DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Flagstar Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jasmine Alberta LambertCore Planning independent RIAFlagstar Securities, Inc. independent RIARIA to RIAJul 7, 2026Aug 17, 2026 (41 d)
Justin Al RenteriaRBC Rochdale, LLC BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2026Jul 29, 2026 (35 d)
Richard Anthony PetroskyHsbc Securities (USA) Inc. BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2025Jan 7, 2026 (63 d)
Carly DoshiHsbc Securities (USA) Inc. BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2025Sep 18, 2025
Roman YakubovCitigroup Global Markets Inc. BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 13, 2025Jan 9, 2026 (210 d)
Mark Andrew PittseyHsbc Securities (USA) Inc. BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2024Mar 20, 2025 (106 d)
Essa AtharMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFlagstar Securities, Inc. independent RIAWirehouse to independent RIAJun 11, 2024Jul 2, 2026 (751 d)
Douglas P GeraghtyConsolidated Portfolio Review Corp independent RIAFlagstar Securities, Inc. independent RIARIA to RIAAug 1, 2023Jan 7, 2025 (525 d)
Christopher MerrifieldJ.P. Morgan Private Wealth Advisors LLC BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 5, 2023Jun 27, 2023
Karli Vazquez-MendezJ.P. Morgan Private Wealth Advisors LLC BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 22, 2023Jan 22, 2025 (580 d)
Peter BrunoCharles Schwab & Co., Inc. national BDFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 27, 2023Jan 7, 2025 (711 d)
Karma ShahinCitigroup Global Markets Inc. BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 28, 2022Mar 28, 2022
Moses Tk LinHsbc Securities (USA) Inc. BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2022Mar 18, 2022
Maria Ines EcheverriaWells Fargo Advisors wirehouseFlagstar Securities, Inc. independent RIAWirehouse to independent RIAAug 16, 2021Jan 8, 2025 (1241 d)
Alexander James ZiasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFlagstar Securities, Inc. independent RIAWirehouse to independent RIAAug 10, 2021Oct 22, 2021 (73 d)
Andrew M SmithHsbc Securities (USA) Inc. BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 26, 2021Jan 7, 2025 (1261 d)
Matthew Allen PetersenVanguard Advisers, Inc. BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2021Apr 7, 2021
Stephen Carl FarinacciHsbc Securities (USA) Inc. BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2021Jan 7, 2025 (1443 d)
Brian David SchwartzHsbc Securities (USA) Inc. BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2020Jan 7, 2025 (1541 d)
Anthony FellaTransamerica Retirement Advisors, LLC BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2019Sep 19, 2019
Alexander LeonHsbc Securities (USA) Inc. BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2018Jan 7, 2025 (2372 d)
Paul Anthony PedrettiHsbc Securities (USA) Inc. otherFlagstar Securities, Inc. otherOtherFeb 1, 2018Feb 26, 2018
Gregory P CantoneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFlagstar Securities, Inc. otherOtherNov 2, 2017Nov 13, 2017
Jay David SladeHsbc Securities (USA) Inc. otherFlagstar Securities, Inc. otherOtherDec 13, 2016Jan 5, 2017
Steven VerveniotisHsbc Securities (USA) Inc. otherFlagstar Securities, Inc. otherOtherJun 17, 2016May 27, 2016
Evan Andrew SallFsc Securities Corporation otherFlagstar Securities, Inc. otherOtherDec 11, 2015Dec 14, 2015
Thomas AstaLPL Financial LLC otherFlagstar Securities, Inc. otherOtherJul 16, 2014Jul 17, 2014
Adam L. WaldmanMorgan Stanley wirehouseFlagstar Securities, Inc. otherOtherNov 20, 2013Nov 3, 2014 (348 d)
Michael Edward SantucciHsbc Securities (USA) Inc. otherFlagstar Securities, Inc. independent RIAOtherMar 25, 2013Jan 7, 2025 (4306 d)
Luis TavaresCitigroup Global Markets Inc. otherFlagstar Securities, Inc. independent RIAOtherMar 20, 2013Nov 20, 2018 (2071 d)
Patricia Elizabeth WeinshankCapital One Financial Advisors LLC unclassifiedFlagstar Securities, Inc. otherOtherMar 13, 2013Apr 9, 2013
Daniel John MentonHsbc Securities (USA) Inc. otherFlagstar Securities, Inc. otherOtherSep 6, 2012Aug 27, 2012
Konstantin Solomon PrivesHsbc Securities (USA) Inc. otherFlagstar Securities, Inc. otherOtherFeb 10, 2011Mar 31, 2011 (49 d)
Angela Di MartinoChase Investment Services Corp. otherFlagstar Securities, Inc. otherOtherSep 21, 2010Sep 14, 2010
Louis Anthony MazzoneChase Investment Services Corp. otherFlagstar Securities, Inc. otherOtherSep 15, 2010Sep 14, 2010
Theologos Stavros BasisTd Wealth Management Services Inc. unclassifiedFlagstar Securities, Inc. otherOtherJan 19, 2010Aug 15, 2011 (573 d)
Kevin Michael FilosaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFlagstar Securities, Inc. otherOtherNov 13, 2008Feb 18, 2009 (97 d)
Justin Christopher PaganCitigroup Global Markets Inc. otherFlagstar Securities, Inc. otherOtherJul 2, 2008Jul 2, 2008
Sheldon Wallace FerrissCitigroup Global Markets Inc. otherFlagstar Securities, Inc. otherOtherDec 13, 2007Nov 30, 2007
Kenneth CloughCitigroup Global Markets Inc. otherFlagstar Securities, Inc. otherOtherDec 13, 2007Nov 30, 2007
Edwin Keith MilnerCitigroup Global Markets Inc. otherFlagstar Securities, Inc. otherOtherAug 16, 2007Aug 13, 2007
Laura Michelle PalaciosCitigroup Global Markets Inc. otherFlagstar Securities, Inc. otherOtherAug 16, 2007Aug 13, 2007
Vincenzo IannucciChase Investment Services Corp. otherFlagstar Securities, Inc. otherOtherJun 6, 2006Jun 14, 2006
Brian Joseph McglynnUBS Financial Services Inc. wirehouseFlagstar Securities, Inc. otherOtherMay 15, 2006Mar 19, 2007 (308 d)
Maria Consuelo TarazonaLPL Financial LLC otherFlagstar Securities, Inc. otherOtherMay 27, 2004Oct 12, 2004 (138 d)
John Henry HugUBS Financial Services Inc. wirehouseFlagstar Securities, Inc. otherOtherAug 13, 2003Oct 7, 2003 (55 d)
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46 moves match.