DFX Intelligence
Advisor teams
Teams that joined LPL Financial LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
1,739 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 12 | Osaic Fs, Inc. BD affiliated | LPL Financial LLC BD affiliated | Wexford, Pa | Affiliated broker-dealer or bank to another | Aug 5, 2024 over 4 d |
| 2 | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Longwood, Fl | Affiliated broker-dealer or bank to another | Aug 2, 2024 over 4 d |
| 4 | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | San Diego, Ca +1 | Affiliated broker-dealer or bank to another | Jul 31, 2024 over 5 d |
| 3 | T••••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Lincoln, Ne | Affiliated broker-dealer or bank to another | Jul 30, 2024 |
| 2 | T••••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Minneapolis, Mn | Affiliated broker-dealer or bank to another | Jul 30, 2024 |
| 6 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | North Haven, Ct | Affiliated broker-dealer or bank to another | Jul 29, 2024 over 4 d |
| 4 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Princeton, Nj +2 | Wirehouse to affiliated broker-dealer or bank | Jul 29, 2024 |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Dallas, Tx +1 | Affiliated broker-dealer or bank to another | Jul 29, 2024 over 4 d |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Los Angeles, Ca +2 | Affiliated broker-dealer or bank to another | Jul 25, 2024 over 1 d |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Lake Forest, Il | Wirehouse to affiliated broker-dealer or bank | Jul 25, 2024 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Greenville, Pa | Affiliated broker-dealer or bank to another | Jul 25, 2024 over 1 d |
| 2 | P•••••• A•••••• G••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Morristown, Nj | Affiliated broker-dealer or bank to another | Jul 24, 2024 over 12 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Tampa, Fl +1 | Wirehouse to affiliated broker-dealer or bank | Jul 22, 2024 over 1 d |
| 2 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Springfield, Va +1 | Affiliated broker-dealer or bank to another | Jul 19, 2024 |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Parkersburg, Wv | Affiliated broker-dealer or bank to another | Jul 17, 2024 |
| 2 | O••••••••• • C•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Jul 12, 2024 |
| 2 | F••••••• P••••••• A•• W•••••••• A••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Glen Allen, Va +1 | Affiliated broker-dealer or bank to another | Jul 12, 2024 over 13 d |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Lonoke, Ar | Affiliated broker-dealer or bank to another | Jul 10, 2024 over 1 d |
| 3 | G••••• S•••• W••••• M••••••••• L•• independent RIA | L•• F•••••••• L•• BD affiliated | Powell, Wy | RIA to affiliated broker-dealer or bank | Jul 10, 2024 |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Austin, Tx +1 | Affiliated broker-dealer or bank to another | Jul 10, 2024 over 6 d |
| 4 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Hayes, Va +3 | Affiliated broker-dealer or bank to another | Jul 9, 2024 over 8 d |
| 3 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Long Beach, Ca +2 | Affiliated broker-dealer or bank to another | Jul 8, 2024 over 16 d |
| 2 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• BD affiliated | Morris, Il +1 | Wirehouse to affiliated broker-dealer or bank | Jul 3, 2024 over 13 d |
| 4 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Blue Bell, Pa +1 | Affiliated broker-dealer or bank to another | Jul 2, 2024 over 9 d |
| 2 | A••••••• F•••••••• G••••• L•• independent RIA | L•• F•••••••• L•• BD affiliated | Bangor, Me | RIA to affiliated broker-dealer or bank | Jul 2, 2024 over 7 d |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Oklahoma City, Ok +2 | Affiliated broker-dealer or bank to another | Jun 28, 2024 over 5 d |
| 3 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Irving, Tx +1 | Affiliated broker-dealer or bank to another | Jun 28, 2024 |
| 2 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | New York, Ny | Affiliated broker-dealer or bank to another | Jun 28, 2024 |
| 2 | M••••• S•••••• wirehouse | L•• F•••••••• L•• BD affiliated | Cocoa Beach, Fl +1 | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2024 over 1 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Cape May, Nj +1 | Affiliated broker-dealer or bank to another | Jun 24, 2024 over 2 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | San Diego, Ca | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2024 over 11 d |
| 4 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Costa Mesa, Ca +3 | Affiliated broker-dealer or bank to another | Jun 21, 2024 over 18 d |
| 2 | S•••••• N••••••• • C••••••• I••••••••• national BD | L•• F•••••••• L•• BD affiliated | Ofallon, Il | Affiliated broker-dealer or bank to another | Jun 21, 2024 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | New York, Ny +1 | Wirehouse to affiliated broker-dealer or bank | Jun 20, 2024 over 12 d |
| 4 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Mount Pleasant, Sc +2 | Affiliated broker-dealer or bank to another | Jun 13, 2024 over 4 d |
| 2 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Dallas, Tx +1 | Affiliated broker-dealer or bank to another | Jun 13, 2024 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• BD affiliated | Atlanta, Ga +1 | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2024 over 13 d |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Granite Bay, Ca +1 | Affiliated broker-dealer or bank to another | Jun 11, 2024 over 1 d |
| 2 | G•••• P•••• A•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Rockville, Md | Affiliated broker-dealer or bank to another | Jun 11, 2024 |
| 2 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Waterbury, Ct | Affiliated broker-dealer or bank to another | Jun 10, 2024 |
| 2 | M••••••• I••••••••• N•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Worthington, Mn | Affiliated broker-dealer or bank to another | Jun 7, 2024 |
| 5 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | La Jolla, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Jun 5, 2024 over 2 d |
| 4 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Panama City, Fl +1 | Affiliated broker-dealer or bank to another | Jun 5, 2024 over 21 d |
| 2 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• BD affiliated | Newport Beach, Ca | Wirehouse to affiliated broker-dealer or bank | Jun 5, 2024 |
| 4 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Branford, Ct +2 | Affiliated broker-dealer or bank to another | Jun 4, 2024 over 17 d |
| 3 | P•• W••••• M••••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Wilmington, De | Affiliated broker-dealer or bank to another | Jun 3, 2024 over 2 d |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Brownstown Township, Mi | Affiliated broker-dealer or bank to another | Jun 3, 2024 over 2 d |
| 2 | M••• A••••••• S•••••••• L•• independent RIA | L•• F•••••••• L•• BD affiliated | Albany, Ny | RIA to affiliated broker-dealer or bank | Jun 3, 2024 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Brentwood, Tn | Affiliated broker-dealer or bank to another | May 31, 2024 |
| 3 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Mansfield, Tx +1 | Affiliated broker-dealer or bank to another | May 29, 2024 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Houston, Tx +1 | Wirehouse to affiliated broker-dealer or bank | May 29, 2024 over 6 d |
| 2 | N••••••••• M••••• I••••••••• S••••••••• no RAUM | L•• F•••••••• L•• BD affiliated | Bloomington, Mn | Other | May 28, 2024 over 1 d |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Atlanta, Ga +1 | Affiliated broker-dealer or bank to another | May 28, 2024 over 1 d |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Staten Island, Ny | Affiliated broker-dealer or bank to another | May 24, 2024 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Edina, Mn | Affiliated broker-dealer or bank to another | May 22, 2024 over 1 d |
| 4 | A•••• P•••• A••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Spokane, Wa +1 | Affiliated broker-dealer or bank to another | May 21, 2024 over 1 d |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Tualatin, Or | Affiliated broker-dealer or bank to another | May 21, 2024 over 7 d |
| 3 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Pepper Pike, Oh | Affiliated broker-dealer or bank to another | May 21, 2024 |
| 2 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Spokane, Wa +1 | Affiliated broker-dealer or bank to another | May 21, 2024 |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Oklahoma City, Ok | Wirehouse to affiliated broker-dealer or bank | May 20, 2024 |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.