DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Investment Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Joshua ParsonsRaymond James & Associates, Inc. national BDCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2026Aug 25, 2026
Alexander Lee MasonRaymond James & Associates, Inc. national BDCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 4, 2026Feb 23, 2026
Richard Hunter HalversonCetera Investment Advisers LLC BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2026Feb 20, 2026 (44 d)
Jason Eric LuhanProtools unclassifiedCapital Investment Advisory Services, LLC BD affiliatedOtherNov 18, 2025Mar 6, 2024
Cameron Merrill EvansFoundations Investment Advisors LLC independent RIACapital Investment Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 3, 2025Sep 8, 2025
Christopher David LangloisStrategic Advisers LLC national BDCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2025Aug 5, 2025
Samanthia Sarvis SmithLPL Financial LLC BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 1, 2025Jun 10, 2025
Frederick Perry TurnerLPL Financial LLC BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2025Jun 10, 2025
Matthew Christopher HowardLPL Financial LLC BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2025Jun 10, 2025
Jason Harold YorkLPL Financial LLC BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2025Jun 10, 2025
Abigail Ruth TilleyStrategic Advisers LLC national BDCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2025May 20, 2025
Cort Frederick MeinelschmidtSentinel Capital Solutions independent RIACapital Investment Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 14, 2025Jan 7, 2025
James Russell BeamSollinda Capital Management LLC mixed wealthCapital Investment Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 13, 2025Mar 20, 2025
Kenneth Rell DavisConcourse Financial Group Advisors BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 19, 2024Dec 17, 2024
S Diane DavisConcourse Financial Group Advisors BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 19, 2024Dec 17, 2024
Andrew Alexander PannellWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 10, 2024Oct 28, 2024 (201 d)
Timothy Craig HucksWilbanks, Smith & Thomas Asset Management, LLC independent RIACapital Investment Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2023Apr 28, 2022
Francis Michael ThomasRising Tide, Inc. unclassifiedCapital Investment Advisory Services, LLC BD affiliatedOtherDec 22, 2022Dec 22, 2022
Michael Gerard BrennanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Investment Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 25, 2022Jan 3, 2023 (39 d)
Troy Dale HillWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2022Mar 11, 2022
Wyatt Douglas JenkinsWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2022Mar 4, 2022
Joseph Dewey JacksonCape Fear Securities, Inc. unclassifiedCapital Investment Advisory Services, LLC BD affiliatedOtherDec 31, 2021Jan 14, 2022
Richard Philip TaylorCarroll Financial Associates Inc independent RIACapital Investment Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 22, 2021Oct 22, 2021
Aaron Brandon SmithCardinal Financial unclassifiedCapital Investment Advisory Services, LLC BD affiliatedOtherOct 1, 2021Oct 1, 2021
Victor Anthony BanksNationwide Investment Advisors, LLC BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 23, 2021Jan 21, 2022 (182 d)
Rachel Moore MolinaPaces Ferry Wealth Advisors, LLC independent RIACapital Investment Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2021Jul 30, 2021 (49 d)
Stephen Matthew MckenzieWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 7, 2021Jul 29, 2021 (52 d)
William Hoyt RogersWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 7, 2021Jun 21, 2022 (379 d)
Samuel Mitchell KnightWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 8, 2021Feb 10, 2021
Matthew Dunlap VaughanAcorn Financial Advisory Services, Inc. independent RIACapital Investment Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2020Sep 4, 2020
Laurence Buell TiptonWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2020Sep 11, 2020
Timothy Laverne WhetroBuckingham Financial Group, Inc. no RAUMCapital Investment Advisory Services, LLC BD affiliatedOtherJan 2, 2020Jan 2, 2020
Kemp Battle MebaneFirst Citizens Investor Services, Inc. BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 8, 2019Oct 29, 2021 (752 d)
Steven Bennett HarrellLPL Financial LLC BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 2, 2019Oct 7, 2019
Charles Lewis SowersRaymond James Financial Services Advisors, Inc BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 21, 2019Jun 20, 2019
Amber Hope HindsCenter Street Advisors, Inc. independent RIACapital Investment Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2019May 15, 2019
Richard Allen YercheckProspera Financial Services, Inc. independent RIACapital Investment Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2019Apr 2, 2019
David Allen WilkePrincipal Securities, Inc. BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 14, 2018Nov 29, 2018
Stephen Edson BushLPL Financial LLC independent RIACapital Investment Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 11, 2018Sep 1, 2018
James Laurel CookEsi Financial Advisors BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 4, 2018Sep 18, 2018
Mark Walter MaurerConcourse Financial Group Advisors BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 16, 2018Sep 17, 2018 (63 d)
Clifford Darrell SorelRaymond James Financial Services Advisors, Inc BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 13, 2018Oct 15, 2018 (94 d)
Lawrence Rembert MickleWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 9, 2018Nov 20, 2018 (134 d)
Len Broughton GraddyConcourse Financial Group Advisors BD affiliatedCapital Investment Advisory Services, LLC otherOtherApr 8, 2018Mar 22, 2018
Talbert Lamar EdenfieldConcourse Financial Group Advisors otherCapital Investment Advisory Services, LLC otherOtherMar 28, 2018Mar 9, 2018
Scott Anthony BassConcourse Financial Group Advisors otherCapital Investment Advisory Services, LLC otherOtherMar 28, 2018Mar 22, 2018
Marcus Todd TerdikUBS Financial Services Inc. wirehouseCapital Investment Advisory Services, LLC otherOtherJan 19, 2018Feb 7, 2018
John Matthew PalkoBb&T Securities, LLC otherCapital Investment Advisory Services, LLC otherOtherDec 14, 2017Jan 5, 2018
Joseph Daniel GayCetera Investment Advisers LLC otherCapital Investment Advisory Services, LLC otherOtherDec 11, 2017Jan 29, 2018 (49 d)
Edward Scott MonaghanWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC otherOtherApr 26, 2017May 21, 2017
Edward John SaboRaymond James Financial Services Advisors, Inc otherCapital Investment Advisory Services, LLC otherOtherDec 8, 2016Dec 13, 2016
Clark Naylor CallawayPrincipal Securities, Inc. otherCapital Investment Advisory Services, LLC otherOtherNov 28, 2016Nov 22, 2016
Christopher Jason CowanInvestors Capital Advisory otherCapital Investment Advisory Services, LLC otherOtherSep 14, 2016Sep 27, 2016
Marianne Katherine BrouilletteInvestors Capital Advisory otherCapital Investment Advisory Services, LLC otherOtherSep 14, 2016Nov 21, 2016 (68 d)
Matthew Thomas KeenLPL Financial LLC otherCapital Investment Advisory Services, LLC otherOtherAug 17, 2016Oct 5, 2016 (49 d)
Andrew Elisha RaderPnc Wealth Management otherCapital Investment Advisory Services, LLC otherOtherMay 18, 2016May 16, 2016
Bowman James NicholsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Investment Advisory Services, LLC otherOtherMay 3, 2016May 5, 2016
Jack Gilbert RussellSterne Agee Asset Management, Inc. otherCapital Investment Advisory Services, LLC otherOtherJan 20, 2016May 13, 2016 (114 d)
Michael C BoggioIrongate Investment Management, LLC no RAUMCapital Investment Advisory Services, LLC otherOtherDec 31, 2015Jan 18, 2017 (384 d)
Kate Alexander FergusonLPL Financial LLC otherCapital Investment Advisory Services, LLC otherOtherDec 3, 2015Jan 29, 2016 (57 d)
Page 1 of 2Next
94 moves match.