RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
What stands out against comparable advisers
Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.
- institutional share of RAUM of 61% against a peer median of 0% (5678 comparable advisers, 99.0th percentile, 20.3 robust deviations)filing May 4, 2026peers: independent wealth managers, $100M to $500M (5,678)99% percentile20.3 robust deviationsconfidence 0.8
- institutional share of RAUM of 61% against a peer median of 0% (5678 comparable advisers, 99.0th percentile, 20.6 robust deviations)filing May 4, 2026peers: independent wealth managers, $100M to $500M (5,678)99% percentile20.6 robust deviationsconfidence 0.8
- CANTERBURY CONSULTING INCORPORATEDindependent RIARAUM $46Bunusually large average HNW clientStatic outlierHNW RAUM per HNW client of $397,376,440 against a peer median of $5,010,783 (80 comparable advisers, 99.0th percentile, 84.3 robust deviations)filing May 4, 2026peers: independent wealth managers, $20B and over (80)99% percentile84.3 robust deviationsconfidence 0.7
- discretionary share of RAUM of 0% against a peer median of 100% (784 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing May 4, 2026peers: asset managers, $500M to $1B (784)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 9% against a peer median of 97% (84 comparable advisers, 0.0th percentile, 20.1 robust deviations)filing May 4, 2026peers: independent wealth managers, $20B and over (84)0.0% percentile20.1 robust deviationsconfidence 0.7
- THIRD SIGMA INVESTMENT ADVISORS LLCmixed wealthRAUM $98.8Mhigh institutional concentrationStatic outlierinstitutional share of RAUM of 54% against a peer median of 0% (311 comparable advisers, 99.0th percentile, 18.2 robust deviations)filing May 2, 2026peers: independent wealth managers, under $100M (311)99% percentile18.2 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (684 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing May 1, 2026peers: asset managers, $5B to $20B (684)0.0% percentile33.7 robust deviationsconfidence 0.8
- employees per registered advisor of 18.4 against a peer median of 2.7 (40 comparable advisers, 100.0th percentile, 11.7 robust deviations)filing May 1, 2026peers: asset managers, $5B to $20B (40)100% percentile11.7 robust deviationsconfidence 0.6
- discretionary share of RAUM of 0% against a peer median of 100% (684 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing May 1, 2026peers: asset managers, $5B to $20B (684)0.0% percentile33.7 robust deviationsconfidence 0.8
- institutional share of RAUM of 35% against a peer median of 0% (1506 comparable advisers, 100.0th percentile, 11.7 robust deviations)filing May 1, 2026peers: asset managers, $1B to $5B (1,506)100% percentile11.7 robust deviationsconfidence 0.8
- PHILIP VONGONTARD, CFA, LLCindependent RIARAUM $289Munusually large average HNW clientStatic outlierHNW RAUM per HNW client of $7,237,160 against a peer median of $2,402,920 (4942 comparable advisers, 98.0th percentile, 3.3 robust deviations)filing May 1, 2026peers: independent wealth managers, $100M to $500M (4,942)98% percentile3.3 robust deviationsconfidence 0.8
- STATE FARM INVESTMENT MANAGEMENT CORP.asset managerRAUM $13Bemployee count surgeChange between filingsemployees (Item 5.A) moved from 150.0 to 7,930.0 (+5187.0%) between the annual amendments of 2025-03-25 and 2026-04-30; the peer median change was +3.0% (595 comparable advisers, 100.0th percentile of changes)filing Apr 30, 2026peers: asset managers, $5B to $20B (595)100% percentile547.3 robust deviationsconfidence 0.85
- institutional share of RAUM moved from 49.0% to 11.0% between the annual amendments of 2025-03-28 and 2026-04-30filing Apr 30, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
- REDHAWK WEALTH ADVISORS, INC.independent RIARAUM $1.5Bdiscretionary share shiftChange between filingsdiscretionary share of RAUM moved from 100.0% to 42.0% between the annual amendments of 2025-02-27 and 2026-04-30filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
- employees (Item 5.A) moved from 11.0 to 24.0 (+118.0%) between the annual amendments of 2025-04-30 and 2026-04-30; the peer median change was +4.0% (1050 comparable advisers, 99.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,050)99% percentile11.6 robust deviationsconfidence 0.85
- HNW share of RAUM moved from 14.0% to 49.0% between the annual amendments of 2025-03-31 and 2026-04-30filing Apr 30, 2026peers: affiliated wealth managers, $5B to $20B (53)confidence 0.85
- HNW share of RAUM moved from 15.0% to 76.0% between the annual amendments of 2025-03-28 and 2026-04-30filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
- ELEVATION POINT WEALTH PARTNERS, LLCindependent RIARAUM $8.3Badvisor count surgeChange between filingsadvisory representatives (Item 5.B.3) moved from 20.0 to 52.0 (+160.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was +6.0% (220 comparable advisers, 100.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $5B to $20B (220)100% percentile12.8 robust deviationsconfidence 0.85
- individual and HNW clients (Item 5.D) moved from 126.0 to 460.0 (+265.0%) between the annual amendments of 2025-04-30 and 2026-04-30; the peer median change was +5.0% (1132 comparable advisers, 99.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,132)99% percentile36.2 robust deviationsconfidence 0.85
- employees (Item 5.A) moved from 38.0 to 122.0 (+221.0%) between the annual amendments of 2025-01-31 and 2026-04-30; the peer median change was +7.0% (50 comparable advisers, 98.0th percentile of changes)filing Apr 30, 2026peers: affiliated wealth managers, $20B and over (50)98% percentile20.5 robust deviationsconfidence 0.85
- employees (Item 5.A) moved from 10.0 to 35.0 (+250.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was +4.0% (1050 comparable advisers, 100.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,050)100% percentile25.0 robust deviationsconfidence 0.85
- advisory representatives (Item 5.B.3) moved from 7.0 to 28.0 (+300.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was 0.0% (999 comparable advisers, 100.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (999)100% percentile24.3 robust deviationsconfidence 0.85
- HNW share of RAUM moved from 10.0% to 91.0% between the annual amendments of 2025-03-12 and 2026-04-30filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
- ELEVATION POINT WEALTH PARTNERS, LLCindependent RIARAUM $8.3Bclient count surgeChange between filingsindividual and HNW clients (Item 5.D) moved from 1,635.0 to 4,879.0 (+198.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was +6.0% (224 comparable advisers, 99.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $5B to $20B (224)99% percentile16.6 robust deviationsconfidence 0.85
- individual and HNW clients (Item 5.D) moved from 2,558.0 to 6,949.0 (+172.0%) between the annual amendments of 2025-01-31 and 2026-04-30; the peer median change was +11.0% (50 comparable advisers, 100.0th percentile of changes)filing Apr 30, 2026peers: affiliated wealth managers, $20B and over (50)100% percentile12.4 robust deviationsconfidence 0.85
- discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (5,678)0.0% percentile33.7 robust deviationsconfidence 0.8
- ACCESS FINANCIAL RESOURCES INC.independent RIARAUM $411Mhigh institutional concentrationStatic outlierinstitutional share of RAUM of 46% against a peer median of 0% (5678 comparable advisers, 99.0th percentile, 15.3 robust deviations)filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (5,678)99% percentile15.3 robust deviationsconfidence 0.8
- COASTAL INVESTMENT COMPANY, LLCasset managerRAUM $263Mmany private funds relative to firm sizeStatic outlierprivate funds per $1B of RAUM of 155.9 against a peer median of 20.7 (710 comparable advisers, 99.0th percentile, 10.3 robust deviations)filing Apr 30, 2026peers: asset managers, $100M to $500M (710)99% percentile10.3 robust deviationsconfidence 0.8
- WHARTON MIDMARKET INVESTMENT ADVISORS INCindependent RIARAUM $231Mlow discretionary shareStatic outlierdiscretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (5,678)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM moved from 45.0% to 83.0% between the annual amendments of 2025-03-28 and 2026-04-30filing Apr 30, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
- accounts (Item 5.F.2.f) moved from 7,377.0 to 19,054.0 (+158.0%) between the annual amendments of 2025-01-31 and 2026-04-30; the peer median change was +13.0% (50 comparable advisers, 100.0th percentile of changes)filing Apr 30, 2026peers: affiliated wealth managers, $20B and over (50)100% percentile11.0 robust deviationsconfidence 0.85
- accounts (Item 5.F.2.f) moved from 524.0 to 2,224.0 (+324.0%) between the annual amendments of 2025-04-30 and 2026-04-30; the peer median change was +6.0% (1206 comparable advisers, 99.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,206)99% percentile37.8 robust deviationsconfidence 0.85
- INTERCAROLINA FINANCIAL SERVICES, INC.independent RIARAUM $85.4Memployee count surgeChange between filingsemployees (Item 5.A) moved from 14.0 to 29.0 (+107.0%) between the annual amendments of 2025-03-25 and 2026-04-30; the peer median change was 0.0% (57 comparable advisers, 96.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, under $100M (57)96% percentile6.5 robust deviationsconfidence 0.85
- advisory representatives (Item 5.B.3) moved from 164.0 to 342.0 (+109.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +2.0% (52 comparable advisers, 100.0th percentile of changes)filing Apr 30, 2026peers: affiliated wealth managers, $5B to $20B (52)100% percentile15.3 robust deviationsconfidence 0.85
- RAUM (Item 5.F) moved from $163,568,848 to $349,131,175 (+113.0%) between the annual amendments of 2025-03-06 and 2026-04-30; the peer median change was +4.0% (1147 comparable advisers, 97.0th percentile of changes)filing Apr 30, 2026peers: asset managers, $100M to $500M (1,147)97% percentile4.6 robust deviationsconfidence 0.85
- accounts (Item 5.F.2.f) moved from 619.0 to 1,441.0 (+133.0%) between the annual amendments of 2025-02-03 and 2026-04-30; the peer median change was +5.0% (3686 comparable advisers, 99.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (3,686)99% percentile14.5 robust deviationsconfidence 0.85
- individual and HNW clients (Item 5.D) moved from 534.0 to 2,914.0 (+446.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was +5.0% (1132 comparable advisers, 100.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,132)100% percentile61.3 robust deviationsconfidence 0.85
- accounts (Item 5.F.2.f) moved from 1,251.0 to 2,713.0 (+117.0%) between the annual amendments of 2025-03-25 and 2026-04-30; the peer median change was +5.0% (3686 comparable advisers, 98.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (3,686)98% percentile12.7 robust deviationsconfidence 0.85
- discretionary share of RAUM moved from 8.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-04-30filing Apr 30, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
- PRIVATE ASSET MANAGEMENT INCindependent RIARAUM $109Mdiscretionary share shiftChange between filingsdiscretionary share of RAUM moved from 0.0% to 73.0% between the annual amendments of 2025-03-31 and 2026-04-30filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
- STATE FARM INVESTMENT MANAGEMENT CORP.asset managerRAUM $13Badvisor count surgeChange between filingsadvisory representatives (Item 5.B.3) moved from 25.0 to 6,880.0 (+27420.0%) between the annual amendments of 2025-03-25 and 2026-04-30; the peer median change was 0.0% (33 comparable advisers, 100.0th percentile of changes)filing Apr 30, 2026peers: asset managers, $5B to $20B (33)100% percentileover 999 robust deviationsconfidence 0.85
- RAUM (Item 5.F) moved from $240,534,495 to $633,740,217 (+163.0%) between the annual amendments of 2025-02-28 and 2026-04-30; the peer median change was +16.0% (1385 comparable advisers, 99.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $500M to $1B (1,385)99% percentile15.8 robust deviationsconfidence 0.85
- discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (5,678)0.0% percentile33.7 robust deviationsconfidence 0.8
- RAUM (Item 5.F) moved from $460,941,125 to $1,501,009,982 (+226.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was +17.0% (1298 comparable advisers, 99.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,298)99% percentile21.5 robust deviationsconfidence 0.85
- TWIN FOCUS CAPITAL PARTNERS, LLCindependent RIARAUM $4.6Bunusually large average accountStatic outlierRAUM per account of $59,541,550 against a peer median of $813,262 (1333 comparable advisers, 100.0th percentile, 39.6 robust deviations)filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,333)100% percentile39.6 robust deviationsconfidence 0.8
- RAUM (Item 5.F) moved from $201,503,941 to $966,594,900 (+380.0%) between the annual amendments of 2025-03-26 and 2026-04-30; the peer median change was +17.0% (1298 comparable advisers, 100.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,298)100% percentile37.4 robust deviationsconfidence 0.85
- discretionary share of RAUM of 0% against a peer median of 100% (1568 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Apr 30, 2026peers: asset managers, $100M to $500M (1,568)0.0% percentile33.7 robust deviationsconfidence 0.8
- accounts (Item 5.F.2.f) moved from 602.0 to 1,302.0 (+116.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +5.0% (3686 comparable advisers, 98.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (3,686)98% percentile12.6 robust deviationsconfidence 0.85
- discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Apr 30, 2026peers: asset managers, $1B to $5B (1,506)0.0% percentile33.7 robust deviationsconfidence 0.8
- RAUM (Item 5.F) moved from $176,920,606 to $559,523,188 (+216.0%) between the annual amendments of 2025-03-27 and 2026-04-30; the peer median change was +16.0% (1385 comparable advisers, 99.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $500M to $1B (1,385)99% percentile21.5 robust deviationsconfidence 0.85
- ELEVATION POINT WEALTH PARTNERS, LLCindependent RIARAUM $8.3Baccount count surgeChange between filingsaccounts (Item 5.F.2.f) moved from 8,324.0 to 19,386.0 (+133.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was +8.0% (253 comparable advisers, 98.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $5B to $20B (253)98% percentile9.6 robust deviationsconfidence 0.85
- institutional share of RAUM of 27% against a peer median of 0% (1568 comparable advisers, 99.0th percentile, 9.2 robust deviations)filing Apr 30, 2026peers: asset managers, $100M to $500M (1,568)99% percentile9.2 robust deviationsconfidence 0.8
- institutional share of RAUM of 26% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 8.7 robust deviations)filing Apr 30, 2026peers: asset managers, $1B to $5B (1,506)99% percentile8.7 robust deviationsconfidence 0.8
- individual and HNW clients (Item 5.D) moved from 292.0 to 939.0 (+222.0%) between the annual amendments of 2025-03-17 and 2026-04-30; the peer median change was +3.0% (3309 comparable advisers, 100.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (3,309)100% percentile25.7 robust deviationsconfidence 0.85
- accounts (Item 5.F.2.f) moved from 3,283.0 to 6,639.0 (+102.0%) between the annual amendments of 2025-02-27 and 2026-04-30; the peer median change was +6.0% (1206 comparable advisers, 96.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,206)96% percentile11.4 robust deviationsconfidence 0.85
- accounts (Item 5.F.2.f) moved from 1,424.0 to 6,309.0 (+343.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was +6.0% (1206 comparable advisers, 99.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,206)99% percentile40.0 robust deviationsconfidence 0.85
- accounts (Item 5.F.2.f) moved from 856.0 to 1,965.0 (+130.0%) between the annual amendments of 2025-02-28 and 2026-04-30; the peer median change was +6.0% (1256 comparable advisers, 98.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $500M to $1B (1,256)98% percentile15.2 robust deviationsconfidence 0.85
- TWIN FOCUS CAPITAL PARTNERS, LLCindependent RIARAUM $4.6Bunusually large average HNW clientStatic outlierHNW RAUM per HNW client of $60,927,466 against a peer median of $3,646,459 (1309 comparable advisers, 100.0th percentile, 28.4 robust deviations)filing Apr 30, 2026peers: independent wealth managers, $1B to $5B (1,309)100% percentile28.4 robust deviationsconfidence 0.8
- RAUM (Item 5.F) moved from $193,032,805 to $471,166,740 (+144.0%) between the annual amendments of 2025-03-17 and 2026-04-30; the peer median change was +15.0% (4549 comparable advisers, 99.0th percentile of changes)filing Apr 30, 2026peers: independent wealth managers, $100M to $500M (4,549)99% percentile12.6 robust deviationsconfidence 0.85
- institutional share of RAUM moved from 0.0% to 80.0% between the annual amendments of 2025-01-16 and 2026-04-30filing Apr 30, 2026peers: other advisers, $100M to $500M (212)confidence 0.85