DFX Intelligence
Advisor teams
Teams that joined Fisher InvestmentsWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
61 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments independent RIA | New York, Ny | Wirehouse to independent RIA | Jul 27, 2026 over 7 d |
| 2 | Morgan Stanley wirehouse | Fisher Investments independent RIA | Tampa, Fl | Wirehouse to independent RIA | Jun 2, 2026 over 2 d |
| 2 | Strategic Advisers LLC national BD | Fisher Investments independent RIA | Boston, Ma | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 over 1 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | F••••• I••••••••• independent RIA | Chandler, Az | Wirehouse to independent RIA | May 19, 2026 over 3 d |
| 3 | E•••••• F•••••••• P••••••• A•• W••••• M••••••••• independent RIA | F••••• I••••••••• independent RIA | St Petersburg, Fl | RIA to RIA | Apr 27, 2026 over 14 d |
| 2 | S••• W••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Jacksonville, Fl | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2026 |
| 4 | F•••••• F•••••••• A•••••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Orlando, Fl +1 | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2026 over 21 d |
| 2 | M••••• S•••••• wirehouse | F••••• I••••••••• independent RIA | Tampa, Fl | Wirehouse to independent RIA | Mar 25, 2026 over 13 d |
| 2 | F•••••• F•••••••• A•••••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Tampa, Fl | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2026 |
| 4 | F•••••• F•••••••• A•••••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Orlando, Fl +2 | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 over 27 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | F••••• I••••••••• independent RIA | Massapequa Park, Ny +1 | Wirehouse to independent RIA | Jan 2, 2026 over 6 d |
| 2 | L•• E••••••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Miami, Fl +1 | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | F••••• I••••••••• independent RIA | Fort Worth, Tx +2 | Wirehouse to independent RIA | Dec 9, 2025 over 8 d |
| 2 | M••••• S•••••• wirehouse | F••••• I••••••••• independent RIA | Tampa, Fl | Wirehouse to independent RIA | Oct 2, 2025 over 4 d |
| 3 | F•••••• F•••••••• A•••••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Tampa, Fl | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 over 14 d |
| 2 | S•••••••• A••••••• L•• national BD | F••••• I••••••••• independent RIA | Boston, Ma | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2025 over 13 d |
| 2 | M••••• S•••••• wirehouse | F••••• I••••••••• independent RIA | Gilbert, Az | Wirehouse to independent RIA | Mar 28, 2025 over 7 d |
| 2 | M••••• S•••••• wirehouse | F••••• I••••••••• independent RIA | Wesley Chapel, Fl +1 | Wirehouse to independent RIA | Feb 7, 2025 over 3 d |
| 2 | G•••••• S•••• W••••• S•••••••• L••• BD affiliated | F••••• I••••••••• independent RIA | Dallas, Tx | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2024 over 6 d |
| 2 | V••••••• A•••••••• I••• BD affiliated | F••••• I••••••••• independent RIA | Plano, Tx | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2024 over 9 d |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | F••••• I••••••••• independent RIA | Mckinney, Tx +2 | Wirehouse to independent RIA | Aug 14, 2024 over 6 d |
| 2 | C•••••• S••••• • C••• I••• national BD | F••••• I••••••••• independent RIA | Westlake, Tx | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2024 over 3 d |
| 2 | F•••••• F•••••••• A•••••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Tampa, Fl +1 | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 over 13 d |
| 5 | F••••••• P••••••• A•• W•••••••• A••••••• BD affiliated | F••••• I••••••••• independent RIA | Westlake, Tx +2 | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2024 over 27 d |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | F••••• I••••••••• independent RIA | Fort Worth, Tx +1 | Wirehouse to independent RIA | May 23, 2024 over 12 d |
| 2 | M••••• S•••••• wirehouse | F••••• I••••••••• independent RIA | Tampa, Fl | Wirehouse to independent RIA | May 14, 2024 over 2 d |
| 3 | E•••••• A••••••• G••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Greenwood Village, Co | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2024 over 14 d |
| 2 | E•••••• A••••••• G••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Greenwood Village, Co | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2024 over 13 d |
| 2 | F•••••• F•••••••• A•••••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Tampa, Fl | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2024 over 13 d |
| 2 | E••••• J•••• national BD | F••••• I••••••••• independent RIA | Maryland Heights, Mo +1 | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 |
| 3 | E•••••• A••••••• G••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Greenwood Village, Co | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 over 6 d |
| 2 | A•••••• A••••••• S••••••• BD affiliated | F••••• I••••••••• independent RIA | Dallas, Tx +1 | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 over 14 d |
| 3 | F••••••• P••••••• A•• W•••••••• A••••••• BD affiliated | F••••• I••••••••• independent RIA | Boston, Ma | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2022 over 15 d |
| 4 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | F••••• I••••••••• independent RIA | New York, Ny | Wirehouse to independent RIA | Feb 1, 2022 over 27 d |
| 4 | F••••••• P••••••• A•• W•••••••• A••••••• BD affiliated | F••••• I••••••••• independent RIA | Boston, Ma | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2021 over 21 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | F••••• I••••••••• independent RIA | Palm Coast, Fl +1 | Wirehouse to independent RIA | May 18, 2021 over 14 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | F••••• I••••••••• independent RIA | Miami, Fl +1 | Wirehouse to independent RIA | Apr 16, 2021 over 4 d |
| 3 | F••••••• P••••••• A•• W•••••••• A••••••• BD affiliated | F••••• I••••••••• independent RIA | Boston, Ma | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2021 over 23 d |
| 3 | T• A••••••••• I••• no RAUM | F••••• I••••••••• independent RIA | Fort Worth, Tx +1 | Other | Jan 11, 2021 |
| 4 | T• A••••••••• I••••••••• M••••••••• L•• independent RIA | F••••• I••••••••• independent RIA | Plano, Tx +1 | RIA to RIA | Dec 31, 2020 over 11 d |
| 2 | E•••••••• A•••••••• L•• national BD | F••••• I••••••••• independent RIA | Dallas, Tx | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2020 over 14 d |
| 3 | T• A••••••••• I••••••••• M••••••••• L•• independent RIA | F••••• I••••••••• independent RIA | Altamonte Springs, Fl +2 | RIA to RIA | Dec 18, 2020 over 13 d |
| 2 | F•••••• F•••••••• A•••••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Tampa, Fl | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2020 over 5 d |
| 2 | A••••• A•• P••••••• S••••••• BD affiliated | F••••• I••••••••• independent RIA | Frisco, Tx | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2020 over 9 d |
| 2 | A••••• A•• P••••••• S••••••• BD affiliated | F••••• I••••••••• independent RIA | Frisco, Tx | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 |
| 2 | C••••••••• I••••••••• L•• mixed wealth | F••••• I••••••••• independent RIA | New York, Ny | RIA to RIA | Oct 12, 2020 |
| 2 | U••• I••••••••• S••••••• C•••••• no RAUM | F••••• I••••••••• independent RIA | San Antonio, Tx | Other | Jun 15, 2020 over 2 d |
| 2 | A••••• A•• P••••••• S••••••• BD affiliated | F••••• I••••••••• independent RIA | Frisco, Tx | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2020 over 3 d |
| 2 | T• A••••••••• I••••••••• M••••••••• L•• independent RIA | F••••• I••••••••• independent RIA | New York, Ny +1 | RIA to RIA | Jan 8, 2020 |
| 2 | U••• I••••••••• S••••••• C•••••• BD affiliated | F••••• I••••••••• independent RIA | San Antonio, Tx | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2019 |
| 2 | F••••••• P••••••• A•• W•••••••• A••••••• BD affiliated | F••••• I••••••••• independent RIA | Boston, Ma | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2019 over 10 d |
| 2 | U••• I••••••••• S••••••• C•••••• BD affiliated | F••••• I••••••••• independent RIA | San Antonio, Tx | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2019 over 6 d |
| 2 | F••••••• P••••••• A•• W•••••••• A••••••• BD affiliated | F••••• I••••••••• independent RIA | Boston, Ma | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2019 over 7 d |
| 2 | T• A••••••••• I••• no RAUM | F••••• I••••••••• independent RIA | Westlake, Tx | Other | Sep 7, 2018 |
| 2 | S•••••••• A••••••• L•• national BD | F••••• I••••••••• independent RIA | Westlake, Tx +1 | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2018 |
| 5 | S•••••••• I••••••••• M••••••••• BD affiliated | F••••• I••••••••• independent RIA | Saint Louis, Mo | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 over 2 d |
| 2 | J••• M••••• S••••••••• L•• wirehouse | F••••• I••••••••• other | Abilene, Tx +1 | Other | Jan 9, 2018 |
| 2 | S•••••••• I••••••••• M••••••••• other | F••••• I••••••••• other | Saint Louis, Mo | Other | Nov 14, 2017 |
| 3 | S•••••••• A••••••• L•• national BD | F••••• I••••••••• other | Westlake, Tx | Other | Nov 1, 2017 over 5 d |
| 2 | S•••••••• A••••••• L•• national BD | F••••• I••••••••• other | Austin, Tx +1 | Other | Oct 2, 2017 over 3 d |
derived from registration dates
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The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.