DFX Intelligence

RIA Intelligence

ADV anomalies

What stands out against comparable advisers

Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.

  • PVG ASSET MANAGEMENT CORPmixed wealthRAUM $625Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $617,865,000 to $624,910,848, advisors 6 to 6, private clients 1982 to 222, offices 3 to 3 (2025-03-20 to 2026-04-23)
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.75
  • XCELSIOR ADVISOR PARTNERS LLCindependent RIARAUM $651Mclient mix shiftChange between filings
    private-client share of RAUM moved from 100.0% to 69.0% between the annual amendments of 2025-04-24 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • XCELSIOR ADVISOR PARTNERS LLCindependent RIARAUM $651Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 0.0% to 31.0% between the annual amendments of 2025-04-24 and 2026-04-23
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • S•••••• I••••••••• M••••••••• C••••••otherRAUM $89Baccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 543.0 to 76.0 (-86.0%) between the annual amendments of 2025-03-27 and 2026-04-23; the peer median change was +2.0% (61 comparable advisers, 0.0th percentile of changes)
    filing Apr 23, 2026peers: other advisers, $20B and over (61)0.0% percentile7.0 robust deviationsconfidence 0.85
  • G•••• W••••• M••••••••• L••independent RIARAUM $1.1BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $639,157,693 to $1,064,821,925 (+67.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was +17.0% (1297 comparable advisers, 96.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $1B to $5B (1,297)96% percentile5.1 robust deviationsconfidence 0.85
  • E••••••• P•••••••independent RIARAUM $219MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $112,857,307 to $218,724,724 (+94.0%) between the annual amendments of 2025-04-22 and 2026-04-23; the peer median change was +15.0% (4548 comparable advisers, 99.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (4,548)99% percentile7.7 robust deviationsconfidence 0.85
  • C•••••• P••••••• P••••••• L••independent RIARAUM $274Madvisor count dropChange between filings
    advisory representatives (Item 5.B.3) moved from 7.0 to 3.0 (-57.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was 0.0% (965 comparable advisers, 2.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (965)1.6% percentile3.5 robust deviationsconfidence 0.85
  • M••••••• • S••••••• W••••• A•••••••• I•••mixed wealthRAUM $1.6Badvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-04-07 and 2026-04-23; the peer median change was 0.0% (998 comparable advisers, 95.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $1B to $5B (998)95% percentile4.0 robust deviationsconfidence 0.85
  • P•• A•••• M••••••••• C•••mixed wealthRAUM $625Mclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 1,982.0 to 222.0 (-89.0%) between the annual amendments of 2025-03-20 and 2026-04-23; the peer median change was +5.0% (1216 comparable advisers, 0.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (1,216)0.1% percentile12.6 robust deviationsconfidence 0.85
  • V•••••• W••••• A•••••••independent RIARAUM $258MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $170,468,951 to $257,908,095 (+51.0%) between the annual amendments of 2025-01-02 and 2026-04-23; the peer median change was +15.0% (4548 comparable advisers, 96.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (4,548)96% percentile3.5 robust deviationsconfidence 0.85
  • T•• C•••••• M•••••••••independent RIARAUM $190Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 591.0 to 939.0 (+59.0%) between the annual amendments of 2025-02-12 and 2026-04-23; the peer median change was +5.0% (3685 comparable advisers, 96.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (3,685)96% percentile6.1 robust deviationsconfidence 0.85
  • W••• M••••••• A•••••••independent RIARAUM $781Memployee count surgeChange between filings
    employees (Item 5.A) moved from 15.0 to 23.0 (+53.0%) between the annual amendments of 2025-04-17 and 2026-04-23; the peer median change was 0.0% (596 comparable advisers, 98.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (596)98% percentile4.7 robust deviationsconfidence 0.85
  • E•••• I•••institutionalRAUM $396MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $231,739,432 to $395,623,696 (+71.0%) between the annual amendments of 2025-03-15 and 2026-04-23; the peer median change was +9.0% (93 comparable advisers, 98.0th percentile of changes)
    filing Apr 23, 2026peers: institutional managers, $100M to $500M (93)98% percentile4.6 robust deviationsconfidence 0.85
  • P•• A•••• M••••••••• C•••mixed wealthRAUM $625Mwealth to institutional shiftCombination
    private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $617,865,000 to $624,910,848, advisors 6 to 6, private clients 1982 to 222, offices 3 to 3 (2025-03-20 to 2026-04-23)
    filing Apr 23, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.75
  • N•• E••• W•••••BD affiliatedRAUM $20BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $12,064,984,416 to $19,926,358,801 (+65.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was +21.0% (52 comparable advisers, 96.0th percentile of changes)
    filing Apr 23, 2026peers: affiliated wealth managers, $5B to $20B (52)96% percentile4.0 robust deviationsconfidence 0.85
  • C••••••••• I••••••••• A•••••••• L••independent RIARAUM $16BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $9,901,639,186 to $15,727,990,844 (+59.0%) between the annual amendments of 2025-04-29 and 2026-04-23; the peer median change was +18.0% (271 comparable advisers, 92.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $5B to $20B (271)92% percentile2.7 robust deviationsconfidence 0.85
  • C•••••• P••••••• P••••••• L••independent RIARAUM $274Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $327,697,497 to $274,217,847, advisors 7 to 3, private clients 629 to 340, offices 0 to 0 (2025-03-31 to 2026-04-23)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • P•••••••• W••••• P•••••••independent RIARAUM $1.4Boffice count surgeChange between filings
    offices other than the principal office (Item 1.F.5) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-02-25 and 2026-04-23; the peer median change was 0.0% (379 comparable advisers, 93.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $1B to $5B (379)93% percentile4.7 robust deviationsconfidence 0.85
  • S••••• T•••• A•••••••• L••independent RIARAUM $20Boffice count surgeChange between filings
    offices other than the principal office (Item 1.F.5) moved from 10.0 to 17.0 (+70.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was 0.0% (142 comparable advisers, 92.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $5B to $20B (142)92% percentile4.5 robust deviationsconfidence 0.85
  • M••••••• • S••••••• W••••• A•••••••• I•••mixed wealthRAUM $1.6BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $995,832,115 to $1,586,218,016 (+59.0%) between the annual amendments of 2025-04-07 and 2026-04-23; the peer median change was +17.0% (1297 comparable advisers, 94.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $1B to $5B (1,297)94% percentile4.3 robust deviationsconfidence 0.85
  • G•••• W••••• M••••••••• L••independent RIARAUM $1.1Boffice count surgeChange between filings
    offices other than the principal office (Item 1.F.5) moved from 76.0 to 127.0 (+67.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was 0.0% (379 comparable advisers, 96.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $1B to $5B (379)96% percentile6.3 robust deviationsconfidence 0.85
  • E••••••• P•••••••independent RIARAUM $219Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 143.0 to 224.0 (+57.0%) between the annual amendments of 2025-04-22 and 2026-04-23; the peer median change was +3.0% (3309 comparable advisers, 97.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (3,309)97% percentile6.3 robust deviationsconfidence 0.85
  • V•••••• W••••• A•••••••independent RIARAUM $258Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 150.0 to 240.0 (+60.0%) between the annual amendments of 2025-01-02 and 2026-04-23; the peer median change was +3.0% (3309 comparable advisers, 98.0th percentile of changes)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (3,309)98% percentile6.7 robust deviationsconfidence 0.85
  • G•••• W••••• M••••••••• L••independent RIARAUM $1.1Bgrowth on all axesCombination
    RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $639,157,693 to $1,064,821,925, advisors 49 to 65, private clients 4407 to 5356, offices 76 to 127 (2025-03-31 to 2026-04-23)
    filing Apr 23, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • A•••• I••••••••• A•••••••• L••independent RIARAUM $356Minstitutional to wealth shiftCombination
    institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $388,582,315 to $355,950,613, advisors 5 to 4, private clients 196 to 201, offices 0 to 0 (2025-03-28 to 2026-04-23)
    filing Apr 23, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • S••••• T•••• A•••••••• L••independent RIARAUM $20Binstitutional to wealth shiftCombination
    institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $23,635,841,356 to $19,941,615,810, advisors 34 to 31, private clients 757 to 639, offices 10 to 17 (2025-03-31 to 2026-04-23)
    filing Apr 23, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
  • A•• I••••• L••asset managerRAUM $103Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-03-03 and 2026-04-22
    filing Apr 22, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
  • L••••• C•••••• G•••• C••••••••• I•••mixed wealthRAUM $536Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 0.0% to 60.0% between the annual amendments of 2025-04-17 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • I••••••••• A•••••• A•••••••• L••i••••••••• wealthRAUM $17Binstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 91.0% to 5.0% between the annual amendments of 2025-04-03 and 2026-04-22
    filing Apr 22, 2026peers: WEALTH_I•••••••••, $5B to $20B (289)confidence 0.85
  • 1••• I••••••••• A••••••• C••mixed wealthRAUM $2.2BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $1,034,664,175 to $2,196,582,334 (+112.0%) between the annual amendments of 2025-04-11 and 2026-04-22; the peer median change was +17.0% (1297 comparable advisers, 98.0th percentile of changes)
    filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,297)98% percentile9.8 robust deviationsconfidence 0.85
  • 1••• I••••••••• A••••••• C••mixed wealthRAUM $2.2BHNW share shiftChange between filings
    HNW share of RAUM moved from 90.0% to 43.0% between the annual amendments of 2025-04-11 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • W••••••••• C••••••• A••••••• L••independent RIARAUM $2.0Bunusually high clients per advisorStatic outlier
    private clients per advisor of 788.0 against a peer median of 64.5 (1151 comparable advisers, 99.0th percentile, 17.7 robust deviations)
    filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,151)99% percentile17.7 robust deviationsconfidence 0.8
  • H•••••• W••••• M••••••••• I••independent RIARAUM $211MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $72,797,050 to $211,192,636 (+190.0%) between the annual amendments of 2025-02-26 and 2026-04-22; the peer median change was +15.0% (4548 comparable advisers, 100.0th percentile of changes)
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (4,548)100% percentile17.1 robust deviationsconfidence 0.85
  • G•••• C•••••• M••••••••• L••asset managerRAUM $751MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $367,700,000 to $751,090,000 (+104.0%) between the annual amendments of 2025-03-27 and 2026-04-22; the peer median change was +8.0% (672 comparable advisers, 95.0th percentile of changes)
    filing Apr 22, 2026peers: asset managers, $500M to $1B (672)95% percentile4.0 robust deviationsconfidence 0.85
  • S•••••••• A•••• M••••••••• L••asset managerRAUM $458MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $148,153,092 to $458,429,544 (+209.0%) between the annual amendments of 2025-03-28 and 2026-04-22; the peer median change was +4.0% (1145 comparable advisers, 99.0th percentile of changes)
    filing Apr 22, 2026peers: asset managers, $100M to $500M (1,145)99% percentile8.6 robust deviationsconfidence 0.85
  • P••••••• A••••••• G••••• I•••independent RIARAUM $388Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (5,678)0.0% percentile33.7 robust deviationsconfidence 0.8
  • O•••••••independent RIARAUM $7.7Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 12,846.0 to 26,700.0 (+108.0%) between the annual amendments of 2025-04-17 and 2026-04-22; the peer median change was +8.0% (253 comparable advisers, 96.0th percentile of changes)
    filing Apr 22, 2026peers: independent wealth managers, $5B to $20B (253)96% percentile7.7 robust deviationsconfidence 0.85
  • L••••• C•••••• G•••• C••••••••• I•••mixed wealthRAUM $536Mclient mix shiftChange between filings
    private-client share of RAUM moved from 100.0% to 38.0% between the annual amendments of 2025-04-17 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • M•• A••••••• G••••independent RIARAUM $361Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 401.0 to 1,993.0 (+397.0%) between the annual amendments of 2025-04-09 and 2026-04-22; the peer median change was +5.0% (3685 comparable advisers, 100.0th percentile of changes)
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (3,685)100% percentile44.3 robust deviationsconfidence 0.85
  • V•••••• W••••• M•••••••••asset managerRAUM $678Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 463.0 to 1,199.0 (+159.0%) between the annual amendments of 2025-03-05 and 2026-04-22; the peer median change was +6.0% (11 comparable advisers, 90.0th percentile of changes)
    filing Apr 22, 2026peers: asset managers, $500M to $1B (11)90% percentile4.8 robust deviationsconfidence 0.85
  • S•• W•••••independent RIARAUM $63.7Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 846.0 to 1,895.0 (+124.0%) between the annual amendments of 2025-03-04 and 2026-04-22; the peer median change was +2.0% (135 comparable advisers, 95.0th percentile of changes)
    filing Apr 22, 2026peers: independent wealth managers, under $100M (135)95% percentile6.5 robust deviationsconfidence 0.85
  • 1••• I••••••••• A••••••• C••mixed wealthRAUM $2.2Bclient mix shiftChange between filings
    private-client share of RAUM moved from 97.0% to 46.0% between the annual amendments of 2025-04-11 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • B•••• W••••• G••••independent RIARAUM $275Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 100.0% to 25.0% between the annual amendments of 2025-04-28 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • H•••••• W••••• M••••••••• I••independent RIARAUM $211Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 0.0% to 70.0% between the annual amendments of 2025-02-26 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • O•••••••independent RIARAUM $7.7Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 5,277.0 to 15,787.0 (+199.0%) between the annual amendments of 2025-04-17 and 2026-04-22; the peer median change was +6.0% (224 comparable advisers, 100.0th percentile of changes)
    filing Apr 22, 2026peers: independent wealth managers, $5B to $20B (224)100% percentile16.7 robust deviationsconfidence 0.85
  • I••••••••• A•••••• A•••••••• L••i••••••••• wealthRAUM $17Bclient mix shiftChange between filings
    private-client share of RAUM moved from 9.0% to 95.0% between the annual amendments of 2025-04-03 and 2026-04-22
    filing Apr 22, 2026peers: WEALTH_I•••••••••, $5B to $20B (289)confidence 0.85
  • T••••••••• P•••••••• L••independent RIARAUM $286MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $108,867,841 to $286,475,355 (+163.0%) between the annual amendments of 2025-02-14 and 2026-04-22; the peer median change was +15.0% (4548 comparable advisers, 100.0th percentile of changes)
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (4,548)100% percentile14.5 robust deviationsconfidence 0.85
  • H•••••• W••••• M••••••••• I••independent RIARAUM $211Mclient mix shiftChange between filings
    private-client share of RAUM moved from 0.0% to 77.0% between the annual amendments of 2025-02-26 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • C••••• K••••• A••••••• G••••• L••independent RIARAUM $188Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 19.0% to 89.0% between the annual amendments of 2025-02-12 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • L••••• C•••••• G•••• C••••••••• I•••mixed wealthRAUM $536MHNW share shiftChange between filings
    HNW share of RAUM moved from 98.0% to 38.0% between the annual amendments of 2025-04-17 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • H•••••• W••••• M••••••••• I••independent RIARAUM $211MHNW share shiftChange between filings
    HNW share of RAUM moved from 0.0% to 54.0% between the annual amendments of 2025-02-26 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • I••••••••• A•••••• A•••••••• L••i••••••••• wealthRAUM $17BHNW share shiftChange between filings
    HNW share of RAUM moved from 4.0% to 69.0% between the annual amendments of 2025-04-03 and 2026-04-22
    filing Apr 22, 2026peers: WEALTH_I•••••••••, $5B to $20B (289)confidence 0.85
  • M•• A••••••• G••••independent RIARAUM $361MHNW share shiftChange between filings
    HNW share of RAUM moved from 23.0% to 71.0% between the annual amendments of 2025-04-09 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • 1••• I••••••••• A••••••• C••mixed wealthRAUM $2.2Binstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 3.0% to 54.0% between the annual amendments of 2025-04-11 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • H•••••• W••••• M••••••••• I••independent RIARAUM $211Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 100.0% to 4.0% between the annual amendments of 2025-02-26 and 2026-04-22
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • S•••••••• C•••••• L•asset managerRAUM $90.2Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 20.0% to 0.0% between the annual amendments of 2025-04-17 and 2026-04-22
    filing Apr 22, 2026peers: asset managers, under $100M (329)confidence 0.85
  • G••••••••• W••••• A•••••••independent RIARAUM $569MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $392,535,549 to $568,765,356 (+45.0%) between the annual amendments of 2025-04-24 and 2026-04-22; the peer median change was +16.0% (1385 comparable advisers, 93.0th percentile of changes)
    filing Apr 22, 2026peers: independent wealth managers, $500M to $1B (1,385)93% percentile3.1 robust deviationsconfidence 0.85
  • T••••• G••••• • I••••• A•••••••• L••independent RIARAUM $328Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 485.0 to 294.0 (-39.0%) between the annual amendments of 2025-04-10 and 2026-04-22; the peer median change was +5.0% (3685 comparable advisers, 4.0th percentile of changes)
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (3,685)3.9% percentile5.0 robust deviationsconfidence 0.85
  • P••••••• A••••••• G••••• I•••independent RIARAUM $388MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $275,690,147 to $388,476,260 (+41.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was +15.0% (4548 comparable advisers, 93.0th percentile of changes)
    filing Apr 22, 2026peers: independent wealth managers, $100M to $500M (4,548)93% percentile2.5 robust deviationsconfidence 0.85
  • S•• W••••• A•••••••• L••independent RIARAUM $3.6BRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $2,440,851,802 to $3,596,080,962 (+47.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was +17.0% (1297 comparable advisers, 92.0th percentile of changes)
    filing Apr 22, 2026peers: independent wealth managers, $1B to $5B (1,297)92% percentile3.1 robust deviationsconfidence 0.85
Page 22 of 140PreviousNext
8,370 anomalies match.

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