DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

ADV anomalies

What stands out against comparable advisers

Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.

  • KINTRA WEALTH, LLCindependent RIARAUM $1.5Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 10.0 to 35.0 (+250.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was +4.0% (1050 comparable advisers, 100.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,050)100% percentile25.0 robust deviationsconfidence 0.85
  • INTERCAROLINA FINANCIAL SERVICES, INC.independent RIARAUM $85.4Memployee count surgeChange between filings
    employees (Item 5.A) moved from 14.0 to 29.0 (+107.0%) between the annual amendments of 2025-03-25 and 2026-04-30; the peer median change was 0.0% (57 comparable advisers, 96.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, under $100M (57)96% percentile6.5 robust deviationsconfidence 0.85
  • ARAX ADVISORY PARTNERSBD affiliatedRAUM $27Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 38.0 to 122.0 (+221.0%) between the annual amendments of 2025-01-31 and 2026-04-30; the peer median change was +7.0% (50 comparable advisers, 98.0th percentile of changes)
    filing Apr 30, 2026peers: affiliated wealth managers, $20B and over (50)98% percentile20.5 robust deviationsconfidence 0.85
  • EVOKE ADVISORSindependent RIARAUM $17Bdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 45.0% to 83.0% between the annual amendments of 2025-03-28 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
  • REDHAWK WEALTH ADVISORS, INC.independent RIARAUM $1.5Bdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 100.0% to 42.0% between the annual amendments of 2025-02-27 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • INDIVISIBLE PARTNERSindependent RIARAUM $2.1Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 126.0 to 460.0 (+265.0%) between the annual amendments of 2025-04-30 and 2026-04-30; the peer median change was +5.0% (1132 comparable advisers, 99.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,132)99% percentile36.2 robust deviationsconfidence 0.85
  • KINTRA WEALTH, LLCindependent RIARAUM $1.5Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 534.0 to 2,914.0 (+446.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was +5.0% (1132 comparable advisers, 100.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,132)100% percentile61.3 robust deviationsconfidence 0.85
  • ELEVATION POINT WEALTH PARTNERS, LLCindependent RIARAUM $8.3Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 1,635.0 to 4,879.0 (+198.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was +6.0% (224 comparable advisers, 99.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $5B to $20B (224)99% percentile16.6 robust deviationsconfidence 0.85
  • ARAX ADVISORY PARTNERSBD affiliatedRAUM $27Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 2,558.0 to 6,949.0 (+172.0%) between the annual amendments of 2025-01-31 and 2026-04-30; the peer median change was +11.0% (50 comparable advisers, 100.0th percentile of changes)
    filing Apr 30, 2026peers: affiliated wealth managers, $20B and over (50)100% percentile12.4 robust deviationsconfidence 0.85
  • STATE FARM INVESTMENT MANAGEMENT CORP.asset managerRAUM $13Badvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 25.0 to 6,880.0 (+27420.0%) between the annual amendments of 2025-03-25 and 2026-04-30; the peer median change was 0.0% (33 comparable advisers, 100.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $5B to $20B (33)100% percentileover 999 robust deviationsconfidence 0.85
  • KINTRA WEALTH, LLCindependent RIARAUM $1.5Badvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 7.0 to 28.0 (+300.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was 0.0% (999 comparable advisers, 100.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (999)100% percentile24.3 robust deviationsconfidence 0.85
  • INTEGRITY ALLIANCE, LLCBD affiliatedRAUM $5.4Badvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 164.0 to 342.0 (+109.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +2.0% (52 comparable advisers, 100.0th percentile of changes)
    filing Apr 30, 2026peers: affiliated wealth managers, $5B to $20B (52)100% percentile15.3 robust deviationsconfidence 0.85
  • ELEVATION POINT WEALTH PARTNERS, LLCindependent RIARAUM $8.3Badvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 20.0 to 52.0 (+160.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was +6.0% (220 comparable advisers, 100.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $5B to $20B (220)100% percentile12.8 robust deviationsconfidence 0.85
  • INDIVISIBLE PARTNERSindependent RIARAUM $2.1Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 524.0 to 2,224.0 (+324.0%) between the annual amendments of 2025-04-30 and 2026-04-30; the peer median change was +6.0% (1206 comparable advisers, 99.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,206)99% percentile37.8 robust deviationsconfidence 0.85
  • KINTRA WEALTH, LLCindependent RIARAUM $1.5Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 1,424.0 to 6,309.0 (+343.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was +6.0% (1206 comparable advisers, 99.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,206)99% percentile40.0 robust deviationsconfidence 0.85
  • VISION RETIREMENTindependent RIARAUM $634Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 856.0 to 1,965.0 (+130.0%) between the annual amendments of 2025-02-28 and 2026-04-30; the peer median change was +6.0% (1256 comparable advisers, 98.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $500M to $1B (1,256)98% percentile15.2 robust deviationsconfidence 0.85
  • RLJ EQUITY PARTNERS, LLCasset managerRAUM $109MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $155,091,983 to $109,129,886 (-30.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was +4.0% (1147 comparable advisers, 8.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $100M to $500M (1,147)8.3% percentile1.4 robust deviationsconfidence 0.85
  • MASTER'S WEALTH MANAGEMENT INC.independent RIARAUM $590MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $415,439,107 to $589,513,898 (+42.0%) between the annual amendments of 2025-04-23 and 2026-04-30; the peer median change was +16.0% (1385 comparable advisers, 91.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $500M to $1B (1,385)91% percentile2.7 robust deviationsconfidence 0.85
  • ALPHA CAPITAL FAMILY OFFICE, LLCindependent RIARAUM $296MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $217,402,322 to $295,926,405 (+36.0%) between the annual amendments of 2025-03-19 and 2026-04-30; the peer median change was +15.0% (4549 comparable advisers, 91.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (4,549)91% percentile2.0 robust deviationsconfidence 0.85
  • TELEIOS CAPITAL PARTNERS LLCasset managerRAUM $820Memployee count dropChange between filings
    employees (Item 5.A) moved from 14.0 to 8.0 (-43.0%) between the annual amendments of 2025-04-25 and 2026-04-30; the peer median change was 0.0% (394 comparable advisers, 2.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $500M to $1B (394)2.0% percentile3.5 robust deviationsconfidence 0.85
  • SCISSORTAIL WEALTH MANAGEMENT, LLCindependent RIARAUM $568MHNW share shiftChange between filings
    HNW share of RAUM moved from 76.0% to 60.0% between the annual amendments of 2025-03-25 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • ALPHA CAPITAL FAMILY OFFICE, LLCindependent RIARAUM $296Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 97.0% to 74.0% between the annual amendments of 2025-03-19 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • BRUCE COLIN AND COMPANYindependent RIARAUM $229Munusually large average HNW clientStatic outlier
    HNW RAUM per HNW client of $8,087,197 against a peer median of $2,402,920 (4942 comparable advisers, 99.0th percentile, 3.8 robust deviations)
    filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (4,942)99% percentile3.8 robust deviationsconfidence 0.8
  • COPLEY FINANCIAL GROUP, INC.independent RIARAUM $331MHNW share shiftChange between filings
    HNW share of RAUM moved from 21.0% to 0.0% between the annual amendments of 2025-04-24 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • CANNON WEALTH MANAGEMENT SERVICESindependent RIARAUM $245Mclient mix shiftChange between filings
    private-client share of RAUM moved from 98.0% to 81.0% between the annual amendments of 2025-02-14 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • INTERNATIONAL PRIVATE WEALTH ADVISORS LLCindependent RIARAUM $255MHNW share shiftChange between filings
    HNW share of RAUM moved from 54.0% to 34.0% between the annual amendments of 2025-03-10 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • RICHARDSON FINANCIAL SERVICESindependent RIARAUM $256Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 16.0% to 1.0% between the annual amendments of 2025-03-31 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • ARISTOTLE CAPITAL MANAGEMENT, LLCotherRAUM $44Badvisor count dropChange between filings
    advisory representatives (Item 5.B.3) moved from 21.0 to 13.0 (-38.0%) between the annual amendments of 2025-03-12 and 2026-04-30; the peer median change was -4.0% (31 comparable advisers, 10.0th percentile of changes)
    filing Apr 30, 2026peers: other advisers, $20B and over (31)10% percentile1.9 robust deviationsconfidence 0.85
  • RICHARD BERNSTEIN ADVISORS LLCasset managerRAUM $181Mclient mix shiftChange between filings
    private-client share of RAUM moved from 63.0% to 81.0% between the annual amendments of 2025-03-25 and 2026-04-30
    filing Apr 30, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
  • SONEN CAPITAL LLCmixed wealthRAUM $1.1Bclient mix shiftChange between filings
    private-client share of RAUM moved from 13.0% to 38.0% between the annual amendments of 2025-03-25 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • ECHELON GROUPotherRAUM $265Mclient mix shiftChange between filings
    private-client share of RAUM moved from 44.0% to 20.0% between the annual amendments of 2025-01-16 and 2026-04-30
    filing Apr 30, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
  • INTEGRITY ALLIANCE, LLCBD affiliatedRAUM $5.4Bdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 100.0% to 82.0% between the annual amendments of 2025-03-31 and 2026-04-30
    filing Apr 30, 2026peers: affiliated wealth managers, $5B to $20B (53)confidence 0.85
  • 1543 CAPITAL LPasset managerRAUM $1.0Bdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 19.0% to 35.0% between the annual amendments of 2025-04-30 and 2026-04-30
    filing Apr 30, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
  • LEUCADIA ASSET MANAGEMENT LLCasset managerRAUM $3.1Bemployee count dropChange between filings
    employees (Item 5.A) moved from 48.0 to 33.0 (-31.0%) between the annual amendments of 2025-04-11 and 2026-04-30; the peer median change was 0.0% (1109 comparable advisers, 2.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $1B to $5B (1,109)2.3% percentile2.7 robust deviationsconfidence 0.85
  • FIRST EAGLE ALTERNATIVE CREDIT, LLCasset managerRAUM $13Bemployee count dropChange between filings
    employees (Item 5.A) moved from 118.0 to 79.0 (-33.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +3.0% (595 comparable advisers, 1.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $5B to $20B (595)0.8% percentile3.8 robust deviationsconfidence 0.85
  • LUBERT-ADLER MANAGEMENT COMPANY, L.P.asset managerRAUM $2.8Bemployee count dropChange between filings
    employees (Item 5.A) moved from 40.0 to 24.0 (-40.0%) between the annual amendments of 2025-04-30 and 2026-04-30; the peer median change was 0.0% (1109 comparable advisers, 2.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $1B to $5B (1,109)1.5% percentile3.5 robust deviationsconfidence 0.85
  • BLACKROCK ALTERNATIVES MANAGEMENT, LLCasset managerRAUM $18Bemployee count dropChange between filings
    employees (Item 5.A) moved from 15.0 to 9.0 (-40.0%) between the annual amendments of 2025-04-25 and 2026-04-30; the peer median change was +3.0% (595 comparable advisers, 0.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $5B to $20B (595)0.2% percentile4.5 robust deviationsconfidence 0.85
  • AXXES ADVISORS LLCasset managerRAUM $100,000employee count dropChange between filings
    employees (Item 5.A) moved from 16.0 to 10.0 (-38.0%) between the annual amendments of 2025-04-01 and 2026-04-30; the peer median change was -4.0% (51 comparable advisers, 8.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, under $100M (51)8.0% percentile2.5 robust deviationsconfidence 0.85
  • SONEN CAPITAL LLCmixed wealthRAUM $1.1BHNW share shiftChange between filings
    HNW share of RAUM moved from 13.0% to 38.0% between the annual amendments of 2025-03-25 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • BOYUM WEALTH ARCHITECTS LLCindependent RIARAUM $564MHNW share shiftChange between filings
    HNW share of RAUM moved from 80.0% to 61.0% between the annual amendments of 2025-02-27 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • PRECISION WEALTH STRATEGIES, LLCindependent RIARAUM $711MHNW share shiftChange between filings
    HNW share of RAUM moved from 58.0% to 78.0% between the annual amendments of 2025-04-11 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • ECHELON GROUPotherRAUM $265MHNW share shiftChange between filings
    HNW share of RAUM moved from 28.0% to 12.0% between the annual amendments of 2025-01-16 and 2026-04-30
    filing Apr 30, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
  • SONEN CAPITAL LLCmixed wealthRAUM $1.1Binstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 64.0% to 47.0% between the annual amendments of 2025-03-25 and 2026-04-30
    filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • 1543 CAPITAL LPasset managerRAUM $1.0Binstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 81.0% to 65.0% between the annual amendments of 2025-04-30 and 2026-04-30
    filing Apr 30, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
  • RIALTO CAPITAL MANAGEMENT, LLCasset managerRAUM $22Boffice count dropChange between filings
    offices other than the principal office (Item 1.F.5) moved from 7.0 to 4.0 (-43.0%) between the annual amendments of 2025-03-28 and 2026-04-30; the peer median change was 0.0% (198 comparable advisers, 1.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $20B and over (198)0.5% percentile4.2 robust deviationsconfidence 0.85
  • ALMANACK INVESTMENT PARTNERSindependent RIARAUM $946Moffice count dropChange between filings
    offices other than the principal office (Item 1.F.5) moved from 5.0 to 3.0 (-40.0%) between the annual amendments of 2025-04-25 and 2026-04-30; the peer median change was 0.0% (233 comparable advisers, 4.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $500M to $1B (233)4.3% percentile3.4 robust deviationsconfidence 0.85
  • FIRST EAGLE ALTERNATIVE CREDIT, LLCasset managerRAUM $13BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $16,820,719,677 to $12,562,376,360 (-25.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +13.0% (631 comparable advisers, 3.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $5B to $20B (631)3.5% percentile1.8 robust deviationsconfidence 0.85
  • OLYMPUS CAPITAL HOLDINGS ASIA LLCasset managerRAUM $852MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $1,289,822,880 to $852,142,120 (-34.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +8.0% (672 comparable advisers, 5.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $500M to $1B (672)5.1% percentile1.8 robust deviationsconfidence 0.85
  • BALMORAL MANAGEMENT II L.P.asset managerRAUM $974MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $1,381,796,284 to $974,363,953 (-29.0%) between the annual amendments of 2025-04-09 and 2026-04-30; the peer median change was +8.0% (672 comparable advisers, 6.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $500M to $1B (672)6.0% percentile1.6 robust deviationsconfidence 0.85
  • INTERCAROLINA FINANCIAL SERVICES, INC.independent RIARAUM $85.4MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $130,750,464 to $85,370,900 (-35.0%) between the annual amendments of 2025-03-25 and 2026-04-30; the peer median change was +8.0% (220 comparable advisers, 9.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, under $100M (220)9.1% percentile2.7 robust deviationsconfidence 0.85
  • TELEIOS CAPITAL PARTNERS LLCasset managerRAUM $820MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $1,149,295,588 to $820,042,572 (-29.0%) between the annual amendments of 2025-04-25 and 2026-04-30; the peer median change was +8.0% (672 comparable advisers, 6.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $500M to $1B (672)6.4% percentile1.6 robust deviationsconfidence 0.85
  • EVOKE ADVISORSindependent RIARAUM $17BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $27,695,485,582 to $17,287,265,124 (-38.0%) between the annual amendments of 2025-03-28 and 2026-04-30; the peer median change was +18.0% (271 comparable advisers, 0.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $5B to $20B (271)0.4% percentile3.7 robust deviationsconfidence 0.85
  • QUANTBASEindependent RIARAUM $26.6Mclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 14,552.0 to 5,887.0 (-60.0%) between the annual amendments of 2025-04-02 and 2026-04-30; the peer median change was 0.0% (119 comparable advisers, 5.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, under $100M (119)5.1% percentile5.3 robust deviationsconfidence 0.85
  • SAVANT WEALTH MANAGEMENTindependent RIARAUM $56Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 15,081.0 to 22,683.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-04-30; the peer median change was +8.0% (63 comparable advisers, 94.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $20B and over (63)94% percentile4.1 robust deviationsconfidence 0.85
  • NUMERIC INVESTORS LLCasset managerRAUM $94BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $50,580,876,000 to $94,400,959,000 (+87.0%) between the annual amendments of 2025-04-23 and 2026-04-30; the peer median change was +15.0% (470 comparable advisers, 96.0th percentile of changes)
    filing Apr 30, 2026peers: asset managers, $20B and over (470)96% percentile4.6 robust deviationsconfidence 0.85
  • STEWARDSHIP ADVISORY GROUP, LLCindependent RIARAUM $322Mclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 1,089.0 to 530.0 (-51.0%) between the annual amendments of 2025-03-15 and 2026-04-30; the peer median change was +3.0% (3309 comparable advisers, 2.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (3,309)1.5% percentile6.4 robust deviationsconfidence 0.85
  • FOCUS PARTNERS WEALTH, LLCindependent RIARAUM $182Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 34,681.0 to 61,002.0 (+76.0%) between the annual amendments of 2025-04-01 and 2026-04-30; the peer median change was +8.0% (63 comparable advisers, 98.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $20B and over (63)98% percentile6.6 robust deviationsconfidence 0.85
  • BOYUM WEALTH ARCHITECTS LLCindependent RIARAUM $564Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 183.0 to 330.0 (+80.0%) between the annual amendments of 2025-02-27 and 2026-04-30; the peer median change was +5.0% (1216 comparable advisers, 99.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $500M to $1B (1,216)99% percentile10.2 robust deviationsconfidence 0.85
  • SONEN CAPITAL LLCmixed wealthRAUM $1.1Binstitutional to wealth shiftCombination
    institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $1,009,760,931 to $1,136,785,878, advisors 1 to 2, private clients 25 to 27, offices 0 to 0 (2025-03-25 to 2026-04-30)
    filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • PRECISION WEALTH STRATEGIES, LLCindependent RIARAUM $711MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $386,268,992 to $711,032,584 (+84.0%) between the annual amendments of 2025-04-11 and 2026-04-30; the peer median change was +16.0% (1385 comparable advisers, 97.0th percentile of changes)
    filing Apr 30, 2026peers: independent wealth managers, $500M to $1B (1,385)97% percentile7.3 robust deviationsconfidence 0.85
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8,370 anomalies match.