Teams that joined LPL Financial LLC

Search by name with RIA and Wealth Intelligence

1,739 teams

Advisors	From	To	Branch	Type	Left
3	Cetera Investment Advisers LLC BD affiliated	LPL Financial LLC BD affiliated	Greensburg, Pa +2	Affiliated broker-dealer or bank to another	Jan 9, 2024 over 16 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Mcallen, Tx +1	Affiliated broker-dealer or bank to another	Jan 9, 2024 over 2 d
3	Capital Point Financial Group, Ltd. independent RIA	LPL Financial LLC BD affiliated	Glenview, Il	RIA to affiliated broker-dealer or bank	Jan 8, 2024
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Helena, Mt	Affiliated broker-dealer or bank to another	Dec 31, 2023
2	B•••••••• L•• independent RIA	L•• F•••••••• L•• BD affiliated	Dallas, Tx	RIA to affiliated broker-dealer or bank	Dec 31, 2023
2	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Fairfield, Ia	Affiliated broker-dealer or bank to another	Dec 19, 2023 over 7 d
2	A•••••• A••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	San Diego, Ca +1	Affiliated broker-dealer or bank to another	Dec 16, 2023
2	A•••••• A••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Irving, Tx +1	Affiliated broker-dealer or bank to another	Dec 16, 2023 over 6 d
2	A••••••• W•••••• L•• independent RIA	L•• F•••••••• L•• BD affiliated	South Jordan, Ut	RIA to affiliated broker-dealer or bank	Dec 14, 2023
3	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Shreveport, La	Affiliated broker-dealer or bank to another	Dec 13, 2023 over 1 d
3	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Stamford, Ct +1	Affiliated broker-dealer or bank to another	Dec 12, 2023 over 10 d
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Wakefield, Ri	Affiliated broker-dealer or bank to another	Dec 12, 2023
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Wakefield, Ri +1	Affiliated broker-dealer or bank to another	Dec 12, 2023
2	W••••••• F•••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Oakdale, Mn	Affiliated broker-dealer or bank to another	Dec 12, 2023
3	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Moon Twp, Pa	Affiliated broker-dealer or bank to another	Dec 8, 2023
5	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	West Des Moines, Ia	Affiliated broker-dealer or bank to another	Dec 7, 2023 over 12 d
3	T••••• A••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Charlotte, Nc	Affiliated broker-dealer or bank to another	Dec 6, 2023 over 12 d
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Knoxville, Tn	Affiliated broker-dealer or bank to another	Dec 5, 2023 over 10 d
2	T••••••••• F•••••••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Clearfield, Ut	Affiliated broker-dealer or bank to another	Dec 5, 2023 over 2 d
10	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Westborough, Ma +3	Affiliated broker-dealer or bank to another	Dec 4, 2023 over 9 d
4	T••••••••• F•••••••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Perrysburg, Oh	Affiliated broker-dealer or bank to another	Dec 4, 2023 over 7 d
2	P•••• W••••• M••••••••• I••• unclassified	L•• F•••••••• L•• BD affiliated	Newport Beach, Ca	Other	Dec 4, 2023
3	O•••• A••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Dec 1, 2023
3	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Albany, Ca +2	Affiliated broker-dealer or bank to another	Dec 1, 2023 over 11 d
2	T••••••••• F•••••••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Centennial, Co	Affiliated broker-dealer or bank to another	Nov 30, 2023 over 11 d
5	O• I••••••••• M••••••••• C• BD affiliated	L•• F•••••••• L•• BD affiliated	Westlake, Oh	Affiliated broker-dealer or bank to another	Nov 27, 2023 over 1 d
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Beverly Hills, Ca +1	Wirehouse to affiliated broker-dealer or bank	Nov 24, 2023 over 7 d
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Pleasant Grove, Ut	Affiliated broker-dealer or bank to another	Nov 20, 2023
4	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Fort Dodge, Ia +1	Affiliated broker-dealer or bank to another	Nov 16, 2023
2	F•••• T•••• S••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Franklin, Tn +1	Affiliated broker-dealer or bank to another	Nov 16, 2023
3	P•••••••• A••••••• national BD	L•• F•••••••• L•• BD affiliated	Shreveport, La	Affiliated broker-dealer or bank to another	Nov 15, 2023 over 1 d
2	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Nashville, Tn	Affiliated broker-dealer or bank to another	Nov 15, 2023
5	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Mineola, Ny +1	Affiliated broker-dealer or bank to another	Nov 9, 2023 over 7 d
3	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Honolulu, Hi	Affiliated broker-dealer or bank to another	Nov 7, 2023
2	F•••••••• A•••••••• I••••••••• M••••••••• independent RIA	L•• F•••••••• L•• BD affiliated	Olympia, Wa	RIA to affiliated broker-dealer or bank	Nov 7, 2023 over 10 d
6	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Topeka, Ks +1	Affiliated broker-dealer or bank to another	Nov 3, 2023
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	St Louis, Mo +1	Wirehouse to affiliated broker-dealer or bank	Nov 3, 2023 over 11 d
2	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Erie, Pa	Affiliated broker-dealer or bank to another	Nov 3, 2023
8	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Parsippany, Nj +5	Affiliated broker-dealer or bank to another	Nov 2, 2023 over 42 d
4	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Chicago, Il	Affiliated broker-dealer or bank to another	Nov 1, 2023 over 1 d
3	J••••• M••••••••• S•••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Amherst Williamsville, Ny	Affiliated broker-dealer or bank to another	Nov 1, 2023
3	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	The Villages, Fl +2	Affiliated broker-dealer or bank to another	Nov 1, 2023 over 8 d
2	P•••••• A•••••• G••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Burr Ridge, Il +1	Affiliated broker-dealer or bank to another	Nov 1, 2023 over 2 d
5	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Independence, Oh +1	Affiliated broker-dealer or bank to another	Oct 30, 2023 over 2 d
3	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Raleigh, Nc +1	Affiliated broker-dealer or bank to another	Oct 30, 2023 over 9 d
2	W••••••• F•••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Issaquah, Wa	Affiliated broker-dealer or bank to another	Oct 30, 2023
2	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Carmel, In	Affiliated broker-dealer or bank to another	Oct 30, 2023
2	U•• F•••••••• S••••••• I••• wirehouse	L•• F•••••••• L•• BD affiliated	Austin, Tx	Wirehouse to affiliated broker-dealer or bank	Oct 30, 2023
6	K••••• A••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Austin, Tx	Affiliated broker-dealer or bank to another	Oct 27, 2023 over 13 d
3	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Cameron Park, Ca	Affiliated broker-dealer or bank to another	Oct 27, 2023 over 4 d
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	North Wales, Pa	Wirehouse to affiliated broker-dealer or bank	Oct 26, 2023
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Portland, Or +1	Affiliated broker-dealer or bank to another	Oct 26, 2023 over 11 d
2	M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Pleasanton, Ca +1	Wirehouse to affiliated broker-dealer or bank	Oct 25, 2023 over 8 d
2	R•• C•••••• M••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Oct 25, 2023
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	St Louis, Mo +1	Affiliated broker-dealer or bank to another	Oct 23, 2023 over 4 d
2	O••••••••• • C•• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	North Palm Beach, Fl	Affiliated broker-dealer or bank to another	Oct 20, 2023
3	T••••••••• F•••••••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Las Vegas, Nv	Affiliated broker-dealer or bank to another	Oct 19, 2023
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Clackamas, Or	Affiliated broker-dealer or bank to another	Oct 19, 2023 over 1 d
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Westwood, Nj +1	Affiliated broker-dealer or bank to another	Oct 19, 2023 over 7 d
6	R•• C•••••• M••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	York, Pa	Affiliated broker-dealer or bank to another	Oct 18, 2023

derived from registration dates

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