DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Patriot Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Rich SmithLPL Enterprise, LLC BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2026Jun 4, 2026
David L HenryDhk Financial Advisors Inc institutionalThe Patriot Financial Group, LLC independent RIAOtherSep 3, 2025Sep 2, 2025
Rebecca Rose FrohlichFairway Asset Management, LLC otherThe Patriot Financial Group, LLC independent RIAOtherApr 22, 2025May 14, 2025
Benjamin James VeglasFidelity Personal And Workplace Advisors BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2024Feb 28, 2024 (42 d)
Matthew Michael GrahamAdvice And Planning Services BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 8, 2023Sep 19, 2023
Rachel Elinor LauberSecurities America Advisors, Inc. BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2022Oct 5, 2022
Leonard Daniel Gilroy-SolanoSecurities America Advisors, Inc. BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2022Mar 10, 2021
Alyson Tricco QuinnellyLPL Financial LLC independent RIAThe Patriot Financial Group, LLC independent RIARIA to RIAMay 17, 2022Mar 3, 2022
Michael John DaneauLPL Financial LLC independent RIAThe Patriot Financial Group, LLC independent RIARIA to RIAMay 17, 2022Mar 11, 2022
Thomas Bell ChildsSecurities America Advisors, Inc. BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 3, 2022Sep 23, 2019
Michael Anthony KiernanCitizens Securities, Inc. BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2021Oct 20, 2021 (51 d)
Ralph R CoppolaIvy Wealth Management, Inc. independent RIAThe Patriot Financial Group, LLC independent RIARIA to RIAJun 30, 2021Mar 16, 2021
Mark Damian PiccerelliIvy Wealth Management, Inc. independent RIAThe Patriot Financial Group, LLC independent RIARIA to RIAJun 30, 2021Mar 18, 2021
Brad Michael IngegneriIvy Wealth Management, Inc. independent RIAThe Patriot Financial Group, LLC independent RIARIA to RIAJun 30, 2021Mar 15, 2021
Todd SadwinIvy Wealth Management, Inc. independent RIAThe Patriot Financial Group, LLC independent RIARIA to RIAJun 30, 2021Mar 16, 2021
Michael TrotterCitizens Securities, Inc. BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2021Jun 29, 2021
Robert Charles BatickWestport Capital Markets, LLC mixed wealthThe Patriot Financial Group, LLC independent RIARIA to RIAJun 9, 2021May 21, 2021
Christopher White EddyOsaic Institutions, Inc. BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 24, 2021May 21, 2021
Ashley E PlanteMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Patriot Financial Group, LLC independent RIAWirehouse to independent RIAMay 6, 2021Jun 14, 2021 (39 d)
Wayne D GreenVerus Capital Partners, LLC independent RIAThe Patriot Financial Group, LLC independent RIARIA to RIAOct 16, 2020Oct 7, 2020
Kishore ShahVerus Capital Partners, LLC independent RIAThe Patriot Financial Group, LLC independent RIARIA to RIAOct 7, 2020Oct 7, 2020
Roger Sudhir DesaiVerus Capital Partners, LLC independent RIAThe Patriot Financial Group, LLC independent RIARIA to RIAOct 7, 2020Oct 1, 2020
Alyson Clarie BassoSantander Securities BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2020Jan 23, 2020
Gary NucianAmeriprise Financial Services, LLC national BDThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2019Jan 13, 2021 (379 d)
Kevin Bruen McgrathCambridge Investment Research Advisors, Inc. BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2019Oct 31, 2019
Frank Nelson DepetersEsi Financial Advisors BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 15, 2019Oct 16, 2019
Amanda Ann AlksnitisEsi Financial Advisors BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2019Sep 16, 2019
Karen Gayle ShapiroSecurities America Advisors, Inc. BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2019Jul 2, 2019
Guy Abbott AlderdiceEsi Financial Advisors BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 25, 2019Jul 29, 2019
Gordon RhoadsEsi Financial Advisors BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 26, 2019Jul 1, 2019
Michael Paul GalliLighthouse Capital, LLC state registeredThe Patriot Financial Group, LLC independent RIAOtherApr 2, 2019Apr 1, 2019
Christopher Robert SharryGradient Advisors, LLC independent RIAThe Patriot Financial Group, LLC independent RIARIA to RIADec 31, 2018Jan 23, 2019
Jill Aaron BrandonCetera Advisor Networks LLC BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2018Dec 19, 2018
Michael Gaetano O'NeilRaymond James Financial Services Advisors, Inc BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 28, 2018Nov 30, 2018
Cy Thomas HessMML Investors Services, LLC BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2018Oct 24, 2018
Patrick James RobertsonPackerland Brokerage Services, Inc. independent RIAThe Patriot Financial Group, LLC independent RIARIA to RIASep 25, 2018Oct 2, 2018
Matthew Edward CormanMML Investors Services, LLC BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2018Aug 2, 2018
Joseph Emerick BakaysaCitizens Securities, Inc. BD affiliatedThe Patriot Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2018Jul 24, 2018
Emilio Joseph SenesiLPL Financial LLC independent RIAThe Patriot Financial Group, LLC no RAUMOtherJul 5, 2018Sep 9, 2014
Michael RaspalloLPL Financial LLC independent RIAThe Patriot Financial Group, LLC no RAUMOtherJul 5, 2018Oct 3, 2014
Diane K RuleLPL Financial LLC independent RIAThe Patriot Financial Group, LLC otherOtherJul 5, 2018Jan 6, 2017
David Michael OdonnellLPL Financial LLC independent RIAThe Patriot Financial Group, LLC no RAUMOtherJul 3, 2018Oct 6, 2014
Jennifer Jill AndersonIntegrated Wealth Concepts LLC otherThe Patriot Financial Group, LLC otherOtherJan 2, 2018Feb 27, 2018 (56 d)
James Alexander BianchiCadaret Grant & Co Inc otherThe Patriot Financial Group, LLC otherOtherAug 2, 2017Aug 2, 2017
Paul Peter SalamonLPL Financial LLC otherThe Patriot Financial Group, LLC no RAUMOtherDec 23, 2016Oct 14, 2014
Thomas Oliver BarnesLPL Financial LLC otherThe Patriot Financial Group, LLC otherOtherApr 12, 2016Oct 5, 2015
Gerard Vincent DoughertyOsaic Fs, Inc. otherThe Patriot Financial Group, LLC otherOtherJan 20, 2016Feb 16, 2017 (393 d)
Nathaniel Benjamin HahnStrategic Advisers LLC national BDThe Patriot Financial Group, LLC otherOtherDec 17, 2015Jan 4, 2016
Gerald Raphael DufaultLPL Financial LLC otherThe Patriot Financial Group, LLC no RAUMOtherOct 28, 2015Oct 6, 2014
Christopher Peter ProvoLPL Financial LLC otherThe Patriot Financial Group, LLC no RAUMOtherOct 28, 2015Oct 3, 2014
Pedro Miguel SilvaLPL Financial LLC otherThe Patriot Financial Group, LLC otherOtherOct 28, 2015Feb 2, 2015
William H AndersonLPL Financial LLC otherThe Patriot Financial Group, LLC no RAUMOtherOct 28, 2015Oct 14, 2014
Gregg Anthony CatsoulisLPL Financial LLC otherThe Patriot Financial Group, LLC no RAUMOtherOct 23, 2015Oct 20, 2014
Douglas Holmes BrindleLPL Financial LLC otherThe Patriot Financial Group, LLC no RAUMOtherOct 21, 2015Oct 6, 2014
Sean Michael MarchettiLPL Financial LLC otherThe Patriot Financial Group, LLC no RAUMOtherOct 20, 2015Sep 9, 2014
Nicole E PeterkinEagle Strategies LLC otherThe Patriot Financial Group, LLC otherOtherJan 30, 2015Dec 5, 2016 (675 d)
Joffrey Adam SmithPrivate Advisor Group, LLC otherThe Patriot Financial Group, LLC no RAUMOtherOct 14, 2014Oct 6, 2014
Paul Bernard CooneyAssetmark, Inc. otherThe Patriot Financial Group, LLC independent RIAOtherAug 5, 2014Jan 3, 2024 (3438 d)
Linda Susan MckenneyNew England Securities Corporation otherThe Patriot Financial Group, LLC no RAUMOtherSep 7, 2012Oct 7, 2014 (760 d)
Michael Armand GodinNew England Securities Corporation otherThe Patriot Financial Group, LLC no RAUMOtherJun 5, 2012Oct 3, 2014 (850 d)
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67 moves match.