DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Patriot Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Bell Childs | The Patriot Financial Group, LLC independent RIA | Moors & Cabot, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2026 | May 18, 2026 |
| Gary Nucian | The Patriot Financial Group, LLC independent RIA | Cg Advisory Services independent RIA | RIA to RIA | Apr 29, 2026 | Apr 21, 2026 |
| Leonard Daniel Gilroy-Solano | The Patriot Financial Group, LLC independent RIA | Cg Advisory Services independent RIA | RIA to RIA | Apr 2, 2026 | Jun 24, 2026 (83 d) |
| Emilio Joseph Senesi | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2025 | Jul 9, 2025 |
| Brad Michael Ingegneri | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2025 | Jul 1, 2025 |
| Todd Sadwin | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2025 | Jul 1, 2025 |
| Benjamin James Veglas | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2025 | Jul 1, 2025 |
| Michael Raspallo | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2025 | Jul 7, 2025 |
| Ralph R Coppola | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2025 | Jul 8, 2025 |
| Mark Damian Piccerelli | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2025 | Jul 1, 2025 |
| Sean Michael Marchetti | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2025 | Jul 8, 2025 |
| Jennifer Jill Anderson | The Patriot Financial Group, LLC independent RIA | Bay Colony Advisors independent RIA | RIA to RIA | Jul 3, 2025 | Oct 15, 2025 (104 d) |
| Bryan Le Beau | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2025 | Jul 8, 2025 |
| Michael Anthony Kiernan | The Patriot Financial Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2025 | Jul 1, 2025 |
| Paul Bernard Cooney | The Patriot Financial Group, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2025 | May 22, 2025 (37 d) |
| Pedro Miguel Silva | The Patriot Financial Group, LLC independent RIA | Apex Investment Group no RAUM | RIA to a newly registered adviser | Jan 30, 2025 | Dec 19, 2024 |
| Joseph Emerick Bakaysa | The Patriot Financial Group, LLC independent RIA | Apex Investment Group no RAUM | RIA to a newly registered adviser | Jan 30, 2025 | Dec 19, 2024 |
| Amanda Ann Alksnitis | The Patriot Financial Group, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2024 | Dec 16, 2022 |
| Frank Nelson Depeters | The Patriot Financial Group, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 15, 2024 | Dec 22, 2023 |
| John Andrew Gordon | The Patriot Financial Group, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 15, 2024 | Dec 21, 2022 |
| Matthew Michael Graham | The Patriot Financial Group, LLC independent RIA | Bay Colony Advisors independent RIA | RIA to RIA | Dec 12, 2023 | Mar 8, 2024 (87 d) |
| Ethan Mark Freishtat | The Patriot Financial Group, LLC independent RIA | Bay Colony Advisors independent RIA | RIA to RIA | Dec 11, 2023 | Nov 16, 2023 |
| Jacob D Murray | The Patriot Financial Group, LLC independent RIA | Bay Colony Advisors independent RIA | RIA to RIA | Dec 11, 2023 | Nov 29, 2023 |
| Robert Thompson | The Patriot Financial Group, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Nov 30, 2023 | Jan 19, 2024 (50 d) |
| Jude J Kostas | The Patriot Financial Group, LLC independent RIA | Savior Wealth mixed wealth | RIA to RIA | Sep 27, 2023 | May 21, 2024 (237 d) |
| Rhonda Bernier | The Patriot Financial Group, LLC independent RIA | Savior Wealth mixed wealth | RIA to RIA | Sep 27, 2023 | Mar 29, 2024 (184 d) |
| Christopher White Eddy | The Patriot Financial Group, LLC independent RIA | 603 Financial Advisors, LLC independent RIA | RIA to RIA | Aug 7, 2023 | Mar 16, 2023 |
| Gregg Anthony Catsoulis | The Patriot Financial Group, LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2023 | Jan 11, 2023 |
| Guy Abbott Alderdice | The Patriot Financial Group, LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Feb 1, 2023 | Jan 1, 2025 (700 d) |
| Alyson Tricco Quinnelly | The Patriot Financial Group, LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 27, 2023 | Jan 5, 2023 |
| Wayne D Green | The Patriot Financial Group, LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 27, 2023 | Feb 2, 2023 |
| Michael John Daneau | The Patriot Financial Group, LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 27, 2023 | Jan 12, 2023 |
| Matthew John Mclaughlin | The Patriot Financial Group, LLC independent RIA | Savior Wealth independent RIA | RIA to RIA | Sep 29, 2022 | Oct 4, 2022 |
| Ashley E Plante | The Patriot Financial Group, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Sep 16, 2022 | Feb 27, 2023 (164 d) |
| Jeffrey Alan Monfette | The Patriot Financial Group, LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Aug 12, 2022 | May 18, 2023 (279 d) |
| Alfred Louis Boutiette | The Patriot Financial Group, LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Aug 12, 2022 | Sep 13, 2022 (32 d) |
| Michael Trotter | The Patriot Financial Group, LLC independent RIA | Klr Investment Advisors, LLC independent RIA | RIA to RIA | Jul 14, 2022 | Dec 15, 2022 (154 d) |
| Gordon Rhoads | The Patriot Financial Group, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jul 6, 2022 | Jul 1, 2022 |
| Christopher Robert Sharry | The Patriot Financial Group, LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Jul 6, 2022 | Jul 7, 2022 |
| Karen Gayle Shapiro | The Patriot Financial Group, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2022 | Jul 11, 2022 |
| Douglas Holmes Brindle | The Patriot Financial Group, LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2022 | Mar 24, 2022 |
| Kishore Shah | The Patriot Financial Group, LLC independent RIA | Lynx Investment Advisory, LLC mixed wealth | RIA to RIA | Jan 5, 2022 | Dec 10, 2021 |
| Roger Sudhir Desai | The Patriot Financial Group, LLC independent RIA | Lynx Investment Advisory, LLC mixed wealth | RIA to RIA | Jan 5, 2022 | Dec 8, 2021 |
| Caitlyn E Frament | The Patriot Financial Group, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Oct 4, 2021 | Oct 7, 2021 |
| Patrick James Robertson | The Patriot Financial Group, LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 3, 2020 | Dec 6, 2019 |
| Timothy Joseph Black | The Patriot Financial Group, LLC independent RIA | Hays Financial Group, LLC institutional | Other | Jan 14, 2020 | Jul 21, 2021 (554 d) |
| Santo Dimino | The Patriot Financial Group, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Sep 11, 2019 | Nov 20, 2019 (70 d) |
| David Scott Corman | The Patriot Financial Group, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2019 | Dec 6, 2023 (1555 d) |
| Matthew Edward Corman | The Patriot Financial Group, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Aug 27, 2019 | Sep 12, 2019 |
| Michael Gaetano O'Neil | The Patriot Financial Group, LLC independent RIA | Patriot Wealth Strategies, LLC no RAUM | RIA to a newly registered adviser | Mar 27, 2019 | Oct 1, 2019 (188 d) |
| Steven Fred Parkinson | The Patriot Financial Group, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Oct 23, 2018 | Oct 23, 2018 |
| Nicole E Peterkin | The Patriot Financial Group, LLC independent RIA | Peterkin Financial, LLC state registered | RIA to a state-registered adviser | Aug 10, 2018 | Aug 7, 2018 |
| Michael Armand Godin | The Patriot Financial Group, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jul 3, 2018 | Jun 25, 2018 |
| Austin Richard Albert | The Patriot Financial Group, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jul 2, 2018 | Jun 27, 2018 |
| Richard Joseph Garcia | The Patriot Financial Group, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jun 29, 2018 | Jun 27, 2018 |
| James Alexander Bianchi | The Patriot Financial Group, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jun 29, 2018 | Dec 8, 2017 |
| Marc Normand Paquette | The Patriot Financial Group, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jun 29, 2018 | Jun 25, 2018 |
| Matthew Mendall Schwartz | The Patriot Financial Group, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jun 29, 2018 | Jun 28, 2018 |
| Susan Lois Light | The Patriot Financial Group, LLC independent RIA | Stratos Wealth Partners, Ltd independent RIA | RIA to RIA | Jun 29, 2018 | Jun 27, 2018 |
| Richard A Spriano | The Patriot Financial Group, LLC independent RIA | LPL Financial LLC other | Other | Jun 29, 2018 | Sep 21, 2017 |
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69 moves match.