DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jenna Rachel Fiore | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Aug 21, 2026 |
| Daniel Philip Madura | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 17, 2026 |
| Ethan A Madura | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 17, 2026 |
| Daniel Luis Valente | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 24, 2026 |
| James Dylan Paradise | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Aug 3, 2026 |
| De Forest Johnson | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 6, 2026 |
| Kenneth Stuart Mintz | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Jul 10, 2026 |
| Yale Joseph | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Jul 9, 2026 |
| Kirk J Stensrud | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Jul 9, 2026 |
| James Clayton Flaherty | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Jul 9, 2026 |
| Keith David Ginsburg | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 15, 2026 |
| Karla M Avecillas | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 16, 2026 |
| Guy Alan Jardine | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 10, 2026 |
| Maxwell A Uribe | Morgan Stanley Investment Management Inc. asset manager | Janney Montgomery Scott LLC BD affiliated | Other | Jun 8, 2026 | Apr 27, 2026 |
| Lauren Elizabeth Mossburg | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 1, 2026 |
| Julia Anne Soranno | Capital Analysts BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 28, 2026 |
| George Tyler Michael | Riverfront Investment Group, LLC mixed wealth | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2026 | May 18, 2026 |
| Shane Patrick Kelly | Oppenheimer & Co. Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 7, 2026 |
| Katherine Gail Loheyde | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | May 4, 2026 |
| Matthew Kupreanik | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2026 | May 26, 2026 |
| Gizem Folk | Cetera Investment Advisers LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 23, 2026 |
| Brandon Michael Lacroix | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2026 | Apr 17, 2026 |
| Gatis Zigats | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2026 | Apr 17, 2026 |
| Phillip Antonio Pinedo | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2026 | Apr 6, 2026 |
| Theodore Joseph Haggerty | Prospect Financial Services LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2026 | Apr 6, 2026 |
| Noel A Becker | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 2, 2026 | Mar 9, 2026 |
| Michael Harold Mrotzek | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2026 | Mar 27, 2026 |
| Robin L Christman | Northwestern Mutual Investment Services,LLC no RAUM | Janney Montgomery Scott LLC BD affiliated | Other | Mar 31, 2026 | May 11, 2026 (41 d) |
| Jon Richard Foy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2026 | Mar 18, 2026 |
| Gina Maurica Kletter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2026 | Mar 27, 2026 |
| Thomas Andrew Oberg | Edward Jones national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Mar 20, 2026 |
| Jean Elizabeth Phelps | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 19, 2026 | Mar 9, 2026 |
| Desmond Djekovic | J.P. Morgan Securities LLC wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 19, 2026 | Mar 13, 2026 |
| Marc Vilsmark Smith | J.P. Morgan Securities LLC wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 19, 2026 | Mar 13, 2026 |
| Ian Patrick Mclaughlin | Lincoln Investment independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 13, 2026 | Jun 17, 2026 (96 d) |
| Hugh Holman Hoke | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Feb 6, 2026 |
| Scott Kristofer Patterson | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 2, 2026 |
| Steve G Condos | J.P. Morgan Securities LLC wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 27, 2026 | Mar 13, 2026 |
| Kenneth Joseph Morris | J.P. Morgan Securities LLC wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 27, 2026 | Mar 13, 2026 |
| Jared Evan Katzman | J.P. Morgan Securities LLC wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 27, 2026 | Mar 13, 2026 |
| Fortune Stephen Macri | J.P. Morgan Securities LLC wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 27, 2026 | Mar 13, 2026 |
| Peni Sue Warren | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 24, 2026 | Feb 20, 2026 |
| Christopher Steven Fantano | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 24, 2026 | Feb 20, 2026 |
| Crystal W Van Lenten | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2026 | Feb 22, 2026 |
| Meghan Elizabeth Gibney | Neuberger Berman Bd LLC no RAUM | Janney Montgomery Scott LLC BD affiliated | Other | Feb 20, 2026 | Mar 12, 2026 |
| Gregory J. Manara | Strategic Advisers LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Mar 25, 2026 (42 d) |
| Robert Dunkley | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Jan 30, 2026 |
| Margaret Mary Wright | Equitable Advisors, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Feb 2, 2026 |
| John Derek Eason | Strategic Advisers LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 12, 2026 |
| Daniel Alexander Schmitz | Vanguard Advisers, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Jan 14, 2026 |
| Adam David Runk | Fnb Wealth Management other | Janney Montgomery Scott LLC BD affiliated | Other | Dec 31, 2025 | Apr 23, 2026 (113 d) |
| David Edward Whiting | Fnb Wealth Management other | Janney Montgomery Scott LLC BD affiliated | Other | Dec 31, 2025 | Apr 27, 2026 (117 d) |
| Joshua Harris Eskin | Vanguard Advisers, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2025 | Dec 19, 2025 |
| Tonya Lynn Mcmahon | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 16, 2025 | Dec 5, 2025 |
| Albert Francis Grenert | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 11, 2025 | Dec 4, 2025 |
| Michael Robert Smith | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 11, 2025 | Dec 4, 2025 |
| Jackson Lee Allen | Diversified, LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2025 | Jan 30, 2026 (50 d) |
| David Paul Lojpersberger | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 3, 2025 |
| Jason Wayne Thompson | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Nov 28, 2025 |
| Garret Matthew Ferrara | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2025 | Nov 17, 2025 |
Page 1 of 19Next
1,087 moves match.