DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,809 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Hhm Wealth Advisors, LLC CRD 150843 | Chattanooga, TN | independent RIA | $1.5B | 96% | 12 | $123M | 2 | 0 |
| Reliant Investment Management, LLC CRD 111220 | Memphis, TN | mixed wealth | $1.5B | 31% | 8 | $184M | 1 | 0 |
| Horan Wealth, LLC CRD 333974 | Cincinnati, OH | independent RIA | $1.5B | 95% | 22 | $66.8M | 2 | 0 |
| R•••• W••••• A••••••• L•• CRD 173767 | Camp Hill, PA | independent RIA | $1.5B | 96% | 16 | $91.8M | 2 | 0 |
| C•• W••••• A•••••••• L••• CRD 107750 | Falls Church, VA | independent RIA | $1.5B | 98% | 12 | $122M | 9 | 0 |
| C•••••• P•••• W••••• M••••••••• L•• CRD 143771 | Dallas, TX | independent RIA | $1.5B | 97% | 4 | $366M | 1 | 3 |
| A••••••• W••••• L•• CRD 282312 | Lake Oswego, OR | independent RIA | $1.5B | 84% | 7 | $209M | 0 | 0 |
| A••••••• W••••• M••••••••• L•• CRD 156150 | Aventura, FL | independent RIA | $1.5B | 100% | 14 | $104M | 1 | 0 |
| M••••• W••••• A•••••••• L•• CRD 296896 | Vancouver, WA | independent RIA | $1.5B | 84% | 8 | $182M | 0 | 0 |
| F•••• F•••••••• CRD 306480 | Edmond, OK | independent RIA | $1.5B | 100% | 15 | $97.2M | 1 | 0 |
| R•••••• W••••• A•••••••• I••• CRD 146616 | Minneapolis, MN | independent RIA | $1.5B | 95% | 43 | $33.9M | 33 | 0 |
| M•••••• A•••• A•••••••• I••• CRD 107694 | Chicago, IL | independent RIA | $1.5B | 70% | 5 | $291M | 6 | 0 |
| S•••• T••• A••••••• L•• CRD 289905 | Saratoga Springs, NY | independent RIA | $1.5B | 80% | 20 | $72.7M | 3 | 2 |
| A••••• P•••••• W••••• CRD 286072 | Saint Louis, MO | independent RIA | $1.5B | 95% | 4 | $363M | 2 | 0 |
| N••••••• I••••••••• P•••••••• L••• CRD 140159 | San Diego, CA | mixed wealth | $1.5B | 37% | 2 | $725M | 1 | 3 |
| K•••••• F•••••••• A••••••• S••••••• CRD 142772 | Manhattan, KS | independent RIA | $1.5B | 89% | 29 | $50.0M | 8 | 0 |
| C••• S••••• P••••••• A•••• M••••••••• CRD 289178 | Richmond, VA | independent RIA | $1.4B | 88% | 6 | $241M | 2 | 0 |
| V••••• W••••• S••••••••• L•• CRD 289737 | Lodi, CA | independent RIA | $1.4B | 94% | 23 | $62.9M | 21 | 0 |
| A•••••• F••••••••• L•• CRD 321217 | Mount Pleasant, SC | independent RIA | $1.4B | 100% | 20 | $72.4M | 6 | 0 |
| P•••••• C•••••• M••••••••• CRD 169172 | Naples, FL | independent RIA | $1.4B | 65% | 10 | $144M | 1 | 7 |
| N•••••••• F•••••••• G••••• I••• CRD 122609 | Allentown, PA | mixed wealth | $1.4B | 37% | 1 | $1.4B | 2 | 4 |
| D••••••• W••••• A••••••• CRD 131976 | Vienna, VA | independent RIA | $1.4B | 100% | 9 | $160M | 0 | 0 |
| C••••••• N••••• A•••• M••••••••• I•• CRD 107003 | Milwaukee, WI | independent RIA | $1.4B | 75% | 4 | $361M | 0 | 0 |
| F••••• F••••• W•••••• L•• CRD 168254 | Woodbury, NY | independent RIA | $1.4B | 95% | 5 | $288M | 0 | 0 |
| S••••••••• P•••••• C•••••• L•• CRD 327350 | Vero Beach, FL | independent RIA | $1.4B | 84% | 8 | $180M | 2 | 0 |
| M• C•••••• M••••••••• I••• CRD 139034 | Bethesda, MD | independent RIA | $1.4B | 69% | 8 | $180M | 1 | 0 |
| P•••••••• W••••• P••••••• CRD 120973 | Coeur D'Alene, ID | independent RIA | $1.4B | 91% | 19 | $75.7M | 7 | 0 |
| I•••••• P•••••••• L•• CRD 171279 | Madison, WI | independent RIA | $1.4B | 89% | 9 | $160M | 0 | 0 |
| P••••••• I••••••••• L•• CRD 286178 | Deerfield, IL | independent RIA | $1.4B | 63% | 5 | $288M | 0 | 2 |
| B•• C••••• A••••••• CRD 152583 | Concord, MA | independent RIA | $1.4B | 97% | 29 | $49.5M | 16 | 0 |
| J•• W••••• M••••••••• L•• CRD 290694 | Bend, OR | independent RIA | $1.4B | 94% | 18 | $79.5M | 1 | 0 |
| P••••••• W••••• G••••• L•• CRD 325175 | Provo, UT | independent RIA | $1.4B | 86% | 56 | $25.6M | 42 | 0 |
| S•••••••• W••••• M••••••••• L•• CRD 118910 | Buffalo, NY | independent RIA | $1.4B | 92% | 11 | $130M | 12 | 0 |
| 1••• A•••• M••••••••• U••• I••• CRD 120836 | Toronto, Ontario, | mixed wealth | $1.4B | 48% | 0 | Not computed | 37 | 0 |
| A••••••• H••••••• • C• CRD 105157 | St Louis, MO | independent RIA | $1.4B | 66% | 7 | $204M | 0 | 0 |
| T••• P•••••• W••••• A•••••••• L•• CRD 164947 | Salem, OR | independent RIA | $1.4B | 98% | 11 | $130M | 1 | 0 |
| U••••• A•••••• G•••• CRD 324205 | Cincinnati, OH | independent RIA | $1.4B | 96% | 55 | $25.9M | 32 | 0 |
| N••••••••• A••••••• I••• CRD 104928 | Amherst, NY | mixed wealth | $1.4B | 28% | 7 | $204M | 5 | 0 |
| I•••••••• A•••• A•••••••• L•• CRD 161683 | Rocky Mount, NC | independent RIA | $1.4B | 97% | 3 | $475M | 0 | 0 |
| M•• A••••••• CRD 305176 | Charlotte, NC | independent RIA | $1.4B | 100% | 10 | $142M | 0 | 0 |
| P•••••••• A•••••• S••••••• CRD 297324 | Des Moines, IA | BD affiliated | $1.4B | 100% | 224 | $6.4M | 92 | 0 |
| R•••••• W••••• P•••••••• L•• CRD 286643 | Hackensack, NJ | independent RIA | $1.4B | 97% | 14 | $102M | 2 | 0 |
| F••••••• W••••• A•••••••• L•• CRD 169613 | Chicago, IL | independent RIA | $1.4B | 96% | 45 | $31.6M | 28 | 2 |
| A••••••• W••••• A••••••• CRD 119829 | Columbus, OH | independent RIA | $1.4B | 97% | 10 | $142M | 9 | 0 |
| V••••••• Q••••••••• M••••••••• CRD 310355 | Chicago, IL | independent RIA | $1.4B | 97% | 0 | Not computed | 0 | 1 |
| W•••••• W••••• A•••••••• I••• CRD 105012 | Lexington, MA | independent RIA | $1.4B | 96% | 15 | $94.4M | 0 | 0 |
| B•••••••• F•••••••• A••••••• CRD 315570 | Charlotte, NC | independent RIA | $1.4B | 97% | 37 | $38.2M | 21 | 0 |
| S•••• G•••• A•••• M••••••••• L•• CRD 313265 | Dallas, TX | independent RIA | $1.4B | 55% | 6 | $235M | 0 | 0 |
| S•••••• F•••••••• A•••••••• L•• CRD 296780 | Cincinnati, OH | independent RIA | $1.4B | 81% | 14 | $101M | 6 | 0 |
| G••••• W••••• M••••••••• L•• CRD 137810 | Seattle, WA | independent RIA | $1.4B | 88% | 4 | $352M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.