DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Boston Research And Management, Inc. CRD 107643 | Manchester, MA | independent RIA | $676M | 100% | 6 | $113M | 0 | 0 |
| Stordahl Capital Management, Inc. CRD 287916 | Greenwood Village, CO | independent RIA | $676M | 79% | 6 | $113M | 0 | 0 |
| Waterway Wealth Management, L.L.C. CRD 164975 | The Woodlands, TX | independent RIA | $676M | 100% | 5 | $135M | 0 | 0 |
| S••••• W••••• P•••••••• L•• CRD 283648 | Orlando, FL | independent RIA | $676M | 97% | 12 | $56.3M | 6 | 0 |
| A•••••••• W••••• P••••••• CRD 329635 | Fort Myers, FL | independent RIA | $675M | 96% | 5 | $135M | 1 | 0 |
| L••••• H•••• C••••••• L•• CRD 290070 | Braintree, MA | independent RIA | $675M | 78% | 8 | $84.4M | 3 | 0 |
| R•• F•••••••• N•••••• CRD 147309 | Akron, IA | independent RIA | $675M | 99% | 17 | $39.7M | 16 | 0 |
| A••••••••• F•••••••• G•••• CRD 313110 | Vienna, VA | independent RIA | $675M | 89% | 7 | $96.4M | 1 | 0 |
| B•••••• A•••••••• L•• CRD 285991 | Woodbury, MN | independent RIA | $674M | 97% | 6 | $112M | 2 | 0 |
| T•• G••• F•••••••• G•••• CRD 114796 | Houston, TX | independent RIA | $674M | 99% | 2 | $337M | 4 | 0 |
| W••• F•••••••• A•••••••• L••••• CRD 142265 | Des Moines, IA | independent RIA | $674M | 96% | 7 | $96.3M | 1 | 0 |
| I••••••• W••••• M••••••••• CRD 146569 | Turlock, CA | independent RIA | $674M | 95% | 5 | $135M | 1 | 0 |
| G••••• S•••• I••••••••• A••••••• S•••••••• L•• CRD 133088 | Red Bank, NJ | independent RIA | $674M | 97% | 33 | $20.4M | 4 | 0 |
| C••••• T••• W••••• M••••••••• L•• CRD 151406 | Minnetonka, MN | independent RIA | $673M | 94% | 9 | $74.8M | 1 | 0 |
| P••••••• F•••••••• G•••• L•• CRD 116600 | Western Springs, IL | independent RIA | $673M | 99% | 4 | $168M | 1 | 0 |
| F•••••••• W••••• P•••••••• L•• CRD 297634 | Augusta, GA | independent RIA | $672M | 72% | 7 | $96.0M | 1 | 0 |
| L•••••••• F•••••••• P••••••• I••• CRD 290250 | Bloomfield Hills, MI | independent RIA | $672M | 99% | 4 | $168M | 0 | 0 |
| P•••••••• P•••••• W•••••• L•• CRD 318345 | Radnor, PA | independent RIA | $672M | 100% | 5 | $134M | 0 | 0 |
| D•••••••• C•••••• I•• CRD 242788 | Los Altos, CA | independent RIA | $671M | 96% | 7 | $95.9M | 0 | 0 |
| H•••••• F•••••••• A•••••••• L•• CRD 145552 | West Chester, OH | independent RIA | $671M | 100% | 9 | $74.6M | 0 | 0 |
| P•••••• S••••••••• I••• CRD 105052 | Folsom, CA | independent RIA | $671M | 100% | 8 | $83.9M | 0 | 0 |
| M••••••• A••••••• I•• CRD 105918 | New York, NY | mixed wealth | $671M | 21% | 2 | $335M | 0 | 0 |
| A•• L••••• P•••••••• L•• CRD 325604 | Hickory, NC | independent RIA | $671M | 66% | 2 | $335M | 1 | 0 |
| E•••••••• W••••• P•••••••• L•• CRD 123971 | Walnut Creek, CA | independent RIA | $671M | 97% | 6 | $112M | 2 | 0 |
| F•••• F•••••••• C•••••••• I••• CRD 152070 | Mt. Clemens, MI | independent RIA | $671M | 98% | 14 | $47.9M | 8 | 0 |
| H••••••••• F••••••••• L•• CRD 167236 | independent RIA | $670M | 100% | 2 | $335M | 0 | 0 | |
| T•••••• F•••••••• A••••••• L•• CRD 133191 | Columbus, OH | independent RIA | $670M | 100% | 6 | $112M | 0 | 1 |
| L•••••• A••••••• I••••••••• CRD 108231 | Baltimore, MD | independent RIA | $670M | 76% | 32 | $20.9M | 23 | 0 |
| A••••• S•••• W•••• CRD 109686 | Purchase, NY | mixed wealth | $670M | 32% | 0 | Not computed | 0 | 0 |
| S•••• T••••• P••••••• L•• CRD 332833 | New York, NY | independent RIA | $669M | 95% | 1 | $669M | 7 | 0 |
| W••••• C••• L•• CRD 125799 | independent RIA | $669M | 95% | 3 | $223M | 2 | 0 | |
| T•• O•• R•••• F•••••••• S••••••• G••••• I•• CRD 42941 | Golden Valley, MN | independent RIA | $669M | 99% | 33 | $20.3M | 1 | 0 |
| A••••• W••••• P••••••• CRD 107212 | Overland Park, KS | independent RIA | $668M | 100% | 9 | $74.3M | 0 | 0 |
| O•••••• P•••••• W••••• M••••••••• CRD 162096 | Austin, TX | independent RIA | $668M | 87% | 11 | $60.7M | 3 | 0 |
| V•••••• W••••• CRD 329666 | West Linn, OR | independent RIA | $667M | 100% | 4 | $167M | 0 | 0 |
| I•• W••••• CRD 132022 | Atlanta, GA | independent RIA | $667M | 95% | 7 | $95.2M | 0 | 0 |
| P••••••• W••••• M••••••••• G••••• L•• CRD 127381 | Flemington, NJ | independent RIA | $666M | 100% | 6 | $111M | 3 | 0 |
| B••••••• W••••• A••••••• L•• CRD 150008 | Milton, GA | independent RIA | $666M | 69% | 6 | $111M | 0 | 0 |
| B••• B••• L•• CRD 282611 | Dedham, MA | independent RIA | $666M | 98% | 17 | $39.2M | 2 | 0 |
| B••• CRD 144748 | Overland Park, KS | independent RIA | $665M | 100% | 7 | $95.0M | 0 | 0 |
| A•••••• F•••• I••••••••• A••••••• L•• CRD 106984 | Omaha, NE | independent RIA | $665M | 99% | 7 | $95.0M | 1 | 0 |
| A••• W••••• A••••••• L•• CRD 293675 | Woburn, MA | independent RIA | $665M | 98% | 12 | $55.4M | 0 | 0 |
| A•••• W••••• M••••••••• L•• CRD 133038 | Boone, NC | independent RIA | $664M | 99% | 4 | $166M | 0 | 0 |
| F•••••• A••••• L•• CRD 310591 | Greenwood Village, CO | independent RIA | $664M | 74% | 6 | $111M | 5 | 0 |
| G•• P••••••• L•• CRD 298149 | independent RIA | $663M | 100% | 0 | Not computed | 0 | 0 | |
| M•••••••• S•••••••• C•••••• M••••••••• L•• CRD 115120 | Dallas, TX | independent RIA | $663M | 76% | 7 | $94.7M | 0 | 0 |
| D••••••• I••••••••• L•• CRD 158708 | Redlands, CA | independent RIA | $663M | 77% | 3 | $221M | 0 | 0 |
| C••••• B•• I••••••••• M••••••••• L•• CRD 284787 | Westlake Village, CA | independent RIA | $663M | 85% | 4 | $166M | 1 | 0 |
| I••••••• F••••••••• L•• CRD 151004 | Tucson, AZ | independent RIA | $663M | 80% | 8 | $82.8M | 1 | 0 |
| T•••• A••• W••••• M••••••••• L•• CRD 333733 | Irvine, CA | independent RIA | $662M | 98% | 4 | $166M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.