DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First Heartland Consultants, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua SieversFbl Wealth Management, LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2026Sep 1, 2026
Kenneth Andrew DiamondAllstate Financial Advisors, LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 7, 2026Aug 31, 2026 (55 d)
Andrew Bryan KatzProspera Financial Services, Inc. BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2026May 1, 2026
David Charles MillerOsaic Wealth, Inc. BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 24, 2026Jun 15, 2026 (83 d)
Matthew Hampton MatheneyGuardian Wealth Partners, LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2026Oct 16, 2025
William Michael BrinkleyEsi Financial Advisors independent RIAFirst Heartland Consultants, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2025Apr 16, 2025
Daniel Lee GilbertOsaic Wealth, Inc. BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2024Aug 15, 2024
Dylan Thomas SharpeD.A. Davidson & Co. independent RIAFirst Heartland Consultants, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 8, 2024Apr 8, 2025 (274 d)
Harlan Larry FortenberryValmark Advisers, Inc. BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 1, 2024Mar 11, 2024
Enrico Giovanni CacciapuotiPark Avenue Securities LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 15, 2024Mar 12, 2025 (391 d)
Robin Dale MorrellAmeriprise Financial Services, LLC national BDFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 22, 2023Sep 18, 2023
Timothy Lee HeadLPL Financial LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2023Sep 12, 2023
Christopher Tull ScrimingerBrookstone Wealth Advisors, LLC independent RIAFirst Heartland Consultants, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2023Feb 24, 2023
John Landis DowellEdward Jones national BDFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 10, 2022Oct 7, 2022
David Scott HermannMML Investors Services, LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2022Oct 24, 2023 (469 d)
Brittany Elaine CrossD.A. Davidson & Co. independent RIAFirst Heartland Consultants, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 23, 2022Oct 11, 2022 (141 d)
Christopher Orin FiskeThrivent Investment Management Inc. BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 24, 2022Mar 1, 2022
Michael Ernest CanfieldLPL Financial LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 12, 2021Feb 23, 2022 (103 d)
Adam Keith Harrop3 Peaks Financial state registeredFirst Heartland Consultants, Inc. BD affiliatedOtherNov 3, 2020Oct 7, 2020
Jimmy Ray NashCetera Advisors LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 26, 2019Dec 17, 2019
Randall Bernard RichardsonCetera Advisors LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2019Nov 4, 2019
Jess Wayne HintonPruco Securities, LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 4, 2019Oct 28, 2019
Julia H LinEagle Strategies LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2019Aug 21, 2019
Ryan Timothy BeyelAmeriprise Financial Services, LLC national BDFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 31, 2019Aug 16, 2019
Jason Alyn BrooksSignature Financial Services, Ltd independent RIAFirst Heartland Consultants, Inc. otherOtherJul 26, 2019Jun 28, 2007
Ryan Emerson BennettTransamerica Financial Advisors, LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 22, 2019Jul 23, 2019
Jessica Elizabeth PoynterRaymond James & Associates, Inc. national BDFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 7, 2019May 17, 2019
Deanna Lynn HolmesUSA Financial Securities LLC independent RIAFirst Heartland Consultants, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 4, 2019May 27, 2020 (478 d)
Brian Scott StandageUSA Financial Securities LLC independent RIAFirst Heartland Consultants, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 4, 2019Feb 4, 2019
Ted ChenEquitable Advisors, LLC national BDFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2018Jan 3, 2019 (51 d)
Yanhong LiEsi Financial Advisors BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2018May 28, 2019 (245 d)
Isaac KimCetera Advisor Networks LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 3, 2018May 29, 2019 (421 d)
Nicholas Andrew HesterPruco Securities, LLC BD affiliatedFirst Heartland Consultants, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2017Nov 26, 2019 (713 d)
Bala SubramanianMML Investors Services, LLC otherFirst Heartland Consultants, Inc. otherOtherJul 13, 2017Jul 18, 2017
Mack Robert CourterProspera Financial Services, Inc. otherFirst Heartland Consultants, Inc. BD affiliatedOtherJul 5, 2017May 1, 2026 (3222 d)
James Howard MeadersHornor, Townsend & Kent, LLC otherFirst Heartland Consultants, Inc. otherOtherMar 16, 2017Apr 18, 2017 (33 d)
Kevin Luke LynchUnited Planners' Financial Services Of America A Limited Partner otherFirst Heartland Consultants, Inc. otherOtherNov 2, 2016Nov 1, 2016
Perry Keith JeffriesHardiman Investment Management, Inc. unclassifiedFirst Heartland Consultants, Inc. otherOtherJul 26, 2016Jul 26, 2016
Ricky Mills HigginsConcourse Financial Group Advisors otherFirst Heartland Consultants, Inc. otherOtherJun 6, 2016May 26, 2016
Matthew Clary SmithConcourse Financial Group Advisors otherFirst Heartland Consultants, Inc. otherOtherJun 6, 2016May 26, 2016
Matthew Datis-O'Neal KennedyInvest Financial Corporation otherFirst Heartland Consultants, Inc. otherOtherMar 2, 2016Mar 1, 2016
Kelly Sue LesnickTransamerica Financial Advisors, LLC otherFirst Heartland Consultants, Inc. otherOtherFeb 20, 2016Feb 1, 2016
Nan Solt LesnickTransamerica Financial Advisors, LLC otherFirst Heartland Consultants, Inc. otherOtherFeb 20, 2016Feb 1, 2016
Fady Youssef ChaccourMy Advisors Group unclassifiedFirst Heartland Consultants, Inc. otherOtherFeb 1, 2016Feb 1, 2016
Richard Carl JacksonPrincipal Securities, Inc. otherFirst Heartland Consultants, Inc. otherOtherJan 13, 2016Jan 13, 2016
Scott Wayne SorensonMsi Financial Services, Inc. otherFirst Heartland Consultants, Inc. otherOtherDec 14, 2015Jan 4, 2016
Joe Stephen SelbyVoya Financial Advisors, Inc. otherFirst Heartland Consultants, Inc. otherOtherNov 13, 2015Nov 13, 2015
Evin Ward LantzWaddell & Reed otherFirst Heartland Consultants, Inc. otherOtherOct 23, 2015Oct 23, 2015
Robin Michael SlaughterKovack Advisors, Inc. otherFirst Heartland Consultants, Inc. otherOtherOct 8, 2015Oct 9, 2015
Taylor Lee PetersonPer Stirling Capital Management, LLC otherFirst Heartland Consultants, Inc. otherOtherAug 18, 2015Oct 14, 2015 (57 d)
Andrew Courtice BagnallCommonwealth Financial Network national BDFirst Heartland Consultants, Inc. otherOtherJul 6, 2015Jul 6, 2015
Nick L MorganKovack Advisors, Inc. otherFirst Heartland Consultants, Inc. otherOtherJun 19, 2015Sep 17, 2015 (90 d)
Samuel M HagemannMML Investors Services, LLC otherFirst Heartland Consultants, Inc. otherOtherFeb 12, 2015Feb 13, 2015
George Alfred FowlerVoya Financial Advisors, Inc. otherFirst Heartland Consultants, Inc. otherOtherDec 31, 2014Feb 4, 2015 (35 d)
Joseph Gilbert KinnisonArgent Capital Management LLC otherFirst Heartland Consultants, Inc. BD affiliatedOtherJul 17, 2014Dec 2, 2021 (2695 d)
Janice Josephine HammondMadison Avenue Securities, LLC otherFirst Heartland Consultants, Inc. otherOtherJul 31, 2013Aug 2, 2013
Kyle Jensen KirwanSilver Oak Securities, Inc. otherFirst Heartland Consultants, Inc. otherOtherJan 4, 2013Jan 10, 2013
David Albert WeisWoodbury Financial Services, Inc. otherFirst Heartland Consultants, Inc. otherOtherDec 31, 2012Jan 2, 2013
Angela Marie CaroselloEdward Jones national BDFirst Heartland Consultants, Inc. otherOtherApr 18, 2012Apr 18, 2012
Susan Michelle HanlonEdward Jones national BDFirst Heartland Consultants, Inc. otherOtherMar 27, 2012Aug 1, 2012 (127 d)
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104 moves match.