DFX Intelligence
Advisor teams
Teams that joined Osaic Wealth, Inc.What counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
180 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 4 | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | El Paso, Tx | Affiliated broker-dealer or bank to another | Sep 3, 2026 |
| 7 | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Fitchburg, Wi +3 | Affiliated broker-dealer or bank to another | Aug 20, 2026 |
| 2 | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | Aug 5, 2026 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | O•••• W•••••• I••• BD affiliated | Cedar Rapids, Ia | Affiliated broker-dealer or bank to another | Jul 20, 2026 |
| 2 | I•••••••• A•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Urbandale, Ia | Affiliated broker-dealer or bank to another | Jul 17, 2026 |
| 2 | G••• L••• A•••••••• L•• independent RIA | O•••• W•••••• I••• BD affiliated | Celebration, Fl | RIA to affiliated broker-dealer or bank | Jul 17, 2026 |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | New Albany, Oh | Affiliated broker-dealer or bank to another | Jun 25, 2026 |
| 2 | C••••••••• F•••••••• N•••••• national BD | O•••• W•••••• I••• BD affiliated | Lexington, Ky | Affiliated broker-dealer or bank to another | Jun 10, 2026 over 1 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | O•••• W•••••• I••• BD affiliated | Nashville, Tn +1 | Affiliated broker-dealer or bank to another | Jun 1, 2026 over 2 d |
| 2 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | San Diego, Ca | Affiliated broker-dealer or bank to another | May 26, 2026 over 9 d |
| 3 | W•••• F•••• A••••••• wirehouse | O•••• W•••••• I••• BD affiliated | Waterloo, Ia | Wirehouse to affiliated broker-dealer or bank | May 21, 2026 |
| 2 | S••••• I••••••••• A•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Dayton, Oh +1 | Affiliated broker-dealer or bank to another | May 13, 2026 |
| 3 | S••••• I••••••••• A•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | St Louis, Mo +1 | Affiliated broker-dealer or bank to another | May 7, 2026 over 20 d |
| 2 | S••••• I••••••••• A•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Landrum, Sc | Affiliated broker-dealer or bank to another | May 7, 2026 |
| 2 | P••••••• I••••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | East Syracuse, Ny | Affiliated broker-dealer or bank to another | May 4, 2026 |
| 3 | F••••••• F•••••••• A•••••••• L•• independent RIA | O•••• W•••••• I••• BD affiliated | Cary, Nc | RIA to affiliated broker-dealer or bank | Apr 22, 2026 |
| 2 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Stevens Point, Wi | Affiliated broker-dealer or bank to another | Apr 10, 2026 |
| 3 | S•••••••• A••••••• L•• national BD | O•••• W•••••• I••• BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Mar 5, 2026 over 21 d |
| 3 | K••••• A••••••• S•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Austin, Tx +1 | Affiliated broker-dealer or bank to another | Mar 4, 2026 |
| 2 | C••••••••• F•••••••• N•••••• national BD | O•••• W•••••• I••• BD affiliated | San Diego, Ca | Affiliated broker-dealer or bank to another | Mar 3, 2026 |
| 2 | F•••• C••••••• I••••••• S•••••••• I••• BD affiliated | O•••• W•••••• I••• BD affiliated | Sumter, Sc | Affiliated broker-dealer or bank to another | Feb 26, 2026 over 1 d |
| 2 | S••••• I••••••••• A•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | Feb 19, 2026 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | O•••• W•••••• I••• BD affiliated | Westport, Ct | Affiliated broker-dealer or bank to another | Feb 12, 2026 over 6 d |
| 2 | A••••••••• I••• BD affiliated | O•••• W•••••• I••• BD affiliated | Concord, Ca | Affiliated broker-dealer or bank to another | Feb 4, 2026 over 13 d |
| 2 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Leavenworth, Wa | Affiliated broker-dealer or bank to another | Feb 3, 2026 over 8 d |
| 2 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Weeping Water, Ne +1 | Affiliated broker-dealer or bank to another | Dec 3, 2025 over 7 d |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Piedmont, Sc +1 | Affiliated broker-dealer or bank to another | Dec 2, 2025 over 9 d |
| 2 | S•••••••• A••••••• L•• national BD | O•••• W•••••• I••• BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Nov 28, 2025 over 6 d |
| 2 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Daniel Island, Sc +1 | Affiliated broker-dealer or bank to another | Nov 26, 2025 over 13 d |
| 3 | P•••••••• A••••••• national BD | O•••• W•••••• I••• BD affiliated | Scott Depot, Wv +2 | Affiliated broker-dealer or bank to another | Nov 21, 2025 over 3 d |
| 3 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | O•••• W•••••• I••• BD affiliated | Powell, Oh +2 | Affiliated broker-dealer or bank to another | Nov 20, 2025 |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | O•••• W•••••• I••• BD affiliated | Ladera Ranch, Ca | Affiliated broker-dealer or bank to another | Nov 20, 2025 |
| 5 | G•• W••••• S••••••••• G••••• L•• independent RIA | O•••• W•••••• I••• BD affiliated | Greenwood Village, Co | RIA to affiliated broker-dealer or bank | Nov 14, 2025 |
| 3 | P•• A••••••• independent RIA | O•••• W•••••• I••• BD affiliated | Albuquerque, Nm | RIA to affiliated broker-dealer or bank | Nov 1, 2025 over 9 d |
| 2 | P•• A••••••• independent RIA | O•••• W•••••• I••• BD affiliated | Scottsdale, Az | RIA to affiliated broker-dealer or bank | Nov 1, 2025 over 9 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | O•••• W•••••• I••• BD affiliated | Maplewood, Mn +1 | Affiliated broker-dealer or bank to another | Oct 20, 2025 |
| 3 | P•••••••• A••••••• national BD | O•••• W•••••• I••• BD affiliated | Hurricane, Wv +2 | Affiliated broker-dealer or bank to another | Oct 17, 2025 over 3 d |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | O•••• W•••••• I••• BD affiliated | Grants Pass, Or +1 | Affiliated broker-dealer or bank to another | Oct 8, 2025 over 16 d |
| 5 | C••••••••• F•••••••• N•••••• national BD | O•••• W•••••• I••• BD affiliated | Englewood, Fl | Affiliated broker-dealer or bank to another | Oct 2, 2025 over 4 d |
| 3 | C••••••••• F•••••••• N•••••• national BD | O•••• W•••••• I••• BD affiliated | Fishers, In | Affiliated broker-dealer or bank to another | Sep 29, 2025 |
| 3 | E•• F•••••••• A••••••• independent RIA | O•••• W•••••• I••• BD affiliated | Herkimer, Ny | RIA to affiliated broker-dealer or bank | Sep 18, 2025 over 12 d |
| 2 | S•• BD affiliated | O•••• W•••••• I••• BD affiliated | Louisville, Ky | Affiliated broker-dealer or bank to another | Sep 2, 2025 |
| 2 | C••••••••• F•••••••• N•••••• national BD | O•••• W•••••• I••• BD affiliated | Morgantown, Wv | Affiliated broker-dealer or bank to another | Sep 2, 2025 |
| 2 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Corona, Ca | Affiliated broker-dealer or bank to another | Aug 28, 2025 |
| 3 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Melville, Ny, Ny +2 | Affiliated broker-dealer or bank to another | Aug 20, 2025 over 14 d |
| 3 | L••••• F••••••••• I••• independent RIA | O•••• W•••••• I••• BD affiliated | Columbia, Tn | RIA to affiliated broker-dealer or bank | Aug 19, 2025 |
| 2 | E••••• J•••• national BD | O•••• W•••••• I••• BD affiliated | Palm Beach Gardens, Fl +1 | Affiliated broker-dealer or bank to another | Aug 7, 2025 over 11 d |
| 2 | M•••••• A•••••• N•••••• BD affiliated | O•••• W•••••• I••• BD affiliated | Corona, Ca | Affiliated broker-dealer or bank to another | Aug 6, 2025 over 1 d |
| 3 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | San Diego, Ca +2 | Affiliated broker-dealer or bank to another | Jul 24, 2025 over 6 d |
| 3 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Statesville, Nc | Affiliated broker-dealer or bank to another | Jul 18, 2025 |
| 2 | C••••• F•••••••• A••••••• unclassified | O•••• W•••••• I••• BD affiliated | San Francisco, Ca | Other | Jul 15, 2025 |
| 2 | E•••••• C•••••• M••••••••• unclassified | O•••• W•••••• I••• BD affiliated | Mt Laurel, Nj | Other | Jun 5, 2025 |
| 4 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Old Tappan, Nj | Affiliated broker-dealer or bank to another | May 21, 2025 over 13 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | O•••• W•••••• I••• BD affiliated | New York, Ny | Wirehouse to affiliated broker-dealer or bank | May 19, 2025 over 8 d |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Lake Oswego, Or | Affiliated broker-dealer or bank to another | May 7, 2025 over 2 d |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Saratoga Springs, Ny +1 | Affiliated broker-dealer or bank to another | Apr 29, 2025 |
| 2 | P•••••••• S••••••••• I••• BD affiliated | O•••• W•••••• I••• BD affiliated | Kahului, Hi | Affiliated broker-dealer or bank to another | Apr 21, 2025 |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Keene, Tx +1 | Affiliated broker-dealer or bank to another | Apr 4, 2025 over 11 d |
| 2 | S•• BD affiliated | O•••• W•••••• I••• BD affiliated | St James, Mn | Affiliated broker-dealer or bank to another | Mar 24, 2025 |
| 2 | C••• F•••••••• S•••••••• L••• BD affiliated | O•••• W•••••• I••• BD affiliated | Allentown, Pa | Affiliated broker-dealer or bank to another | Mar 6, 2025 |
derived from registration dates
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The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.