M | +9.5% | 5 | $46.5M | 63% | 11% | 176 | 1 | |
| T•••••• F•••••••• L•• independent RIA | $231M | 3 | $77.0M | 94% | 84% | 55 | 1 | ||
| L•• W••••• M••••••••• independent RIA | $229M | +32% | 7 | $32.7M | 51% | 68% | 55 | 7 | |
| M•• W••••• M••••••••• L•• independent RIA | $228M | +18% | 4 | $57.1M | 93% | 58% | 104 | 2 | |
| M•••••• I••••••••• M••••••••• L••• independent RIA | $228M | +20% | 1 | $228M | 98% | 40% | 561 | 1 | |
| B••••• F•••••••• A••••••• independent RIA | $228M | +14% | 3 | $76.0M | 92% | 98% | 16 | 1 | |
| C••••• F•• W••••• M••••••••• A••••••• independent RIA | $228M | +22% | 5 | $45.6M | 100% | 41% | 128 | 2 | |
| P•••••• F•••••••• P•••••••• L•• independent RIA | $226M | 2 | $113M | 95% | 84% | 72 | 1 | ||
| W••• A••••••• independent RIA | $226M | +20% | 4 | $56.4M | 100% | 62% | 179 | 1 | |
| G••••• V•••• I••••••••• C••••••••• independent RIA | $226M | +16% | 4 | $56.4M | 86% | 82% | 44 | 6 | 1 |
| T•• P••••••••• G•••• independent RIA | $225M | +29% | 2 | $113M | 99% | 65% | 148 | 1 | |
| P•••• C•••••• M••••••••• independent RIA | $225M | +15% | 3 | $74.9M | 69% | 42% | 91 | 1 | |
| S•• G•••• W••••• P••••••• L•• independent RIA | $224M | +25% | 3 | $74.8M | 94% | 83% | 114 | 1 | |
| O••• W••••• M••••••••• L•• independent RIA | $224M | +16% | 1 | $224M | 76% | 88% | 406 | 2 | |
| M••••••••• S•••• • A••••••••• I••• independent RIA | $224M | +9.1% | 3 | $74.7M | 100% | 81% | 62 | 1 | |
| E••••• I••••••••• C••••••••• I••• independent RIA | $224M | +13% | 2 | $112M | 100% | 61% | 179 | 1 | |
| W••••• F•••••••• L•• independent RIA | $223M | +46% | 7 | $31.9M | 100% | 68% | 39 | 7 | |
| S••••• C•••••• M••••••••• independent RIA | $223M | +4.0% | 2 | $112M | 90% | 99% | 66 | 3 | |
| T•••••• W••••• M••••••••• independent RIA | $223M | +43% | 4 | $55.7M | 99% | 100% | 1 | ||
| D•••••• F•••••••• D•••••• independent RIA | $223M | +12% | 5 | $44.6M | 99% | 60% | 70 | 1 | |
| C•••• W••••• M••••••••• independent RIA | $223M | +44% | 2 | $111M | 96% | 91% | 49 | 1 | |
| B••••••• W••••• M••••••••• G••••• L•• independent RIA | $222M | +13% | 1 | $222M | 97% | 74% | 357 | 1 | |
| H•••••• G••••• A••••••• independent RIA | $221M | +14% | 1 | $221M | 90% | 86% | 144 | 1 | |
| P••• S••••• F•••••••• G•••• L•• independent RIA | $219M | +5.0% | 5 | $43.7M | 97% | 43% | 81 | 4 | |
| A•••••••• C•••••• L•• independent RIA | $218M | +12% | 2 | $109M | 100% | 91% | 60 | 2 | |
| W••••••••• A•••• M••••••••• L•• independent RIA | $217M | +19% | 5 | $43.5M | 95% | 72% | 49 | 3 | |
| F•• R••••••••• C••••••••• independent RIA | $216M | +6.5% | 2 | $108M | 100% | 86% | 78 | 1 | |
| P••••••••• A••••••• G•••• L•• independent RIA | $216M | +4.1% | 3 | $72.0M | 100% | 76% | 81 | 1 | |
| D••••• C••••••• L•• independent RIA | $215M | 4 | $53.8M | 100% | 100% | 19 | 2 | ||
| 4••••••• F•••••••• G•••• I••• independent RIA | $214M | +20% | 5 | $42.9M | 80% | 1 | |||
| C•••••••• C••••••• W••••• L•• independent RIA | $214M | 2 | $107M | 100% | 61% | 93 | 3 | ||
| S•••••• C•••••• G•••• independent RIA | $213M | +9.5% | 7 | $30.4M | 98% | 52% | 64 | 6 | |
| S••••••••• F••••••••• I•• independent RIA | $210M | 3 | $70.1M | 100% | 80% | 58 | 3 | ||
| S••••••• W••••• M••••••••• L•• other | $210M | +14% | 3 | $69.9M | 0.8% | 1 | |||
| B••• W••••• A••••••• L•• independent RIA | $209M | +49% | 3 | $69.8M | 100% | 36% | 116 | 2 | |
| S•••••••• W••••• P••••••• independent RIA | $209M | +4.0% | 1 | $209M | 99% | 93% | 196 | 1 | |
| P••••••• A•••• M••••••••• I••• independent RIA | $206M | +28% | 3 | $68.7M | 80% | 90% | 47 | 1 | |
| T•• H••••• G••••• L•• independent RIA | $205M | -1.1% | 2 | $102M | 96% | 85% | 95 | 2 | |
| M••••••• W••••• A••••••• L•• independent RIA | $204M | +12% | 3 | $68.0M | 62% | 69% | 70 | 1 | |
| C••••••••• T•••• F•••••••• S••••••• independent RIA | $204M | 5 | $40.8M | 92% | 52% | 181 | 4 | ||
| N•• H••••••• W••••• M••••••••• independent RIA | $203M | +8.6% | 6 | $33.9M | 82% | 54% | 38 | 1 | |
| F•••••• F•••••••• L•• independent RIA | $203M | +15% | 3 | $67.6M | 100% | 68% | 76 | 1 | |
| P••••••• W••••• A••••••• L•• independent RIA | $201M | -57% | 8 | $25.2M | 98% | 76% | 35 | 3 | |
| S••••••• M•••• F••••••••• L•• independent RIA | $201M | +17% | 3 | $67.0M | 99% | 53% | 131 | 1 | |
| A•••• P•••••• A•••••••• L•• independent RIA | $200M | +13% | 5 | $40.0M | 97% | 87% | 25 | 1 | |
| G•••••••• C•••••• M••••••••• C••• independent RIA | $198M | +9.6% | 1 | $198M | 83% | 50% | 256 | 1 | |
| A•• I••••••••• M••••••••• G•••• independent RIA | $197M | +15% | 2 | $98.6M | 100% | 57% | 279 | 2 | |
| U•••••• R••••••••• P••••••• G•••• independent RIA | $197M | 1 | $197M | 100% | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.