DFX Intelligence
Advisor teams
Teams that joined LPL Financial LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
1,739 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Jacksonville, Fl +1 | Wirehouse to affiliated broker-dealer or bank | Oct 11, 2024 over 12 d |
| 2 | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Mount Pleasant, Sc +1 | Affiliated broker-dealer or bank to another | Oct 10, 2024 over 14 d |
| 3 | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Normal, Il | Affiliated broker-dealer or bank to another | Oct 9, 2024 over 1 d |
| 3 | R•••••• J•••• • A••••••••• I••• national BD | L•• F•••••••• L•• BD affiliated | Memphis, Tn | Affiliated broker-dealer or bank to another | Oct 9, 2024 over 7 d |
| 7 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Half Moon Bay, Ca +5 | Affiliated broker-dealer or bank to another | Oct 8, 2024 over 38 d |
| 3 | F•••• H•••••••• C••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Spartanburg, Sc | Affiliated broker-dealer or bank to another | Oct 8, 2024 |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Petaluma, Ca +2 | Affiliated broker-dealer or bank to another | Oct 8, 2024 |
| 2 | C•••••••• G••••• M•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Merrick, Ny +1 | Affiliated broker-dealer or bank to another | Oct 8, 2024 |
| 2 | E•••• S••••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Wichita, Ks | Affiliated broker-dealer or bank to another | Oct 8, 2024 over 7 d |
| 3 | W•••••• S••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Sacramento, Ca | Affiliated broker-dealer or bank to another | Oct 7, 2024 |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Wichita, Ks | Wirehouse to affiliated broker-dealer or bank | Oct 7, 2024 |
| 2 | T••••• L•• independent RIA | L•• F•••••••• L•• BD affiliated | Oak Ridge, Tn +1 | RIA to affiliated broker-dealer or bank | Oct 7, 2024 |
| 2 | M•••••• A•••••• N•••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Santa Barbara, Ca +1 | Affiliated broker-dealer or bank to another | Oct 7, 2024 |
| 12 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Sugar Land, Tx +2 | Affiliated broker-dealer or bank to another | Oct 4, 2024 over 4 d |
| 3 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Sheboygan, Wi | Affiliated broker-dealer or bank to another | Oct 4, 2024 |
| 9 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | St Petersburg, Fl +1 | Affiliated broker-dealer or bank to another | Oct 3, 2024 over 6 d |
| 8 | C•••••••• G••••• M•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Martinez, Ca +7 | Affiliated broker-dealer or bank to another | Oct 3, 2024 over 19 d |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Weatherford, Tx +1 | Affiliated broker-dealer or bank to another | Oct 3, 2024 |
| 3 | C•••••••• G••••• M•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Edison, Nj +2 | Affiliated broker-dealer or bank to another | Oct 3, 2024 over 5 d |
| 2 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Houston, Tx | Affiliated broker-dealer or bank to another | Oct 3, 2024 over 6 d |
| 4 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Tempe, Az +1 | Affiliated broker-dealer or bank to another | Oct 2, 2024 over 15 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Melville, Ny +1 | Affiliated broker-dealer or bank to another | Oct 2, 2024 over 10 d |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Eugene, Or +1 | Affiliated broker-dealer or bank to another | Oct 1, 2024 over 10 d |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Virginia Beach, Va | Affiliated broker-dealer or bank to another | Oct 1, 2024 over 2 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | L•• F•••••••• L•• BD affiliated | Brentwood, Tn | Affiliated broker-dealer or bank to another | Oct 1, 2024 over 1 d |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Marysville, Oh +2 | Affiliated broker-dealer or bank to another | Sep 27, 2024 over 6 d |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Grand Rapids, Mn | Affiliated broker-dealer or bank to another | Sep 27, 2024 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Morristown, Nj | Affiliated broker-dealer or bank to another | Sep 24, 2024 over 8 d |
| 6 | I•• G•••• W••••• M••••••••• L•• independent RIA | L•• F•••••••• L•• BD affiliated | Denver, Co | RIA to affiliated broker-dealer or bank | Sep 23, 2024 |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Rochester, Mi | Affiliated broker-dealer or bank to another | Sep 23, 2024 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Branchville, Nj +1 | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2024 |
| 6 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Columbus, Oh +1 | Affiliated broker-dealer or bank to another | Sep 17, 2024 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Mckinney, Tx | Affiliated broker-dealer or bank to another | Sep 17, 2024 |
| 4 | M•••• C••••••• A••••••• S•••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Palm Beach Gardens, Fl | Affiliated broker-dealer or bank to another | Sep 13, 2024 |
| 3 | R•• C•••••• M••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Encinitas, Ca +1 | Affiliated broker-dealer or bank to another | Sep 13, 2024 |
| 2 | G••••• W••••• M••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Cool, Ca | Affiliated broker-dealer or bank to another | Sep 13, 2024 over 3 d |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Santa Rosa, Ca +1 | Affiliated broker-dealer or bank to another | Sep 11, 2024 over 8 d |
| 2 | T••••• A••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Arlington, Va +1 | Affiliated broker-dealer or bank to another | Sep 11, 2024 over 5 d |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Bangor, Me +2 | Affiliated broker-dealer or bank to another | Sep 10, 2024 over 2 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | North Charleston, Sc | Affiliated broker-dealer or bank to another | Sep 10, 2024 over 1 d |
| 2 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Cherry Hill, Nj | Affiliated broker-dealer or bank to another | Sep 10, 2024 over 2 d |
| 2 | M•••• F•••••••• A••••••• independent RIA | L•• F•••••••• L•• BD affiliated | Greenwood Village, Co | RIA to affiliated broker-dealer or bank | Sep 9, 2024 |
| 2 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | San Antonio, Tx | Affiliated broker-dealer or bank to another | Sep 9, 2024 over 1 d |
| 2 | S•• BD affiliated | L•• F•••••••• L•• BD affiliated | Louisville, Ky | Affiliated broker-dealer or bank to another | Sep 6, 2024 |
| 2 | S•• BD affiliated | L•• F•••••••• L•• BD affiliated | Ann Arbor, Mi | Affiliated broker-dealer or bank to another | Sep 6, 2024 |
| 3 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Overland Park, Ks | Affiliated broker-dealer or bank to another | Sep 4, 2024 over 2 d |
| 2 | I•• G•••• W••••• M••••••••• L•• independent RIA | L•• F•••••••• L•• BD affiliated | Denver, Co | RIA to affiliated broker-dealer or bank | Aug 30, 2024 |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Greenville, Sc +1 | Affiliated broker-dealer or bank to another | Aug 27, 2024 over 10 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Frisco, Tx | Wirehouse to affiliated broker-dealer or bank | Aug 26, 2024 |
| 2 | W•••••• S••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Ramona, Ca +1 | Affiliated broker-dealer or bank to another | Aug 26, 2024 over 6 d |
| 3 | S••••• A•••• M••••••••• L•• unclassified | L•• F•••••••• L•• BD affiliated | Branford, Ct | Other | Aug 24, 2024 |
| 2 | V••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Charlotte, Nc | Affiliated broker-dealer or bank to another | Aug 23, 2024 over 6 d |
| 4 | C••••••••• F•••••••• N•••••• national BD | L•• F•••••••• L•• BD affiliated | Santa Rosa, Ca +1 | Affiliated broker-dealer or bank to another | Aug 20, 2024 over 8 d |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Harlingen, Tx +1 | Affiliated broker-dealer or bank to another | Aug 19, 2024 over 2 d |
| 2 | M•••• C••••••• A••••••• S•••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Louisville, Ky | Affiliated broker-dealer or bank to another | Aug 19, 2024 |
| 3 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Davidson, Nc | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2024 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Fargo, Nd +1 | Affiliated broker-dealer or bank to another | Aug 8, 2024 over 4 d |
| 2 | C•••••••• G••••• M•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Los Angeles, Ca +1 | Affiliated broker-dealer or bank to another | Aug 7, 2024 over 1 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Edina, Mn +1 | Affiliated broker-dealer or bank to another | Aug 6, 2024 |
| 2 | I•• G•••• W••••• M••••••••• L•• independent RIA | L•• F•••••••• L•• BD affiliated | Denver, Co | RIA to affiliated broker-dealer or bank | Aug 6, 2024 |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.