DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dennis John Jacques | Milestone Asset Management, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 25, 2026 | Sep 14, 2026 |
| Pierce Swithenbank Ernst | LPL Enterprise, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Jun 9, 2026 |
| Nathan Wayne Simmons | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 30, 2026 |
| Alyssa Dubnansky | LPL Financial LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jul 6, 2026 |
| Steven Jenkins | Strategic Advisers LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 23, 2026 |
| Ian Macpherson Garrett | Florida Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | Jun 23, 2026 (35 d) |
| Michael Modisette | Pnc Wealth Management BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | May 4, 2026 |
| Charles David Harris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 21, 2026 | Jul 13, 2026 (83 d) |
| Julian Carter Driver | Gwn Securities Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | May 12, 2026 |
| Mary Isom | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 13, 2026 | May 13, 2026 |
| Brenda Wooten | Advice And Planning Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Apr 28, 2026 |
| William Shallenberger | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Apr 13, 2026 |
| Jonathan Stephan Guaman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2026 | Jun 23, 2026 (120 d) |
| Brian Patrick Twohig | LPL Enterprise, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | May 12, 2026 (88 d) |
| Lemond Arthur Ponton | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | May 5, 2026 (85 d) |
| Cade Mccusker | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 17, 2026 |
| Pablo Orozco | Florida Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Jun 9, 2026 (124 d) |
| Denise Nicole Crawford | Missionsquare Retirement BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jan 21, 2026 |
| Medzer St Jean | Thrivent Investment Management Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Mar 3, 2026 (46 d) |
| Eric Sprung | Valley Wealth Managers, Inc. independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 15, 2026 | Apr 20, 2026 (95 d) |
| Nyshea Holloday | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Apr 9, 2026 (90 d) |
| Andre Courtney Brown | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Apr 27, 2026 (111 d) |
| Sonja M. Simmons | Strategic Advisers LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Dec 15, 2025 |
| Greydon Casalinova | Charles Schwab & Co., Inc. national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2025 | Feb 3, 2026 (54 d) |
| Alan Pamintuan | Forthright Capital independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 1, 2025 | Dec 15, 2025 |
| Erin Donnelly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 18, 2025 | Nov 24, 2025 |
| Randy Tennant | Sequent Planning, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 11, 2025 | Nov 20, 2025 |
| Eric Lee Cornell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2025 | Mar 17, 2026 (134 d) |
| Justin Cabibi | Empower Advisory Group, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Nov 25, 2025 |
| David Francis Herrera | LPL Financial LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Nov 24, 2025 |
| Tameron Peden | Truist Advisory Services, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2025 | Nov 3, 2025 |
| Aubrey Lawrence Wilkinson | Transamerica Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Jan 27, 2026 (97 d) |
| John L Heacock | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Oct 20, 2025 |
| Robert S Gershon | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 8, 2025 | Jun 15, 2026 (250 d) |
| Joel Peter Andrews | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Dec 15, 2025 (76 d) |
| Debra Anderson | LPL Financial LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Oct 7, 2025 |
| Diana Williams | Strategic Advisers LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Nov 12, 2025 (48 d) |
| Jessica Noel Knutson | Cetera Investment Advisers LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Oct 6, 2025 |
| Cecilia Waters | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 17, 2025 | Sep 3, 2025 |
| Jeremy Wallen | LPL Financial LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Dec 15, 2025 (96 d) |
| William H Kim | Truist Advisory Services, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Nov 10, 2025 (67 d) |
| Matthew Golizio | Ascensus Investment Advisors, LLC institutional | Valic Financial Advisors, Inc. BD affiliated | Other | Aug 28, 2025 | Oct 6, 2025 (39 d) |
| Andrew Dewitt Bateman | Florida Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Dec 1, 2025 (97 d) |
| Kevin Cornell Parker | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Apr 17, 2026 (239 d) |
| Brian Mccarthy | Esi Financial Advisors independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2025 | Aug 21, 2025 |
| Gunnar Owen Covinsky | 49 Financial independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2025 | Dec 5, 2025 (123 d) |
| Allen Thomas Lyttle | Next Financial Group, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Jul 28, 2026 (361 d) |
| Robert Holcomb | Sorrento Pacific Financial, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Jan 23, 2026 (175 d) |
| Jadie Driscoll | Cadaret Grant & Co Inc BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Oct 6, 2025 (66 d) |
| Luke Mcananey | Cary Street Partners BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Sep 12, 2025 (45 d) |
| Gianni Papazoglou | Thrivent Investment Management Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 24, 2025 |
| James Burke Brown | Cadaret Grant & Co Inc BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Mar 6, 2026 (242 d) |
| Kevin Motley | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 20, 2025 |
| Jodie Young | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2025 | Jun 24, 2025 |
| Luciano A Mira | Walser Wealth Management Company, A Limited Liability Company independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2025 | Jul 8, 2025 |
| Stacie Marie Diesfeld | Cetera Investment Advisers LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 2, 2025 |
| Timothy D Stout | Voya Retirement Advisors, LLC other | Valic Financial Advisors, Inc. BD affiliated | Other | Jun 4, 2025 | Aug 7, 2025 (64 d) |
| Tessa Coleman | Mutual Of Omaha Investor Services, Inc. independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2025 | Jun 2, 2025 |
| Shantel Washington | Missionsquare Retirement BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2025 | May 29, 2025 |
| Michael Dean Dooley | Advice And Planning Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2025 | May 12, 2025 |
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1,150 moves match.