DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lnw
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keon Kristofor Khamsehpour | Lnw independent RIA | Prosperity - An Eisneramper Company independent RIA | RIA to RIA | Dec 4, 2025 | Feb 19, 2026 (77 d) |
| Brendan Jung | Lnw independent RIA | Gerber Kawasaki Wealth & Investment Management independent RIA | RIA to RIA | Dec 4, 2025 | May 6, 2026 (153 d) |
| Tonye Daye Wokoma | Lnw independent RIA | Mainsail Financial Group independent RIA | RIA to RIA | Jun 10, 2025 | Oct 16, 2025 (128 d) |
| David Joseph Hill | Lnw independent RIA | Kathmere Capital Management, LLC independent RIA | RIA to RIA | Apr 25, 2025 | Apr 30, 2025 |
| Scott R. Butterfield | Lnw independent RIA | Smithbrook, LLC state registered | RIA to a state-registered adviser | Apr 4, 2025 | Jan 14, 2026 (285 d) |
| Brian Lyle Whitaker | Lnw independent RIA | Northern Lights Advisors, Inc. independent RIA | RIA to RIA | Feb 28, 2025 | Sep 12, 2025 (196 d) |
| Teresa Lynn Lamar | Lnw independent RIA | Basecamp Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Feb 10, 2025 | Feb 9, 2025 |
| Brian Ray Johnson | Lnw independent RIA | Basecamp Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Feb 10, 2025 | Feb 7, 2025 |
| Lin Gong | Lnw independent RIA | Basecamp Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Feb 10, 2025 | Feb 7, 2025 |
| Sean Alexander Hummel | Lnw independent RIA | Confidence Wealth Management, Inc. independent RIA | RIA to RIA | Aug 19, 2024 | Aug 26, 2024 |
| Maria Sabina Siwek | Lnw independent RIA | The Clarius Group, LLC independent RIA | RIA to RIA | Oct 11, 2022 | Oct 6, 2022 |
| Jaclyn Steiger Roof | Lnw independent RIA | Fiduciary Counselling Inc independent RIA | RIA to RIA | Jun 6, 2022 | Jul 15, 2022 (39 d) |
| Carl Lindgren | Lnw independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Mar 14, 2022 | Mar 14, 2022 |
| Richard Mcdonald | Lnw independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 24, 2022 | Feb 4, 2022 |
| James Theodore Tegeler | Lnw independent RIA | Tfo Family Office Partners independent RIA | RIA to RIA | Jan 5, 2022 | Mar 14, 2022 (68 d) |
| Joseph Norman Levesque | Lnw independent RIA | The Clarius Group, LLC independent RIA | RIA to RIA | Aug 30, 2021 | Jul 18, 2021 |
| Jerry Thomas Peters | Lnw independent RIA | Smithbrook, LLC state registered | RIA to a state-registered adviser | Jun 7, 2021 | Aug 19, 2021 (73 d) |
| Matthew Curtis Litzler | Lnw independent RIA | Pacific Portfolio Consulting, LLC mixed wealth | RIA to RIA | Mar 23, 2020 | Nov 4, 2020 (226 d) |
| John Robert Richmond | Lnw independent RIA | Fulcrum Capital, LLC independent RIA | RIA to RIA | Mar 4, 2020 | Aug 1, 2019 |
| Matt Englizian | Lnw independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Aug 2, 2018 | Sep 5, 2018 (34 d) |
| Paul Andrew Henderson | Lnw independent RIA | One Day Wealth state registered | RIA to a state-registered adviser | Jun 26, 2018 | May 7, 2020 (681 d) |
| Timothy Joseph Melia | Lnw other | Emboldenfp state registered | Other | Jan 16, 2018 | Jan 20, 2023 (1830 d) |
| Jonas Lincoln Means | Lnw other | Cutler Investment Group other | Other | Jan 10, 2017 | Jan 3, 2017 |
| Anna Christine Johnson | Lnw other | Cornerstone Advisors Inc independent RIA | Other | Oct 16, 2014 | Nov 5, 2019 (1846 d) |
| David James Greenfield | Lnw other | D.A. Davidson & Co. other | Other | Feb 7, 2014 | Feb 10, 2014 |
| Kate Mcchesney Donnelly | Lnw other | Threshold Group, LLC other | Other | Aug 16, 2013 | Sep 23, 2014 (403 d) |
| Heather Kristin Steiner | Lnw other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 13, 2013 | Jun 5, 2014 (296 d) |
| Lauren Sinead Young | Lnw other | Ratio Wealth Group LLC no RAUM | Other | Jul 15, 2013 | Dec 4, 2019 (2333 d) |
| Jeffrey Norman Powell | Lnw other | Highland Private Wealth Management other | Other | Apr 12, 2013 | Apr 22, 2013 |
| Scott Cunningham | Lnw other | Wells Fargo Advisors wirehouse | Other | Nov 4, 2011 | Sep 24, 2020 (3247 d) |
| Natalie Dawn Holm | Lnw other | The Caprock Group, LLC other | Other | Nov 1, 2011 | Dec 14, 2011 (43 d) |
| Benjamin Richard Johnson | Lnw other | Highland Private Wealth Management other | Other | May 23, 2011 | Mar 27, 2012 (309 d) |
| Bryan Milloy Knutson | Lnw other | Pacific Portfolio Consulting, LLC other | Other | Apr 15, 2011 | May 2, 2011 |
| Jason Clark Shull | Lnw other | Brighton Jones LLC other | Other | Feb 24, 2010 | Nov 5, 2012 (985 d) |
| Cherish Annhee Sutull | Lnw other | Bmo Family Office, LLC other | Other | Dec 4, 2009 | Mar 12, 2010 (98 d) |
| Adelaide Leslie Grimm | Lnw other | Kms Financial Services, Inc other | Other | Mar 23, 2009 | Oct 23, 2009 (214 d) |
| John Joseph Keolker | Lnw other | Threshold Group, LLC other | Other | Feb 5, 2008 | Feb 12, 2008 |
| Colleen Kroeger | Lnw other | Highland Private Wealth Management other | Other | Apr 2, 2007 | Mar 27, 2012 (1821 d) |
| Jodie Michelle Duvall | Lnw other | Lee Financial Group Hawaii, Inc. other | Other | Sep 8, 2006 | Mar 6, 2007 (179 d) |
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39 moves match.