DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Darla Mae Haines Mills | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 2, 2026 |
| Paul Michael Schaefer | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Sep 9, 2026 |
| Scott Mitchell Boyd | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2026 | Aug 3, 2026 |
| Jacob Levi Howley | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2026 | Aug 3, 2026 |
| Sara Marcela Beltran-Caro | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 24, 2026 |
| James Rush Jaynes | Valic Financial Advisors, Inc. BD affiliated | Dba Big Money Retirement And Big Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2026 | Aug 17, 2026 |
| Kent Herman Voges | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 3, 2026 |
| Michael Dean Dooley | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 3, 2026 |
| Matthew B. Roberts | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Jul 31, 2026 |
| Paul A Storm | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2026 | Jul 27, 2026 |
| Fernando Aguirre De La Rosa | Valic Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Jul 24, 2026 |
| Sean Brenden Calleja | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2026 | Jul 14, 2026 |
| Craig Alan Storm | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2026 | Jul 27, 2026 |
| Jared Roush | Valic Financial Advisors, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Jul 27, 2026 |
| Anna Lauren Jacoby | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2026 | Jul 20, 2026 |
| Colette Parrilli Robinson | Valic Financial Advisors, Inc. BD affiliated | Waverly Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2026 | Aug 14, 2026 |
| William H Kim | Valic Financial Advisors, Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2026 | Aug 13, 2026 |
| Gavin F Jeffers | Valic Financial Advisors, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Aug 10, 2026 |
| Troy Lincoln Webb | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2026 | Jul 9, 2026 |
| Noel Palackel Thomas | Valic Financial Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Aug 26, 2026 (34 d) |
| Colton Rankey | Valic Financial Advisors, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 17, 2026 |
| Joshua Willard | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 17, 2026 |
| Bridgette Silverman | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 24, 2026 |
| Mark L Soderquist | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 2, 2026 |
| Stephen D Alsup | Valic Financial Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2026 | Jul 22, 2026 (34 d) |
| Kelly Jo Hester | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 9, 2026 |
| Hannah Olivia Beierman | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2026 | Jun 10, 2026 |
| Heather Dawn Mazander | Valic Financial Advisors, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2026 | Jul 14, 2026 (32 d) |
| Dexter Leger | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 24, 2026 |
| Stephen Camilli | Valic Financial Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2026 | May 18, 2026 |
| Robert Dailey | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 5, 2026 |
| Carlos E Moisa | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | Apr 28, 2026 |
| Patrick Daniel Stobaugh | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | Apr 29, 2026 |
| Mark A Vanbibber | Valic Financial Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | Jul 14, 2026 (63 d) |
| Brian Mccarthy | Valic Financial Advisors, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | Apr 30, 2026 |
| James Richard Batey | Valic Financial Advisors, Inc. BD affiliated | Founders Financial Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | Apr 30, 2026 |
| Jaime Marie Lewis | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Apr 27, 2026 |
| Eric R Maniaci | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Apr 27, 2026 |
| Patrick John Doyle | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Apr 28, 2026 |
| Nedra D Sykes | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2026 | May 6, 2026 |
| Chris Wogbeh | Valic Financial Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2026 | Sep 4, 2026 (126 d) |
| Cade Mccusker | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2026 | May 21, 2026 |
| Tanner Seabourn | Valic Financial Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Mar 30, 2026 |
| Joseph Andrew Daniels | Valic Financial Advisors, Inc. BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 2, 2026 |
| William Dennis Tates | Valic Financial Advisors, Inc. BD affiliated | Captrust institutional | Other | Apr 10, 2026 | Mar 27, 2026 |
| Jessie Louise Cervantes | Valic Financial Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 21, 2026 |
| Alex Shirley | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Mar 19, 2026 |
| Noam Gans | Valic Financial Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Apr 2, 2026 |
| Kenneth Laneaux | Valic Financial Advisors, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Mar 20, 2026 |
| Aaron Michael De La Cruz | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Mar 6, 2026 |
| Michael Louis Maida | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2026 | Mar 3, 2026 |
| Robert Joseph Wetter | Valic Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2026 | Mar 18, 2026 |
| Curtis Josh Wilcox | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2026 | Mar 3, 2026 |
| Paul Anthony Niemiec | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2026 | Mar 2, 2026 |
| Eric Bernard Holmes | Valic Financial Advisors, Inc. BD affiliated | Signature Equity Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2026 | Feb 13, 2026 |
| Erin Abigail Kennedy | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2026 | Feb 24, 2026 |
| Zachary M Brain | Valic Financial Advisors, Inc. BD affiliated | T. Rowe Price Associates, Inc. asset manager | Other | Feb 13, 2026 | Apr 6, 2026 (52 d) |
| Thomas Anthony Ditta | Valic Financial Advisors, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 9, 2026 |
| George Garza | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 17, 2026 |
| Alexander Nicholas Fellios | Valic Financial Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Mar 17, 2026 (34 d) |
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1,711 moves match.