DFX Intelligence
Advisor teams
Teams that joined LPL Financial LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
1,731 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Summit Financial Group Inc BD affiliated | LPL Financial LLC independent RIA | Richmond, Va | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2018 |
| 5 | Personal Financial Group independent RIA | LPL Financial LLC independent RIA | Overland Park, Ks | RIA to RIA | Dec 18, 2018 |
| 5 | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Tampa, Fl +3 | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2018 over 18 d |
| 4 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• independent RIA | Baraboo, Wi +1 | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2018 |
| 2 | S•••••••• F••••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Fargo, Nd | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 |
| 2 | C••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Federal Way, Wa +1 | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 over 6 d |
| 2 | C••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Mishawaka, In | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2018 over 1 d |
| 2 | C••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Muskegon, Mi +1 | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2018 over 3 d |
| 2 | C••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Mattoon, Il +1 | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2018 over 10 d |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Long Beach, Ca | Wirehouse to independent RIA | Nov 30, 2018 |
| 2 | S•••••••• F••••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | La Jolla, Ca +1 | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2018 over 11 d |
| 5 | C•••••• F•••••••• A••••••••• I•• independent RIA | L•• F•••••••• L•• independent RIA | Charlotte, Nc | RIA to RIA | Nov 19, 2018 |
| 5 | C••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Lancaster, Sc +2 | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2018 |
| 3 | F••••••• P••••••• A•• W•••••••• A••••••• BD affiliated | L•• F•••••••• L•• independent RIA | Boston, Ma | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2018 over 11 d |
| 2 | M••••• S•••••• wirehouse | L•• F•••••••• L•• independent RIA | Boulder, Co +1 | Wirehouse to independent RIA | Nov 12, 2018 |
| 2 | C••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Highland, In | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2018 |
| 4 | C••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Lake Geneva, Wi +3 | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2018 over 11 d |
| 3 | P•• W••••• M••••••••• BD affiliated | L•• F•••••••• L•• independent RIA | Charlotte, Nc | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• independent RIA | Pagosa Springs, Co | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• independent RIA | Catonsville, Md | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 |
| 2 | S••••••• I••••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Lafayette, Ca | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2018 over 3 d |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Spokane, Wa +1 | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2018 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• independent RIA | Memphis, Tn +1 | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2018 over 6 d |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• independent RIA | Maryland Heights, Mo +1 | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2018 |
| 3 | P•• W••••• M••••••••• BD affiliated | L•• F•••••••• L•• independent RIA | Absecon, Nj +2 | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2018 over 28 d |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Myrtle Beach, Sc +1 | Wirehouse to independent RIA | Oct 2, 2018 over 1 d |
| 4 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Victoria, Tx +1 | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2018 |
| 3 | W••••••• I••••••••• mixed wealth | L•• F•••••••• L•• independent RIA | Chicago, Il +1 | RIA to RIA | Sep 28, 2018 |
| 2 | F•••• A••••• A••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | San Diego, Ca | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2018 over 2 d |
| 2 | W•••••• • R••• BD affiliated | L•• F•••••••• L•• independent RIA | Seattle, Wa | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2018 over 10 d |
| 3 | F•••••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Charlotte, Nc | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2018 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Wakefield, Ma | Wirehouse to independent RIA | Sep 11, 2018 |
| 6 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | West Des Moines, Ia +1 | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2018 |
| 3 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Lodi, Ca | Wirehouse to independent RIA | Aug 28, 2018 |
| 2 | W•••••• • R••• BD affiliated | L•• F•••••••• L•• independent RIA | Charleroi, Pa | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2018 over 1 d |
| 4 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Fort Collins, Co | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 |
| 2 | C••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | East Rochester, Ny +1 | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 over 14 d |
| 2 | S•••••••• F••••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | La Crosse, Wi +1 | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 |
| 4 | W•••••• • R••• BD affiliated | L•• F•••••••• L•• independent RIA | Kansas City, Mo | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2018 over 2 d |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• independent RIA | Beaumont, Tx +1 | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2018 over 15 d |
| 2 | P•••••••• A••••••• national BD | L•• F•••••••• L•• independent RIA | Roanoke, Tx +1 | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2018 over 14 d |
| 5 | C••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Richmond, Va | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2018 |
| 2 | C•••••••• F•••••••• G•••• A••••••• BD affiliated | L•• F•••••••• L•• independent RIA | Vilonia, Ar +1 | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2018 |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Wall, Nj +1 | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2018 |
| 2 | S••• I••••••••• C•••••• independent RIA | L•• F•••••••• L•• independent RIA | San Antonio, Tx | RIA to RIA | Aug 7, 2018 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Boise, Id +1 | Wirehouse to independent RIA | Aug 7, 2018 over 2 d |
| 3 | I••••••••• P••••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | San Antonio, Tx | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2018 |
| 3 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Richmond, Va | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2018 |
| 2 | I••••••••• P••••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Danville, Ky | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2018 |
| 2 | F•••• A••••• A••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Hawthrone, Ny +1 | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2018 over 3 d |
| 3 | F•••••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Charlotte, Nc | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2018 |
| 2 | C••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | La Canada Flintridge, Ca +1 | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2018 over 2 d |
| 2 | W••••••• F•••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Elmhurst, Il | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2018 |
| 2 | C••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Mccomb, Ms +1 | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2018 over 12 d |
| 2 | C••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Boston, Ma +1 | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2018 over 8 d |
| 2 | W••••••• F•••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Neenah, Wi | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2018 |
| 2 | V•••••• A•••••••• I••• mixed wealth | L•• F•••••••• L•• independent RIA | Akron, Oh +1 | RIA to RIA | Jul 17, 2018 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Mobile, Al | Wirehouse to independent RIA | Jul 17, 2018 |
| 2 | C••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Green Bay, Wi | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2018 |
| 2 | I••••••••• P••••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Downers Grove, Il | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2018 |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.