DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from D.A. Davidson & Co.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rachel Ann Carlson | D.A. Davidson & Co. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2026 | May 12, 2026 |
| David Patrick Johnson | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2026 | Apr 27, 2026 |
| Nikko Courtney Gronhovd | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2026 | Apr 27, 2026 |
| Michael Gregory Tuffli Stevenson | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2026 | Apr 27, 2026 |
| Mark Tristan Pettit | D.A. Davidson & Co. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Apr 28, 2026 | Apr 20, 2026 |
| Stuart Daniel Ball | D.A. Davidson & Co. independent RIA | Fisher Investments independent RIA | RIA to RIA | Apr 13, 2026 | Apr 14, 2026 |
| Kyra Ivania Montes | D.A. Davidson & Co. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2026 | Apr 16, 2026 |
| Thomas Walling Conway | D.A. Davidson & Co. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Apr 10, 2026 | Apr 9, 2026 |
| Heidi Hughes Buck | D.A. Davidson & Co. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Apr 10, 2026 | Apr 9, 2026 |
| Elan Hiutin | D.A. Davidson & Co. independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Apr 9, 2026 | Apr 2, 2026 |
| Kelsey Marie Culjat | D.A. Davidson & Co. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2026 | Apr 1, 2026 |
| Marla Anne Cassidy | D.A. Davidson & Co. independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 2, 2026 | Mar 10, 2026 |
| Brian J Zellner | D.A. Davidson & Co. independent RIA | Equitable Advisors, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 20, 2026 | Feb 20, 2026 |
| Riley Francis | D.A. Davidson & Co. independent RIA | Arete Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 29, 2026 | Jan 28, 2026 |
| Franklin Neil Boley | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 22, 2026 | Jan 14, 2026 |
| Susan S. Garber Johnson | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 22, 2026 | Jan 14, 2026 |
| Olivia Danielle Koltiska | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 22, 2026 | Jan 14, 2026 |
| Ryan James Halleran | D.A. Davidson & Co. independent RIA | Gensphere Private Wealth, LLC unclassified | Other | Jan 9, 2026 | Jan 9, 2026 |
| Patrick Robert Fletcher | D.A. Davidson & Co. independent RIA | Gensphere Private Wealth, LLC unclassified | Other | Jan 9, 2026 | Jan 9, 2026 |
| Jeffrey Joe Bouchard | D.A. Davidson & Co. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 18, 2025 | Dec 17, 2025 |
| Samantha Sue Pitts | D.A. Davidson & Co. independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Dec 16, 2025 | Jan 12, 2026 |
| Bobby Lea Schmid | D.A. Davidson & Co. independent RIA | Sanctuary Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 20, 2025 | Nov 13, 2025 |
| Kensley Mikale Yarbrough | D.A. Davidson & Co. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Nov 4, 2025 | Nov 7, 2025 |
| Kai Robinson | D.A. Davidson & Co. independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2025 | Nov 12, 2025 |
| Kamren James Barkus | D.A. Davidson & Co. independent RIA | A.G.P / Alliance Global Partners independent RIA | RIA to RIA | Oct 21, 2025 | Oct 13, 2025 |
| Ramon Ramos | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2025 | Oct 14, 2025 |
| John Gary Kennedy | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2025 | Oct 8, 2025 |
| Kenneth James Barkus | D.A. Davidson & Co. independent RIA | A.G.P / Alliance Global Partners independent RIA | RIA to RIA | Oct 1, 2025 | Oct 13, 2025 |
| Jennifer May Hatton | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 29, 2025 | Sep 26, 2025 |
| Maryann Spencer | D.A. Davidson & Co. independent RIA | Strategic Advisers LLC national BD | RIA to affiliated broker-dealer or bank | Sep 23, 2025 | Jul 13, 2026 (293 d) |
| Schuyler E Grey | D.A. Davidson & Co. independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 22, 2025 | Nov 7, 2025 (46 d) |
| Nathan Robert Truax | D.A. Davidson & Co. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2025 | Oct 8, 2025 (36 d) |
| Luke Bakken | D.A. Davidson & Co. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Aug 19, 2025 | Sep 18, 2025 |
| David Richard Wright | D.A. Davidson & Co. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2025 | Aug 1, 2025 |
| Lionel Kiki | D.A. Davidson & Co. independent RIA | Avidian Wealth Solutions independent RIA | RIA to RIA | Jul 29, 2025 | Jan 6, 2026 (161 d) |
| Brian Anthony Victoria-Madrigal | D.A. Davidson & Co. independent RIA | RBC Securities, Inc. independent RIA | RIA to RIA | Jul 29, 2025 | Aug 7, 2025 |
| Thomas Tayton | D.A. Davidson & Co. independent RIA | Piper Sandler & Co. institutional | Other | Jul 21, 2025 | Aug 11, 2025 |
| Hannah Marie Barkdoll | D.A. Davidson & Co. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jul 2, 2025 | Jul 3, 2025 |
| Derek Kenson Lindholm | D.A. Davidson & Co. independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jun 11, 2025 | Jul 15, 2025 (34 d) |
| Greggory Jackman | D.A. Davidson & Co. independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2025 | Jul 28, 2025 (48 d) |
| Jan Parkinson Lofthouse | D.A. Davidson & Co. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 29, 2025 | May 22, 2025 |
| Abigail Miner Davis | D.A. Davidson & Co. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 29, 2025 | Jun 3, 2025 |
| Eric Timothy Holbrook | D.A. Davidson & Co. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2025 | May 22, 2025 |
| Joann Bucher | D.A. Davidson & Co. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Apr 28, 2025 | Jul 15, 2025 (78 d) |
| John Michael Townsend | D.A. Davidson & Co. independent RIA | Tamar Securities, LLC independent RIA | RIA to RIA | Apr 25, 2025 | Apr 30, 2025 |
| Joseph Fred Palena | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2025 | Apr 16, 2025 |
| Michael Curtis Forbes | D.A. Davidson & Co. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 24, 2025 | Mar 20, 2025 |
| Colin Michael Forbes | D.A. Davidson & Co. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 24, 2025 | Mar 24, 2025 |
| Josephine Emily Tamez | D.A. Davidson & Co. independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Mar 12, 2025 | Mar 7, 2025 |
| Joseph David Evans | D.A. Davidson & Co. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 22, 2025 | Jan 22, 2025 |
| Claire Ann Paiement | D.A. Davidson & Co. independent RIA | Dimensional Fund Advisors LP asset manager | Other | Jan 13, 2025 | Jan 10, 2025 |
| Jacqueline Ann Beauprez | D.A. Davidson & Co. independent RIA | Davidson Fixed Income Management, Inc. asset manager | Other | Dec 20, 2024 | Dec 22, 2020 |
| Joshua Daniel Anspaugh | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 17, 2024 | Dec 16, 2024 |
| John Taylor Somerville | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2024 | Dec 11, 2024 |
| Jeffrey Andrew Grange | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2024 | Dec 11, 2024 |
| Nolan Parker Gunnell | D.A. Davidson & Co. independent RIA | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Nov 25, 2024 | Nov 13, 2024 |
| Stockton Nolan Gunnell | D.A. Davidson & Co. independent RIA | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Nov 25, 2024 | Nov 13, 2024 |
| Mackenzie Grace Miller | D.A. Davidson & Co. independent RIA | Pathstone independent RIA | RIA to RIA | Oct 8, 2024 | Jan 22, 2025 (106 d) |
| Lavonne Sheree Sprague | D.A. Davidson & Co. independent RIA | Truist Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 25, 2024 | Sep 30, 2024 |
| Tien Cheek | D.A. Davidson & Co. independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 19, 2024 | Oct 10, 2024 |
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382 moves match.