DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Anthony Mcdonald | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 1, 2026 |
| Thomas Anthony Mcdonald | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 1, 2026 |
| Kenneth Peter Steinmetz | Janney Montgomery Scott LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jun 18, 2026 |
| James C Jackson | Janney Montgomery Scott LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jun 18, 2026 |
| Daniel Tila-Cohen | Janney Montgomery Scott LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jun 30, 2026 |
| Austin Tyler Warr | Janney Montgomery Scott LLC BD affiliated | Sei Investments Management Corp mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | Jun 16, 2026 |
| Phillip Antonio Pinedo | Janney Montgomery Scott LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2026 | Aug 21, 2026 (79 d) |
| Kyle Cirillo | Janney Montgomery Scott LLC BD affiliated | Moneco Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | Jul 7, 2026 (34 d) |
| Richard E Marshall | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2026 | Jun 10, 2026 |
| Eileen Marie Keegan | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | Apr 30, 2026 |
| Caroline Fauquier | Janney Montgomery Scott LLC BD affiliated | Potomac asset manager | Other | Apr 30, 2026 | May 14, 2026 |
| Kathryn Gates | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Jun 18, 2026 (63 d) |
| Alice Marie Coraggio | Janney Montgomery Scott LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 14, 2026 |
| Coleman Edward Chamarro | Janney Montgomery Scott LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Jul 1, 2026 (139 d) |
| Katherine M Spratt | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Mar 24, 2026 (55 d) |
| Michael Andrew Coraggio | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 21, 2026 | Jan 15, 2026 |
| Brian John Delany | Janney Montgomery Scott LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jun 18, 2026 (153 d) |
| Nicole C Burczyk | Janney Montgomery Scott LLC BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2026 | Jan 6, 2026 |
| Jonathan Michael Susser | Janney Montgomery Scott LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Sep 14, 2026 (243 d) |
| Gary Michael Wright | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2026 | Jan 5, 2026 |
| Charles Austin Sacco | Janney Montgomery Scott LLC BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2026 | Jan 9, 2026 |
| Thomas Joseph Simcik | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Jan 2, 2026 |
| Michelle Jacqueline Snyder | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 7, 2026 | Jan 5, 2026 |
| Kerry Jane Ahern | Janney Montgomery Scott LLC BD affiliated | Verdence Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Jan 7, 2026 |
| David Hunter Robb | Janney Montgomery Scott LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Dec 3, 2025 |
| Josiah James Frost | Janney Montgomery Scott LLC BD affiliated | Raleigh Capital Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2025 | Mar 18, 2026 (98 d) |
| Amanda Beth Glanz | Janney Montgomery Scott LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Nov 18, 2025 |
| Richard Alton Watnik | Janney Montgomery Scott LLC BD affiliated | UBS Asset Management (Americas) LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Mar 23, 2026 (118 d) |
| Emily Christina Derikito | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2025 | Dec 9, 2025 |
| Mitchell Greiner | Janney Montgomery Scott LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Nov 29, 2025 |
| Christopher G Sassone | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 6, 2025 |
| John Gerard Sassone | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 6, 2025 |
| Henry James Faragalli | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Oct 30, 2025 |
| Anthony Mario | Janney Montgomery Scott LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Nov 6, 2025 |
| Stephen Patrick Carleton | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 1, 2025 |
| Thomas Francis Niles | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2025 | Oct 1, 2025 |
| Edward Francis Prendergast | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 26, 2025 | Sep 25, 2025 |
| Katie Lynn Hughes | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Sep 22, 2025 |
| Alicia Wilson | Janney Montgomery Scott LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Sep 18, 2025 |
| Mitchell Zane Sienkiewicz | Janney Montgomery Scott LLC BD affiliated | Capital A Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2025 | Oct 27, 2025 (35 d) |
| Jacob Ruddy | Janney Montgomery Scott LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2025 | Sep 11, 2025 |
| George Richard Prezioso | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Aug 14, 2025 |
| George Victor Casazza | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Aug 14, 2025 |
| Mandeep Singh | Janney Montgomery Scott LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Aug 22, 2025 |
| Stephen Michael Goldstein | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 22, 2025 | Aug 22, 2025 |
| Nicholas Omara | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2025 | Jul 31, 2025 |
| James Ervin Stephens | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jun 26, 2025 |
| James Morris Smith | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jun 26, 2025 |
| Sheala H Smith | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jun 26, 2025 |
| Jason Richard Minor | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jun 26, 2025 |
| Robert Allan Mauk | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jun 20, 2025 |
| Victoria Miller Ricker | Janney Montgomery Scott LLC BD affiliated | Daymark Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jun 26, 2025 |
| Susan M Bickel | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jun 20, 2025 |
| Brittany A. Saunders | Janney Montgomery Scott LLC BD affiliated | Jefferies Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2025 | Jun 30, 2025 |
| Austin Robert Mauk | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jul 2, 2025 |
| Caitlin C Minneci | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jul 7, 2025 |
| Bradley Scott Dickens | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jun 26, 2025 |
| Joseph Andrew Chornyak | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jun 20, 2025 |
| Joseph Andrew Chornyak | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jun 20, 2025 |
| Gregory John Dupee | Janney Montgomery Scott LLC BD affiliated | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | Dec 11, 2025 (182 d) |
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685 moves match.