DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Harrell Investment Partners, LLC CRD 299166 | Austin, TX | independent RIA | $662M | 100% | 4 | $166M | 0 | 0 |
| Westshore Wealth CRD 283843 | Newport Beach, CA | independent RIA | $662M | 98% | 7 | $94.6M | 1 | 0 |
| Bare Wealth Advisors CRD 328043 | Gap, PA | independent RIA | $662M | 94% | 10 | $66.2M | 0 | 0 |
| Q•••••• A••••••• L••••• CRD 146438 | Pittsburgh, PA | independent RIA | $662M | 53% | 5 | $132M | 0 | 5 |
| A••••• I••••••••• P••••••• CRD 307667 | Ogden, UT | independent RIA | $661M | 94% | 5 | $132M | 1 | 0 |
| T•• G•••••••• G••••• I••• CRD 154569 | Maplewood, NJ | independent RIA | $661M | 100% | 5 | $132M | 0 | 0 |
| B•••••• A•••• M••••••••• I••• CRD 290555 | Houston, TX | independent RIA | $661M | 86% | 19 | $34.8M | 1 | 0 |
| W••••••• A•••• M••••••••• CRD 338196 | Columbia, MD | independent RIA | $661M | 100% | 6 | $110M | 0 | 0 |
| R••••••••• P••••••• L•• CRD 283540 | Milwaukee, WI | independent RIA | $661M | 73% | 6 | $110M | 0 | 0 |
| T••••••••• C•••••• L•• CRD 291297 | Sarasota, FL | independent RIA | $661M | 98% | 15 | $44.1M | 14 | 1 |
| H••••••••• I••••••••• C• CRD 106530 | Greensboro, NC | independent RIA | $661M | 93% | 6 | $110M | 3 | 0 |
| F••••••••• W••••• M••••••••• L•• CRD 127134 | Clayton, MO | independent RIA | $661M | 89% | 4 | $165M | 0 | 0 |
| S•• J•••• I••••••••• C••••••• L•• CRD 124777 | Southlake, TX | mixed wealth | $661M | 21% | 5 | $132M | 0 | 0 |
| B••••••••• L•• CRD 226661 | San Jose, CA | independent RIA | $660M | 98% | 5 | $132M | 3 | 0 |
| N•••••••• A•••• M••••••••• C••••••• L•• CRD 328279 | Blue Bell, PA | independent RIA | $660M | 100% | 2 | $330M | 0 | 0 |
| B••••••••• F•••••••• G••••• L•• CRD 151164 | Kansas City, MO | independent RIA | $659M | 75% | 7 | $94.2M | 0 | 0 |
| T••••••••• L•• CRD 316415 | Raleigh, NC | independent RIA | $659M | 96% | 11 | $59.9M | 0 | 0 |
| B•••• M••••••••• C••• CRD 110988 | independent RIA | $659M | 87% | 2 | $330M | 0 | 0 | |
| A•••• W••••• M••••••••• L•• CRD 175477 | Portland, ME | independent RIA | $659M | 86% | 4 | $165M | 0 | 0 |
| P•••• W••••• M••••••••• L•• CRD 174490 | Newport Beach, CA | independent RIA | $658M | 68% | 6 | $110M | 0 | 0 |
| A•••• W••••• M••••••••• L•• CRD 159594 | Fort Worth, TX | independent RIA | $658M | 99% | 8 | $82.2M | 1 | 0 |
| A•••• W••••• A••••••• L•• CRD 169570 | Troy, MI | independent RIA | $658M | 100% | 1 | $658M | 0 | 0 |
| O••••• A•••• M••••••••• I•• CRD 106095 | Dallas, TX | independent RIA | $657M | 100% | 2 | $329M | 0 | 0 |
| S••••••• A•••• M••••••••• I•• CRD 111007 | Newport Beach, CA | independent RIA | $657M | 87% | 8 | $82.2M | 2 | 0 |
| I••••••••• W••••• B••••••• L•• CRD 314942 | California, MD | independent RIA | $657M | 100% | 8 | $82.2M | 2 | 0 |
| W••• F•••••••• A••••••• CRD 126266 | San Antonio, TX | independent RIA | $657M | 99% | 6 | $110M | 0 | 0 |
| T••••• C•••••• M••••••••• L•• CRD 281347 | Fort Washington, PA | independent RIA | $657M | 100% | 16 | $41.0M | 3 | 0 |
| W••••• S••••• W••••• A•••••••• L•• CRD 173447 | Irvine, CA | independent RIA | $656M | 84% | 10 | $65.6M | 3 | 0 |
| B•• A••••••• L•• CRD 118410 | Los Angeles, CA | independent RIA | $656M | 93% | 3 | $219M | 0 | 0 |
| R••• P•••• A•••••••• L•• CRD 130825 | Burlington, VT | independent RIA | $656M | 93% | 4 | $164M | 0 | 0 |
| M•••••• • C• L•• CRD 108736 | Bryn Mawr, PA | independent RIA | $656M | 100% | 3 | $219M | 0 | 0 |
| R•• • C•• L•• CRD 112172 | St. Helena, CA | independent RIA | $655M | 93% | 0 | Not computed | 0 | 0 |
| M•••••••• F•••••••• A••••••••• L•• CRD 336684 | Macungie, PA | independent RIA | $654M | 97% | 8 | $81.8M | 2 | 0 |
| C•••••• P•••••• I••••••••• A•••••••• I••• CRD 145355 | Ithaca, NY | independent RIA | $654M | 99% | 5 | $131M | 0 | 0 |
| P• N••• F•••••••• S••••••• L•• CRD 333595 | Newtown, PA | independent RIA | $654M | 96% | 6 | $109M | 0 | 0 |
| E•••• W••••• S••••••••• CRD 323814 | Mullica Hill, NJ | independent RIA | $654M | 93% | 9 | $72.6M | 1 | 0 |
| B•• W••••• A•••••••• L•• CRD 164173 | Vernon Hills, IL | independent RIA | $654M | 100% | 15 | $43.6M | 17 | 0 |
| C••••••••• W••••• CRD 142106 | Lake Mary, FL | independent RIA | $653M | 89% | 14 | $46.7M | 3 | 0 |
| C••••••••• C•••••• M••••••••• I••• CRD 118205 | Raleigh, NC | independent RIA | $653M | 98% | 4 | $163M | 0 | 0 |
| W••••••• C•••••• A•••••••• L•• CRD 126520 | Wilmington, DE | independent RIA | $653M | 86% | 6 | $109M | 0 | 0 |
| P••••••• I••••••••• L•• CRD 124776 | Zephyr Cove, NV | independent RIA | $653M | 50% | 7 | $93.2M | 4 | 0 |
| E•••• M•••••••• • M•••••••• L•• CRD 288427 | Stafford, TX | independent RIA | $652M | 98% | 6 | $109M | 1 | 0 |
| B•• W••••• M••••••••• CRD 323928 | Brookfield, WI | independent RIA | $652M | 95% | 6 | $109M | 1 | 0 |
| W•••• A•••• M••••••••• I••• CRD 106267 | Lake Success, NY | independent RIA | $652M | 100% | 1 | $652M | 0 | 0 |
| M•••• A•••• M••••••••• I••• CRD 148123 | Houston, TX | independent RIA | $651M | 51% | 16 | $40.7M | 2 | 0 |
| X••••••• A•••••• P••••••• L•• CRD 334779 | independent RIA | $651M | 69% | 22 | $29.6M | 7 | 0 | |
| B••••••••• F•••••••• G•••• CRD 340683 | Tulsa, OK | independent RIA | $650M | 91% | 2 | $325M | 0 | 0 |
| J•• I••••••••• C••••••• CRD 138004 | mixed wealth | $649M | 45% | 3 | $216M | 0 | 0 | |
| M•••••• P••••••••• P•••••••• L••• CRD 112995 | Wausau, WI | independent RIA | $649M | 96% | 17 | $38.2M | 3 | 0 |
| E•••• L•• CRD 108352 | Deer Park, IL | independent RIA | $649M | 93% | 8 | $81.2M | 2 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.