DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hancock Whitney Investment Services Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kirk Roy Fricke	Hancock Whitney Investment Services Inc. BD affiliated	Hilltop Securities Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 23, 2022	May 29, 2025 (1010 d)
Wayne Joseph Murry	Hancock Whitney Investment Services Inc. BD affiliated	Newedge Advisors BD affiliated	Affiliated broker-dealer or bank to another	Aug 18, 2022	Aug 8, 2022
Joshua Edgardo Torres	Hancock Whitney Investment Services Inc. BD affiliated	First Horizon Advisors, Inc mixed wealth	Affiliated broker-dealer or bank to independent RIA	Jul 27, 2022	Aug 1, 2022
Garrett Keith Norton	Hancock Whitney Investment Services Inc. BD affiliated	LPL Financial LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 26, 2022	Apr 29, 2022
Paul Kunz	Hancock Whitney Investment Services Inc. BD affiliated	LPL Financial LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 2, 2022	Apr 12, 2022
Stephens Young Mcvea	Hancock Whitney Investment Services Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Apr 5, 2022	Mar 18, 2022
Jonathan James Miles	Hancock Whitney Investment Services Inc. BD affiliated	First Horizon Advisors, Inc mixed wealth	Affiliated broker-dealer or bank to independent RIA	Mar 15, 2022	Mar 8, 2022
Jordan Christopher Maruszak	Hancock Whitney Investment Services Inc. BD affiliated	Csenge Advisory Group, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 14, 2022	Mar 17, 2022
Erin Majure Willcutt	Hancock Whitney Investment Services Inc. BD affiliated	Icom Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 8, 2022	Mar 4, 2022
John Hughes Scott	Hancock Whitney Investment Services Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Affiliated broker-dealer or bank to another	Jan 26, 2022	Feb 15, 2022
Brent Jonathan Sheppard	Hancock Whitney Investment Services Inc. BD affiliated	Beacon Pointe Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 23, 2021	Jan 20, 2022
Alex Miguel Santillan	Hancock Whitney Investment Services Inc. BD affiliated	Cuna Brokerage Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 23, 2021	Jan 6, 2022
Gavin J Porter	Hancock Whitney Investment Services Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Affiliated broker-dealer or bank to wirehouse	Dec 9, 2021	Jun 9, 2023 (547 d)
Brady John Aymond	Hancock Whitney Investment Services Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Affiliated broker-dealer or bank to another	Sep 28, 2021	Feb 8, 2022 (133 d)
Joshua Jay Mccord	Hancock Whitney Investment Services Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Affiliated broker-dealer or bank to wirehouse	Sep 28, 2021	Sep 23, 2021
Charles Michael Tiblier	Hancock Whitney Investment Services Inc. BD affiliated	Stokes Family Office LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 28, 2021	Oct 20, 2021
Gregg Mark Dubroc	Hancock Whitney Investment Services Inc. BD affiliated	Allstate Financial Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Aug 12, 2021	Jul 17, 2024 (1070 d)
Marci R Wilson	Hancock Whitney Investment Services Inc. BD affiliated	Osaic Institutions, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jun 29, 2021	Aug 13, 2021 (45 d)
Nikolas R Mcwhirter	Hancock Whitney Investment Services Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Affiliated broker-dealer or bank to wirehouse	May 3, 2021	Jun 7, 2021 (35 d)
Coyt Lamar Nicholson	Hancock Whitney Investment Services Inc. BD affiliated	Osaic Wealth, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Apr 22, 2021	Apr 5, 2021
Courtney Elenora Peterson	Hancock Whitney Investment Services Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 21, 2021	Apr 12, 2021
Kristina Brown Schuler	Hancock Whitney Investment Services Inc. BD affiliated	Paradiem, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 8, 2021	May 11, 2021 (33 d)
Bradley James Martin	Hancock Whitney Investment Services Inc. BD affiliated	Osaic Wealth, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Apr 1, 2021	Apr 8, 2021
Emile Joseph Koury	Hancock Whitney Investment Services Inc. BD affiliated	Stratos Wealth Partners, Ltd BD affiliated	Affiliated broker-dealer or bank to another	Feb 1, 2021	Jan 27, 2021
Katherine Cuccia Hebert	Hancock Whitney Investment Services Inc. BD affiliated	Hassell Wealth Management independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 7, 2020	Jun 26, 2020
Paul Robert Hicks	Hancock Whitney Investment Services Inc. BD affiliated	Pnc Wealth Management BD affiliated	Affiliated broker-dealer or bank to another	Apr 17, 2020	Apr 8, 2020
Claiborne Brunot Lagrone	Hancock Whitney Investment Services Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 24, 2020	Dec 11, 2024 (1723 d)
David James House	Hancock Whitney Investment Services Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Affiliated broker-dealer or bank to wirehouse	Feb 18, 2020	Jan 27, 2020
Julian Paul Bourgeois	Hancock Whitney Investment Services Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Jan 9, 2020	Dec 11, 2019
Lori Anne Mondello	Hancock Whitney Investment Services Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Affiliated broker-dealer or bank to another	Jan 2, 2020	Jan 7, 2020
David M Wilson	Hancock Whitney Investment Services Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Affiliated broker-dealer or bank to wirehouse	Dec 12, 2019	Nov 15, 2019
Kimmie Menor	Hancock Whitney Investment Services Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Affiliated broker-dealer or bank to wirehouse	Sep 23, 2019	Sep 3, 2019
Mark Craig Simpson	Hancock Whitney Investment Services Inc. BD affiliated	Osaic Institutions, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 26, 2019	Aug 19, 2019
Cortney Wagner	Hancock Whitney Investment Services Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Affiliated broker-dealer or bank to wirehouse	Aug 12, 2019	Sep 3, 2019
Patric Joel Nassar	Hancock Whitney Investment Services Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Affiliated broker-dealer or bank to wirehouse	Jul 29, 2019	Aug 28, 2019
Jared Vincent Labue	Hancock Whitney Investment Services Inc. BD affiliated	First Horizon Advisors, Inc mixed wealth	Affiliated broker-dealer or bank to independent RIA	May 28, 2019	Nov 5, 2020 (527 d)
Allen Berard	Hancock Whitney Investment Services Inc. BD affiliated	Empower Advisory Group, LLC institutional	Other	Apr 26, 2019	Nov 4, 2020 (558 d)
Andrew Robert Seabough	Hancock Whitney Investment Services Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Feb 19, 2019	Feb 15, 2019
Scott B Sloan	Hancock Whitney Investment Services Inc. BD affiliated	LPL Financial LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 14, 2018	Sep 10, 2018
David William Chadwick	Hancock Whitney Investment Services Inc. BD affiliated	Capital Point Financial Group, Ltd. independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 8, 2018	Aug 29, 2018 (82 d)
Preston Christian	Hancock Whitney Investment Services Inc. BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jun 1, 2018	Jul 12, 2018 (41 d)
Devin Leann Ladner	Hancock Whitney Investment Services Inc. BD affiliated	Wells Fargo Advisors wirehouse	Affiliated broker-dealer or bank to wirehouse	Apr 4, 2018	Apr 2, 2018
Charles Raffus Duplechain	Hancock Whitney Investment Services Inc. other	Park Avenue Securities LLC BD affiliated	Other	Jan 25, 2018	Apr 3, 2018 (68 d)
Ethan Michael Smith	Hancock Whitney Investment Services Inc. other	Stratos Wealth Partners, Ltd other	Other	Dec 1, 2017	Dec 1, 2017
Brett Ellis Walker	Hancock Whitney Investment Services Inc. other	Stratos Wealth Partners, Ltd other	Other	Dec 1, 2017	Dec 1, 2017
Christopher Chad Soileau	Hancock Whitney Investment Services Inc. other	Cetera Investment Advisers LLC other	Other	Oct 5, 2017	Feb 16, 2018 (134 d)
William Joseph Cunningham	Hancock Whitney Investment Services Inc. other	1st Global Advisors Inc other	Other	Oct 4, 2017	Oct 3, 2017
Nathan Ryan Novotny	Hancock Whitney Investment Services Inc. other	Pruco Securities, LLC BD affiliated	Other	Sep 26, 2017	Jul 13, 2018 (290 d)
Christopher Paul Smith	Hancock Whitney Investment Services Inc. other	Smith Securities LLC state registered	Other	Jul 7, 2017	Aug 23, 2017 (47 d)
Matthew Kyle Boudreaux	Hancock Whitney Investment Services Inc. other	1st Global Advisors Inc other	Other	May 10, 2017	Jun 13, 2017 (34 d)
Mitchell Robert Bordelon	Hancock Whitney Investment Services Inc. other	Crescent Sterling Ltd. other	Other	Feb 10, 2017	Feb 22, 2017
Lisa Trahan	Hancock Whitney Investment Services Inc. other	Edward Jones national BD	Other	Nov 21, 2016	Nov 18, 2016
Andrew Robert Seabough	Hancock Whitney Investment Services Inc. other	Swbc Investment Company other	Other	Sep 23, 2016	Sep 26, 2016
Sayde L Smith	Hancock Whitney Investment Services Inc. other	Edward Jones national BD	Other	Aug 3, 2016	Aug 3, 2016
Adam Perry Greene	Hancock Whitney Investment Services Inc. other	Capital One Advisors, LLC other	Other	Jun 10, 2016	Jun 9, 2016
William De La Vergne St Paul	Hancock Whitney Investment Services Inc. other	Capital One Advisors, LLC other	Other	Apr 20, 2016	May 11, 2016
Brady Edward Watts	Hancock Whitney Investment Services Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Nov 12, 2015	Nov 12, 2015
Harry Pringle Hewes	Hancock Whitney Investment Services Inc. other	Cetera Investment Advisers LLC other	Other	Sep 28, 2015	Oct 1, 2015
Clifton A Mount	Hancock Whitney Investment Services Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 25, 2015	Aug 24, 2015
Jason Michael Jager	Hancock Whitney Investment Services Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Aug 24, 2015	Aug 31, 2016 (373 d)

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95 moves match.