DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Investment Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Randolph Mccraven NashCapital Investment Advisory Services, LLC BD affiliatedCapital Advisers, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2026Aug 27, 2026
Matthew Christopher HowardCapital Investment Advisory Services, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 1, 2026Jun 30, 2026
Lawrence Roger AllenCapital Investment Advisory Services, LLC BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherMar 25, 2026Mar 17, 2026
Morgan Larner MccullenCapital Investment Advisory Services, LLC BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherMar 11, 2026Mar 9, 2026
Timothy Christopher BrittCapital Investment Advisory Services, LLC BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherMar 5, 2026Mar 5, 2026
Jason Harold YorkCapital Investment Advisory Services, LLC BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherMar 5, 2026Mar 5, 2026
Marcus Todd TerdikCapital Investment Advisory Services, LLC BD affiliatedPiedmont Private Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 2, 2026Feb 5, 2026
Samanthia Sarvis SmithCapital Investment Advisory Services, LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherFeb 12, 2026Feb 12, 2026
April Leigh Van NieuwlandCapital Investment Advisory Services, LLC BD affiliatedSanctuary Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 16, 2025Nov 4, 2025
Jeffery Alan HannaCapital Investment Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2024Sep 30, 2024
Daniel Mark GaugertCapital Investment Advisory Services, LLC BD affiliatedCapital Advisers, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2024Aug 28, 2024
William Bradley HelmsCapital Investment Advisory Services, LLC BD affiliatedStrategic Blueprint, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 8, 2024May 17, 2024
Jonathan Andrew IngramCapital Investment Advisory Services, LLC BD affiliatedSollinda Capital Management LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMay 3, 2024May 15, 2024
Ryan Anthony MumyCapital Investment Advisory Services, LLC BD affiliatedCic Advisers, LLC unclassifiedOtherMar 28, 2024Jul 13, 2009
Laurence Buell TiptonCapital Investment Advisory Services, LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 5, 2024Feb 5, 2024
James Russell BeamCapital Investment Advisory Services, LLC BD affiliatedSollinda Capital Management LLC asset managerOtherDec 26, 2023Jan 2, 2024
David Eric Van HornCapital Investment Advisory Services, LLC BD affiliatedSollinda Capital Management LLC asset managerOtherDec 26, 2023Jan 2, 2024
Gavin Marshall LangleyCapital Investment Advisory Services, LLC BD affiliatedSollinda Capital Management LLC asset managerOtherDec 26, 2023Jan 2, 2024
Andrew Elisha RaderCapital Investment Advisory Services, LLC BD affiliatedSollinda Capital Management LLC asset managerOtherDec 26, 2023Jan 2, 2024
Amber Hope HindsCapital Investment Advisory Services, LLC BD affiliatedSollinda Capital Management LLC asset managerOtherDec 13, 2023Jan 19, 2024 (37 d)
Anna Huffman WingerCapital Investment Advisory Services, LLC BD affiliatedSollinda Capital Management LLC asset managerOtherNov 3, 2023Nov 3, 2023
Christopher Jason CowanCapital Investment Advisory Services, LLC BD affiliatedSollinda Capital Management LLC asset managerOtherNov 2, 2023Dec 5, 2023 (33 d)
Marianne Katherine BrouilletteCapital Investment Advisory Services, LLC BD affiliatedSollinda Capital Management LLC asset managerOtherNov 2, 2023Dec 5, 2023 (33 d)
Victor Anthony BanksCapital Investment Advisory Services, LLC BD affiliatedIntegrity Advisory Solutions independent RIAAffiliated broker-dealer or bank to independent RIAJul 27, 2023Aug 17, 2023
Stephen Matthew MckenzieCapital Investment Advisory Services, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 6, 2023Apr 6, 2023
Rachel Moore MolinaCapital Investment Advisory Services, LLC BD affiliatedConscious Wealth Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2023Jan 20, 2023
Amy Banister HowellCapital Investment Advisory Services, LLC BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2022Aug 24, 2022
Allen Ryan BurtonCapital Investment Advisory Services, LLC BD affiliatedMasonboro Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2022Jul 19, 2022
David James DevantierCapital Investment Advisory Services, LLC BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherJul 12, 2022Sep 14, 2022 (64 d)
Matthew L MowlesCapital Investment Advisory Services, LLC BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherMay 6, 2022Aug 31, 2022 (117 d)
Valerie Gayle WilliamsCapital Investment Advisory Services, LLC BD affiliatedSincerus Advisory independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2022Mar 22, 2022 (50 d)
Don Pratt FergusonCapital Investment Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 10, 2021Dec 13, 2021
William Francis SimpsonCapital Investment Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 10, 2021Dec 2, 2021
Kate Alexander FergusonCapital Investment Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 10, 2021Dec 2, 2021
Gerald Roger OwensCapital Investment Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 10, 2021Dec 2, 2021
Jessica FavatellaCapital Investment Advisory Services, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 4, 2021Nov 3, 2022 (395 d)
Rebecca Rankin OsterkampCapital Investment Advisory Services, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseSep 4, 2020Sep 16, 2020
Lauren Elizabeth WayCapital Investment Advisory Services, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2020Oct 9, 2020 (81 d)
Lawrence Rembert MickleCapital Investment Advisory Services, LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 27, 2019May 5, 2021 (586 d)
Debra Jeanne CarmodyCapital Investment Advisory Services, LLC BD affiliatedIntegrated Financial Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 8, 2019
Michael C BoggioCapital Investment Advisory Services, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 12, 2018Nov 29, 2018
Preston Neal MahanCapital Investment Advisory Services, LLC BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherOct 1, 2018Jul 7, 2020 (645 d)
Christopher MarshCapital Investment Advisory Services, LLC BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 11, 2018Jul 11, 2018
Matthew Eric StockburgerCapital Investment Advisory Services, LLC BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2018Apr 12, 2018
Eric Rogers GaddyCapital Investment Advisory Services, LLC otherIntegrated Financial Strategies, LLC independent RIAOtherDec 31, 2017Jan 10, 2019 (375 d)
James Michael McbrideCapital Investment Advisory Services, LLC otherOsaic Fs, Inc. otherOtherMay 16, 2017May 16, 2017
Scott Eugene SafferCapital Investment Advisory Services, LLC otherOsaic Fs, Inc. otherOtherMay 16, 2017May 16, 2017
Jonathan Daniel WakinCapital Investment Advisory Services, LLC otherEdward Jones national BDOtherApr 3, 2017Jul 14, 2017 (102 d)
Douglas William GowCapital Investment Advisory Services, LLC otherDempsey Lord Smith, LLC otherOtherFeb 6, 2017Mar 24, 2017 (46 d)
Justin Richard GreenhillCapital Investment Advisory Services, LLC otherRidgepath Capital Management LLC independent RIAOtherAug 1, 2016Aug 2, 2016
Samuel Nathan PressleyCapital Investment Advisory Services, LLC otherRidgepath Capital Management LLC independent RIAOtherJun 27, 2016Jun 23, 2016
Angela Sue DiehlCapital Investment Advisory Services, LLC otherCuso Financial Services, L.P. otherOtherJun 10, 2016Jun 13, 2016
Kevin Michael FurrCapital Investment Advisory Services, LLC otherFirst Citizens Investor Services, Inc. otherOtherMar 23, 2016Mar 30, 2016
Sumner M ParhamCapital Investment Advisory Services, LLC otherFirst Citizens Investor Services, Inc. otherOtherMar 11, 2016Apr 12, 2016 (32 d)
Patrick James TuiteCapital Investment Advisory Services, LLC otherBb&T Investment Services, Inc. otherOtherMar 1, 2016Mar 1, 2016
Michael A MarziottoCapital Investment Advisory Services, LLC otherSandlapper Wealth Management, LLC otherOtherJul 16, 2015Dec 2, 2015 (139 d)
David M SorrentinoCapital Investment Advisory Services, LLC otherSandlapper Wealth Management, LLC otherOtherJul 16, 2015Nov 30, 2015 (137 d)
Elizabeth Watts RogersCapital Investment Advisory Services, LLC otherRaymond James Financial Services Advisors, Inc otherOtherJun 15, 2015Jun 16, 2015
Todd Michael AshworthCapital Investment Advisory Services, LLC otherRaymond James Financial Services Advisors, Inc otherOtherJun 15, 2015Jun 16, 2015
Fred Lann MiddletonCapital Investment Advisory Services, LLC otherCetera Investment Advisers LLC BD affiliatedOtherApr 2, 2015Mar 21, 2024 (3276 d)
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71 moves match.