DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Core Planning

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dawn Carolyn AbernathyCompass Wealth independent RIACore Planning independent RIARIA to RIAJun 10, 2026Jun 29, 2026
Danielle Rita ArlottaBrooklyn Plans LLC state registeredCore Planning independent RIAOtherMay 28, 2026Aug 4, 2026 (68 d)
Andrew Alan WaggonerLPL Financial LLC BD affiliatedCore Planning independent RIAAffiliated broker-dealer or bank to independent RIAMar 21, 2026Mar 23, 2026
Joseph Francisco SchneiderGuiding Wealth Management, LLC state registeredCore Planning independent RIAOtherJan 9, 2026Feb 11, 2026 (33 d)
Clifford Andrew BrockmannStrategic Advisers LLC national BDCore Planning independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2026Jan 8, 2026
Roberto FortunaImagine Financial Security LLC state registeredCore Planning independent RIAOtherJan 2, 2026Jan 27, 2026
Mariko Osceola GordonUzume LLC unclassifiedCore Planning independent RIAOtherOct 13, 2025Jul 17, 2025
Jacob M GeorgeCooper Eagle, LLC state registeredCore Planning independent RIAOtherSep 30, 2025Oct 8, 2025
Michael Allen Kirkendale-HaakFacet independent RIACore Planning independent RIARIA to RIASep 19, 2025Oct 8, 2025
Hannah Lynne Santa CruzFocus Partners Wealth, LLC independent RIACore Planning independent RIARIA to RIASep 8, 2025Sep 17, 2025
Jill Marie TrippPathfinder Planning And Investments no RAUMCore Planning independent RIAOtherAug 22, 2025Apr 4, 2025
Jerome A NearyWealth Enhancement Advisory Services, LLC BD affiliatedCore Planning independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2025Jul 24, 2025
Eric RodriguezErnst & Young Investment Advisers Llp no RAUMCore Planning independent RIAOtherJul 18, 2025Jan 20, 2026 (186 d)
Mee-Kyong LeeSeamfi unclassifiedCore Planning independent RIAOtherJun 24, 2025Jun 13, 2025
Zachary Scott NovakFacet independent RIACore Planning independent RIARIA to RIAApr 10, 2025May 9, 2025
Michelle Rae WagnerEllevest independent RIACore Planning independent RIARIA to RIAApr 7, 2025Sep 4, 2025 (150 d)
Stuart Blake PettyIp Financial Advisory Services LLC BD affiliatedCore Planning independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2025Mar 10, 2025
Harrison William MaizelsFacet independent RIACore Planning independent RIARIA to RIAMar 4, 2025Mar 17, 2025
Frank Vestal11 Financial independent RIACore Planning independent RIARIA to RIADec 31, 2024Feb 21, 2025 (52 d)
Korinne Kay SugasawaraGuiding Wealth Management, LLC state registeredCore Planning independent RIAOtherDec 23, 2024Jan 29, 2025 (37 d)
Joel Stephen MillerFacet independent RIACore Planning independent RIARIA to RIANov 5, 2024Nov 26, 2024
Keenan Dean CaseyFacet independent RIACore Planning independent RIARIA to RIAOct 31, 2024Nov 27, 2024
Jordan Robert GilbertiFacet independent RIACore Planning independent RIARIA to RIAOct 11, 2024Oct 24, 2024
Maria Katharine StalterBlue Marlin Advisors, LLC state registeredCore Planning independent RIAOtherSep 5, 2024Aug 25, 2025 (354 d)
Madeline McivorFacet independent RIACore Planning independent RIARIA to RIAAug 30, 2024Jan 8, 2025 (131 d)
Adam Michael HaynesAlbion Financial Group independent RIACore Planning independent RIARIA to RIAAug 8, 2024Aug 19, 2024
Christopher JacksonFacet independent RIACore Planning independent RIARIA to RIAJul 15, 2024Jan 28, 2025 (197 d)
Justin PullaroProvenance Wealth Advisors independent RIACore Planning independent RIARIA to RIAMay 29, 2024Aug 2, 2024 (65 d)
Eusevius I HowardEdelman Financial Engines independent RIACore Planning independent RIARIA to RIAApr 15, 2024Jun 18, 2024 (64 d)
Andrew Joseph MoranAd Astra Financial Planning unclassifiedCore Planning independent RIAOtherApr 11, 2024May 7, 2024
Dawn Carolyn AbernathyEdward Jones national BDCore Planning independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2024Feb 22, 2024
Roger George TranFacet independent RIACore Planning independent RIARIA to RIADec 20, 2023Dec 2, 2024 (348 d)
Christopher M MillerFacet independent RIACore Planning independent RIARIA to RIADec 4, 2023Aug 20, 2024 (260 d)
David Austin YoungLPL Financial LLC BD affiliatedCore Planning independent RIAAffiliated broker-dealer or bank to independent RIANov 14, 2023Dec 4, 2023
Logan Gregory KlugEquitable Advisors, LLC national BDCore Planning independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2023Dec 13, 2023 (43 d)
Andrew W SchefferFidelity Personal And Workplace Advisors BD affiliatedCore Planning independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2023May 8, 2024 (196 d)
Jimmy RayThrivent Investment Management Inc. BD affiliatedCore Planning independent RIAAffiliated broker-dealer or bank to independent RIAOct 13, 2023Feb 26, 2024 (136 d)
Austin EnglandLPL Financial LLC BD affiliatedCore Planning independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2023Sep 21, 2023
Jasmine Alberta LambertWealthcare Advisory Partners LLC independent RIACore Planning independent RIARIA to RIAApr 19, 2023May 11, 2023
Emily Grace ScottOneascent Financial Services LLC independent RIACore Planning independent RIARIA to RIAMar 31, 2023Apr 20, 2023
Patrick David McandrewLPL Financial LLC independent RIACore Planning independent RIARIA to RIADec 19, 2022Jan 5, 2023
Christopher Jordan TaylorEdward Jones national BDCore Planning independent RIAAffiliated broker-dealer or bank to independent RIANov 10, 2022Mar 9, 2023 (119 d)
Suzanne Kaiser HighetCultivating Wealth independent RIACore Planning independent RIARIA to RIAOct 26, 2022Apr 10, 2023 (166 d)
Max Cooper NovakMoneta Group Investment Advisors, LLC independent RIACore Planning independent RIARIA to RIAApr 7, 2022May 9, 2025 (1128 d)
Lei DengEdward Jones national BDCore Planning independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2021Dec 8, 2021 (36 d)
Cameron Reed BranumPhillips Capital Advisors, Inc. mixed wealthCore Planning independent RIARIA to RIAJun 29, 2021Oct 26, 2021 (119 d)
Patrick M RitterCompass Wealth independent RIACore Planning independent RIARIA to RIAMay 29, 2019Jun 27, 2019
Christopher G PetersonCravens & Company Wealth Management otherCore Planning independent RIAOtherMar 30, 2017Nov 12, 2025 (3149 d)
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48 moves match.