DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Heartland Consultants, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Gerald Bybee | First Heartland Consultants, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 30, 2026 |
| Steven Cory Reedy | First Heartland Consultants, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Mar 27, 2026 |
| Enrico Giovanni Cacciapuoti | First Heartland Consultants, Inc. BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 26, 2026 |
| David Scott Hermann | First Heartland Consultants, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 29, 2026 |
| Bala Subramanian | First Heartland Consultants, Inc. BD affiliated | Ni Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 5, 2024 | Jan 30, 2025 (56 d) |
| Joe Stephen Selby | First Heartland Consultants, Inc. BD affiliated | Lasting Mark Retirement Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 31, 2024 | Oct 31, 2024 |
| Michael Ernest Canfield | First Heartland Consultants, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Nov 8, 2024 |
| Ricky Mills Higgins | First Heartland Consultants, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 8, 2024 |
| Matthew Clary Smith | First Heartland Consultants, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 9, 2024 |
| Adam Mills Higgins | First Heartland Consultants, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 8, 2024 |
| Robert Joseph Cremerius | First Heartland Consultants, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 12, 2024 |
| David M Cremerius | First Heartland Consultants, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 12, 2024 |
| Richard Kenneth Keith | First Heartland Consultants, Inc. BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2024 | May 16, 2024 |
| Jason W Wilson | First Heartland Consultants, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Aug 10, 2023 |
| Ryan Emerson Bennett | First Heartland Consultants, Inc. BD affiliated | Rpg Family Wealth Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2023 | Sep 18, 2023 (238 d) |
| Sharon M Consoli | First Heartland Consultants, Inc. BD affiliated | Rpg Family Wealth Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2023 | Sep 18, 2023 (238 d) |
| Mark Phelan Sudderberg | First Heartland Consultants, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 26, 2022 |
| Matthew Lee Evans | First Heartland Consultants, Inc. BD affiliated | Bison Wealth, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2021 | Nov 9, 2021 |
| Jimmy Ray Nash | First Heartland Consultants, Inc. BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Nov 1, 2021 |
| Pierre Alfred Badertscher | First Heartland Consultants, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Sep 3, 2021 |
| Katherine B Badertscher | First Heartland Consultants, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Sep 3, 2021 |
| Richard Carl Jackson | First Heartland Consultants, Inc. BD affiliated | Jackson & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2021 | Jun 28, 2021 |
| Jess Wayne Hinton | First Heartland Consultants, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Jun 16, 2021 |
| Adam Robert Wolff | First Heartland Consultants, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 14, 2021 | Apr 1, 2024 (1022 d) |
| Stephen D Schreiber | First Heartland Consultants, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 26, 2021 | Mar 1, 2021 |
| Stoyan Petev Petev | First Heartland Consultants, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2020 | Sep 13, 2020 |
| Laura Nicole Blankenship | First Heartland Consultants, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2020 | Aug 10, 2020 |
| Scott Robert Weir | First Heartland Consultants, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2020 | Jul 31, 2020 |
| Olivia M Lupfer | First Heartland Consultants, Inc. BD affiliated | Moloney Securities Asset Management LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2020 | Aug 3, 2020 |
| Randall Bernard Richardson | First Heartland Consultants, Inc. BD affiliated | Pelican Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2020 | Jun 22, 2021 (356 d) |
| Yanhong Li | First Heartland Consultants, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 15, 2020 | Apr 20, 2020 |
| Matthew Datis-O'Neal Kennedy | First Heartland Consultants, Inc. BD affiliated | Virtue Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2020 | Apr 2, 2020 |
| John Joseph Barrios | First Heartland Consultants, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2020 | Mar 31, 2020 |
| Dean Jeffery Callison | First Heartland Consultants, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Jan 30, 2020 |
| Ted Chen | First Heartland Consultants, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 15, 2020 | Jan 15, 2020 |
| Adam Keith Harrop | First Heartland Consultants, Inc. BD affiliated | 3 Peaks Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 13, 2020 | Feb 10, 2020 |
| Isaac Kim | First Heartland Consultants, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2019 | Aug 11, 2020 (224 d) |
| Jessica Elizabeth Poynter | First Heartland Consultants, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2019 | Jan 1, 2026 (2198 d) |
| Julia H Lin | First Heartland Consultants, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2019 | Nov 5, 2019 |
| Perry Keith Jeffries | First Heartland Consultants, Inc. BD affiliated | Diamond Equity Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 31, 2019 | Dec 17, 2019 (47 d) |
| Adam Lee Tafoya | First Heartland Consultants, Inc. BD affiliated | Kinetic Investment Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2019 | May 18, 2020 (231 d) |
| Brittany Elaine Cross | First Heartland Consultants, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2019 | Aug 19, 2019 |
| Timothy Robert Wellman | First Heartland Consultants, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2019 | Jan 4, 2019 |
| Patrick G Moore | First Heartland Consultants, Inc. BD affiliated | Tavco Financial Advisory, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2018 | Jan 18, 2019 |
| Robin Michael Slaughter | First Heartland Consultants, Inc. BD affiliated | Maximum Advisory state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 6, 2018 | Nov 15, 2018 |
| David Albert Weis | First Heartland Consultants, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Nov 5, 2018 |
| Bradford Eugene Harris | First Heartland Consultants, Inc. BD affiliated | Onedigital other | Other | Apr 13, 2018 | Mar 19, 2018 |
| Laura Tierney Scobee | First Heartland Consultants, Inc. BD affiliated | Onedigital other | Other | Apr 13, 2018 | Apr 13, 2018 |
| John Lewis Owen | First Heartland Consultants, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2018 | Apr 25, 2018 |
| Thomas Heath Parker | First Heartland Consultants, Inc. BD affiliated | Onedigital other | Other | Apr 13, 2018 | Mar 19, 2018 |
| David Michael Kover | First Heartland Consultants, Inc. BD affiliated | Onedigital other | Other | Apr 13, 2018 | Apr 13, 2018 |
| Alan Dale Simms | First Heartland Consultants, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2018 | Apr 13, 2018 |
| David Alan Sentnor | First Heartland Consultants, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2018 | Apr 13, 2018 |
| Brett Michael Dankowski | First Heartland Consultants, Inc. BD affiliated | Onedigital other | Other | Apr 13, 2018 | Apr 13, 2018 |
| Gregg Teak Georgantas | First Heartland Consultants, Inc. other | Bfc Planning, Inc. other | Other | Feb 5, 2018 | Feb 5, 2018 |
| Dennis Gerard Hennessy | First Heartland Consultants, Inc. other | Mutual Advisors, LLC BD affiliated | Other | Dec 21, 2017 | Mar 2, 2018 (71 d) |
| Scott David Biermann | First Heartland Consultants, Inc. other | Mutual Advisors, LLC BD affiliated | Other | Nov 17, 2017 | Nov 17, 2017 |
| Jason Alyn Brooks | First Heartland Consultants, Inc. other | Independent Financial Partners BD affiliated | Other | Nov 3, 2017 | Jul 25, 2019 (629 d) |
| Cathey Lynn Williamson | First Heartland Consultants, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 2, 2017 | Oct 3, 2017 |
| Darell R Faust | First Heartland Consultants, Inc. other | Ipi Wealth Management, Inc. other | Other | Sep 19, 2017 | Sep 18, 2017 |
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115 moves match.