What stands out against comparable advisers

Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.

LATITUDE ADVISORS, LLCindependent RIARAUM $567MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $379,516,000 to $566,500,000 (+49.0%) between the annual amendments of 2025-03-04 and 2026-04-22; the peer median change was +16.0% (1385 comparable advisers, 94.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,385)94% percentile3.5 robust deviationsconfidence 0.85
EAGLE WEALTH MANAGEMENT GROUP INC.independent RIARAUM $418Memployee count dropChange between filings
employees (Item 5.A) moved from 12.0 to 8.0 (-33.0%) between the annual amendments of 2025-04-02 and 2026-04-22; the peer median change was 0.0% (506 comparable advisers, 5.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (506)5.0% percentile2.5 robust deviationsconfidence 0.85
SECOND HALF FINANCIAL PARTNERS, LLCindependent RIARAUM $128Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 1,119.0 to 717.0 (-36.0%) between the annual amendments of 2025-03-28 and 2026-04-22; the peer median change was +5.0% (3685 comparable advisers, 4.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (3,685)4.5% percentile4.6 robust deviationsconfidence 0.85
G••••••••• W••••• A•••••••independent RIARAUM $569MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $392,535,549 to $568,765,356 (+45.0%) between the annual amendments of 2025-04-24 and 2026-04-22; the peer median change was +16.0% (1385 comparable advisers, 93.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,385)93% percentile3.1 robust deviationsconfidence 0.85
L••••• C•••••• G•••• C••••••••• I•••mixed wealthRAUM $536Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 256.0 to 155.0 (-39.0%) between the annual amendments of 2025-04-17 and 2026-04-22; the peer median change was +5.0% (1216 comparable advisers, 2.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,216)2.3% percentile5.9 robust deviationsconfidence 0.85
S•••••••• C•••••• L•asset managerRAUM $90.2Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 20.0% to 0.0% between the annual amendments of 2025-04-17 and 2026-04-22
filing Apr 22, 2026peers: asset managers, under $100M (329)confidence 0.85
P••••••• A••••••• G••••• I•••independent RIARAUM $388MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $275,690,147 to $388,476,260 (+41.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was +15.0% (4548 comparable advisers, 93.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (4,548)93% percentile2.5 robust deviationsconfidence 0.85
M•••••••• I••••••••• M••••••• P•••••• L••••••independent RIARAUM $315MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $1,028,675,845 to $603,401,560 (-41.0%) between the annual amendments of 2024-06-24 and 2026-04-22; the peer median change was +15.0% (4548 comparable advisers, 1.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (4,548)0.8% percentile5.5 robust deviationsconfidence 0.85
S•• W••••• A•••••••• L••independent RIARAUM $3.6BRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $2,440,851,802 to $3,596,080,962 (+47.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was +17.0% (1297 comparable advisers, 92.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,297)92% percentile3.1 robust deviationsconfidence 0.85
A••••••• P•••••• W•••••• L••independent RIARAUM $375MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $268,385,057 to $374,802,190 (+40.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was +15.0% (4548 comparable advisers, 92.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (4,548)92% percentile2.4 robust deviationsconfidence 0.85
C••••••••• R••• • C••••••otherRAUM $11Binstitutional asset share shiftChange between filings
institutional share of RAUM moved from 29.0% to 47.0% between the annual amendments of 2025-03-31 and 2026-04-22
filing Apr 22, 2026peers: other advisers, $5B to $20B (134)confidence 0.85
F••••• W••••• M••••••••• L•••independent RIARAUM $1.1BHNW share shiftChange between filings
HNW share of RAUM moved from 26.0% to 44.0% between the annual amendments of 2025-03-27 and 2026-04-22
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
C••••••••• R••• • C••••••otherRAUM $11BRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $7,912,765,231 to $11,270,331,692 (+42.0%) between the annual amendments of 2025-03-31 and 2026-04-22; the peer median change was +9.0% (119 comparable advisers, 92.0th percentile of changes)
filing Apr 22, 2026peers: other advisers, $5B to $20B (119)92% percentile2.3 robust deviationsconfidence 0.85
T••••• S••••• N•••••• W••••• • T•• M•••••••••independent RIARAUM $287Moffice count dropChange between filings
offices other than the principal office (Item 1.F.5) moved from 11.0 to 6.0 (-45.0%) between the annual amendments of 2025-03-27 and 2026-04-22; the peer median change was 0.0% (450 comparable advisers, 4.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (450)4.2% percentileconfidence 0.85
S••••••• F•••••••• A•••••••• L•••• L•••••independent RIARAUM $813MHNW share shiftChange between filings
HNW share of RAUM moved from 61.0% to 79.0% between the annual amendments of 2025-03-28 and 2026-04-22
filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
A••••••••• I•••independent RIARAUM $813MHNW share shiftChange between filings
HNW share of RAUM moved from 49.0% to 71.0% between the annual amendments of 2025-03-25 and 2026-04-22
filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseRAUM $1782BRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $1,271,593,679,276 to $1,781,568,171,479 (+40.0%) between the annual amendments of 2025-03-03 and 2026-04-22; the peer median change was +19.0% (16 comparable advisers, 100.0th percentile of changes)
filing Apr 22, 2026peers: wirehouses and national broker-dealer RIAs (16)100% percentile2.9 robust deviationsconfidence 0.85
F••••• W••••• M••••••••• L•••independent RIARAUM $1.1BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $439,609,115 to $825,146,175 (+88.0%) between the annual amendments of 2025-03-27 and 2026-04-22; the peer median change was +17.0% (1297 comparable advisers, 97.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,297)97% percentile7.3 robust deviationsconfidence 0.85
O•••••••independent RIARAUM $7.7Bemployee count surgeChange between filings
employees (Item 5.A) moved from 140.0 to 264.0 (+89.0%) between the annual amendments of 2025-04-17 and 2026-04-22; the peer median change was +5.0% (264 comparable advisers, 98.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $5B to $20B (264)98% percentile7.9 robust deviationsconfidence 0.85
B••• M••• T•••• A•••••••• L••independent RIARAUM $3.5Bemployee count surgeChange between filings
employees (Item 5.A) moved from 50.0 to 87.0 (+74.0%) between the annual amendments of 2025-01-23 and 2026-04-22; the peer median change was +4.0% (1049 comparable advisers, 98.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,049)98% percentile7.1 robust deviationsconfidence 0.85
A••••••• P•••••• W•••••• L••independent RIARAUM $375Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $268,385,057 to $374,802,190, advisors 3 to 4, private clients 372 to 178, offices 0 to 0 (2025-02-20 to 2026-04-22)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (5,679)confidence 0.75
U••••• F•••••••• • T•• S•••••••• L••independent RIARAUM $159Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 400.0 to 660.0 (+65.0%) between the annual amendments of 2025-02-27 and 2026-04-22; the peer median change was +5.0% (3685 comparable advisers, 96.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (3,685)96% percentile6.8 robust deviationsconfidence 0.85
G••••••••• W••••• A•••••••independent RIARAUM $569Mhigh employee count relative to advisorsStatic outlier
employees per registered advisor of 4.3 against a peer median of 1.4 (951 comparable advisers, 100.0th percentile, 7.3 robust deviations)
filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (951)100% percentile7.3 robust deviationsconfidence 0.8
T•••• W••••• P••••••• A•• M••••••••• I•••independent RIARAUM $239Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 1,264.0 to 412.0 (-67.0%) between the annual amendments of 2025-03-04 and 2026-04-22; the peer median change was +5.0% (3685 comparable advisers, 1.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (3,685)1.2% percentile8.1 robust deviationsconfidence 0.85
B••••• C••••••• L••independent RIARAUM $278MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $176,237,651 to $278,297,015 (+58.0%) between the annual amendments of 2025-01-10 and 2026-04-22; the peer median change was +15.0% (4548 comparable advisers, 97.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (4,548)97% percentile4.2 robust deviationsconfidence 0.85
B••• M••• T•••• A•••••••• L••independent RIARAUM $3.5Badvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 33.0 to 60.0 (+82.0%) between the annual amendments of 2025-01-23 and 2026-04-22; the peer median change was 0.0% (998 comparable advisers, 99.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (998)99% percentile6.6 robust deviationsconfidence 0.85
S••••• H••• F•••••••• P•••••••• L••independent RIARAUM $128Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 1,103.0 to 485.0 (-56.0%) between the annual amendments of 2025-03-28 and 2026-04-22; the peer median change was +3.0% (3309 comparable advisers, 1.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (3,309)1.2% percentile7.0 robust deviationsconfidence 0.85
C•••• A•••• M••••••••• L••independent RIARAUM $1.3BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $778,339,310 to $1,324,519,058 (+70.0%) between the annual amendments of 2025-03-20 and 2026-04-22; the peer median change was +17.0% (1297 comparable advisers, 96.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,297)96% percentile5.5 robust deviationsconfidence 0.85
A••••••• P•••••• W•••••• L••independent RIARAUM $375Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 372.0 to 178.0 (-52.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was +3.0% (3309 comparable advisers, 1.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (3,309)1.4% percentile6.5 robust deviationsconfidence 0.85
1••• I••••••••• A••••••• C••mixed wealthRAUM $2.2Bwealth to institutional shiftCombination
private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $1,034,664,175 to $2,196,582,334, advisors 14 to 19, private clients 410 to 369, offices 7 to 9 (2025-04-11 to 2026-04-22)
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
U••••• F•••••••• • T•• S•••••••• L••independent RIARAUM $159Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 400.0 to 660.0 (+65.0%) between the annual amendments of 2025-02-27 and 2026-04-22; the peer median change was +3.0% (3309 comparable advisers, 98.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (3,309)98% percentile7.3 robust deviationsconfidence 0.85
D•••••• F••••••••independent RIARAUM $602MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $322,892,937 to $601,716,422 (+86.0%) between the annual amendments of 2025-04-20 and 2026-04-22; the peer median change was +16.0% (1385 comparable advisers, 98.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,385)98% percentile7.5 robust deviationsconfidence 0.85
1••• I••••••••• A••••••• C••mixed wealthRAUM $2.2Bgrowth on all axesCombination
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $1,034,664,175 to $2,196,582,334, advisors 14 to 19, private clients 410 to 369, offices 7 to 9 (2025-04-11 to 2026-04-22)
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
S••••••• F•••••••• A•••••••• L•••• L•••••independent RIARAUM $813MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $350,797,534 to $662,877,871 (+89.0%) between the annual amendments of 2025-03-28 and 2026-04-22; the peer median change was +16.0% (1385 comparable advisers, 98.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,385)98% percentile7.8 robust deviationsconfidence 0.85
S••••• H••• F•••••••• P•••••••• L••independent RIARAUM $128Memployee count dropChange between filings
employees (Item 5.A) moved from 10.0 to 5.0 (-50.0%) between the annual amendments of 2025-03-28 and 2026-04-22; the peer median change was 0.0% (506 comparable advisers, 2.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (506)2.4% percentile3.7 robust deviationsconfidence 0.85
I••••••••• A•••••• A•••••••• L••i••••••••• wealthRAUM $17Binstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $14,074,143,679 to $17,233,280,665, advisors 243 to 251, private clients 33592 to 42227, offices 140 to 140 (2025-04-03 to 2026-04-22)
filing Apr 22, 2026peers: WEALTH_I•••••••••, $5B to $20B (289)confidence 0.75
B••••• C••••••• L••independent RIARAUM $278MRAUM up clients flatCombination
RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $176,237,651 to $278,297,015, advisors 5 to 5, private clients 622 to 617, offices 0 to 0 (2025-01-10 to 2026-04-22)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (5,679)confidence 0.75
L••••• C•••••• G•••• C••••••••• I•••mixed wealthRAUM $536Mwealth to institutional shiftCombination
private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $608,388,867 to $535,737,470, advisors 4 to 3, private clients 256 to 155, offices 1 to 1 (2025-04-17 to 2026-04-22)
filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.75
S•• W••••• A•••••••• L••independent RIARAUM $3.6Bnew owner headcount expandsCombination
SAX ADVISORY GROUP, LLC joined Schedule A on the filing of 2026-08-19; advisors 24.0 to 37.0 between the annual amendments of 2025-02-20 and 2026-04-22
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
L••••• C•••••• G•••• C••••••••• I•••mixed wealthRAUM $536Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $608,388,867 to $535,737,470, advisors 4 to 3, private clients 256 to 155, offices 1 to 1 (2025-04-17 to 2026-04-22)
filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.75
H•••••• A•••••••• I••independent RIARAUM $355Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $332,667,282 to $354,865,572, advisors 1 to 1, private clients 365 to 242, offices 0 to 0 (2025-04-03 to 2026-04-22)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (5,679)confidence 0.75
C•••• A•••• M••••••••• L••independent RIARAUM $1.3Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 955.0 to 1,686.0 (+77.0%) between the annual amendments of 2025-03-20 and 2026-04-22; the peer median change was +6.0% (1205 comparable advisers, 95.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,205)95% percentile8.3 robust deviationsconfidence 0.85
M•••••• A•••••••• L••otherRAUM $18Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 6,778.0 to 10,487.0 (+55.0%) between the annual amendments of 2025-03-21 and 2026-04-22; the peer median change was -2.0% (37 comparable advisers, 100.0th percentile of changes)
filing Apr 22, 2026peers: other advisers, $5B to $20B (37)100% percentile7.4 robust deviationsconfidence 0.85
F••••• W••••• M••••••••• L•••independent RIARAUM $1.1Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 3,683.0 to 5,587.0 (+52.0%) between the annual amendments of 2025-03-27 and 2026-04-22; the peer median change was +6.0% (1205 comparable advisers, 92.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,205)92% percentile5.4 robust deviationsconfidence 0.85
S•• W••••• A•••••••• L••independent RIARAUM $3.6Badvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 24.0 to 37.0 (+54.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was 0.0% (998 comparable advisers, 96.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (998)96% percentile4.4 robust deviationsconfidence 0.85
N•• M••••••••• G••••independent RIARAUM $257Madvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 8.0 to 12.0 (+50.0%) between the annual amendments of 2025-04-23 and 2026-04-22; the peer median change was 0.0% (965 comparable advisers, 97.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (965)97% percentile3.0 robust deviationsconfidence 0.85
C••••••• W••••• M••••••••• L••independent RIARAUM $105Madvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 14.0 to 22.0 (+57.0%) between the annual amendments of 2025-04-29 and 2026-04-22; the peer median change was 0.0% (965 comparable advisers, 98.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (965)98% percentile3.5 robust deviationsconfidence 0.85
A•••••• I••••••••• I•••independent RIARAUM $782Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 531.0 to 984.0 (+85.0%) between the annual amendments of 2025-03-20 and 2026-04-22; the peer median change was +5.0% (1216 comparable advisers, 99.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,216)99% percentile10.9 robust deviationsconfidence 0.85
S•• W••••• A•••••••• L••independent RIARAUM $3.6Bclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 1,039.0 to 1,596.0 (+54.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was +5.0% (1131 comparable advisers, 96.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,131)96% percentile6.8 robust deviationsconfidence 0.85
T••••••• I••••••••• M••••••••• I•••BD affiliatedRAUM $21Bclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 76,806.0 to 124,646.0 (+62.0%) between the annual amendments of 2025-04-30 and 2026-04-22; the peer median change was +11.0% (50 comparable advisers, 98.0th percentile of changes)
filing Apr 22, 2026peers: affiliated wealth managers, $20B and over (50)98% percentile4.0 robust deviationsconfidence 0.85
1••• I••••••••• A••••••• C••mixed wealthRAUM $2.2Bemployee count surgeChange between filings
employees (Item 5.A) moved from 25.0 to 45.0 (+80.0%) between the annual amendments of 2025-04-11 and 2026-04-22; the peer median change was +4.0% (1049 comparable advisers, 98.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,049)98% percentile7.7 robust deviationsconfidence 0.85
C••••••• W••••• M••••••••• L••independent RIARAUM $105Memployee count surgeChange between filings
employees (Item 5.A) moved from 14.0 to 22.0 (+57.0%) between the annual amendments of 2025-04-29 and 2026-04-22; the peer median change was 0.0% (506 comparable advisers, 98.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (506)98% percentile4.2 robust deviationsconfidence 0.85
A•• F•••••••• A•••••••• L••independent RIARAUM $84.7Moffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-04-08 and 2026-04-22; the peer median change was 0.0% (34 comparable advisers, 100.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, under $100M (34)100% percentileconfidence 0.85
S•••••• E••••• P•••••••asset managerRAUM $5.9Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 21.0 to 32.0 (+52.0%) between the annual amendments of 2025-04-03 and 2026-04-22; the peer median change was +3.0% (487 comparable advisers, 97.0th percentile of changes)
filing Apr 22, 2026peers: asset managers, $5B to $20B (487)97% percentile4.6 robust deviationsconfidence 0.85
S••••• H••• F•••••••• P•••••••• L••independent RIARAUM $128MRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $364,118,989 to $128,000,000 (-65.0%) between the annual amendments of 2025-03-28 and 2026-04-22; the peer median change was +15.0% (4548 comparable advisers, 0.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (4,548)0.2% percentile7.8 robust deviationsconfidence 0.85
O•••••••independent RIARAUM $7.7BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $4,848,322,209 to $7,717,771,462 (+59.0%) between the annual amendments of 2025-04-17 and 2026-04-22; the peer median change was +18.0% (271 comparable advisers, 93.0th percentile of changes)
filing Apr 22, 2026peers: independent wealth managers, $5B to $20B (271)93% percentile2.7 robust deviationsconfidence 0.85
F••• F••••• L••asset managerRAUM $2.1BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $1,032,399,666 to $2,059,486,084 (+99.0%) between the annual amendments of 2025-04-15 and 2026-04-22; the peer median change was +11.0% (1367 comparable advisers, 94.0th percentile of changes)
filing Apr 22, 2026peers: asset managers, $1B to $5B (1,367)94% percentile3.8 robust deviationsconfidence 0.85
M•••••• A•••••••• L••otherRAUM $18BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $11,072,489,250 to $17,939,211,643 (+62.0%) between the annual amendments of 2025-03-21 and 2026-04-22; the peer median change was +9.0% (119 comparable advisers, 95.0th percentile of changes)
filing Apr 22, 2026peers: other advisers, $5B to $20B (119)95% percentile3.6 robust deviationsconfidence 0.85
P••••••••• P•••••••• A•••••••••BD affiliatedRAUM $685Bhigh employee count relative to advisorsStatic outlier
employees per registered advisor of 158.4 against a peer median of 1.7 (49 comparable advisers, 100.0th percentile, 245.8 robust deviations)
filing Apr 21, 2026peers: affiliated wealth managers, $20B and over (49)100% percentile245.8 robust deviationsconfidence 0.6
P••••••••• P•••••••• A•••••••••BD affiliatedRAUM $685Bvery high RAUM per advisorStatic outlier
RAUM per registered advisor of $97,825,305,290 against a peer median of $84,365,013 (49 comparable advisers, 100.0th percentile, 999.0 robust deviations)
filing Apr 21, 2026peers: affiliated wealth managers, $20B and over (49)100% percentileover 999 robust deviationsconfidence 0.6

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8,370 anomalies match.

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