DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Squire Wealth Advisors CRD 117750 | Orem, UT | independent RIA | $587M | 73% | 12 | $48.9M | 2 | 0 |
| Diversified Financial Advisors, LLC CRD 118261 | Town And Country, MO | mixed wealth | $586M | 34% | 4 | $146M | 0 | 0 |
| O'Keefe Stevens Advisory, Inc. CRD 286338 | independent RIA | $586M | 100% | 4 | $146M | 0 | 0 | |
| K••••••• F•••••••• L•• CRD 309056 | New Haven, CT | independent RIA | $585M | 97% | 4 | $146M | 0 | 0 |
| W••••••••• W••••• M••••••••• L•• CRD 134834 | Alpharetta, GA | independent RIA | $585M | 93% | 5 | $117M | 1 | 0 |
| R•••• F••••••• A•••• M••••••••• CRD 155810 | Los Altos, CA | independent RIA | $585M | 95% | 2 | $292M | 0 | 0 |
| T••• P•••• W••••• A••••••• CRD 323817 | independent RIA | $585M | 97% | 10 | $58.5M | 3 | 0 | |
| K•• P•••••• W••••• M••••••••• CRD 299583 | Houston, TX | independent RIA | $585M | 100% | 5 | $117M | 0 | 5 |
| H•••• G•••• A••••••• L•• CRD 157274 | Columbia, SC | independent RIA | $584M | 59% | 7 | $83.5M | 2 | 0 |
| F••••• A•••••••• L•• CRD 164498 | Wayne, PA | mixed wealth | $584M | 38% | 3 | $195M | 0 | 6 |
| F••••••• P•••••• L•••••• L•• CRD 290298 | Raleigh, NC | independent RIA | $584M | 81% | 19 | $30.7M | 6 | 0 |
| M••••••• M••••••••• G•••• I•• CRD 110284 | St Louis, MO | independent RIA | $584M | 66% | 4 | $146M | 0 | 0 |
| P•••••• A•••••••• L•• CRD 128335 | Atlanta, GA | independent RIA | $584M | 67% | 12 | $48.6M | 1 | 0 |
| P••••••• W••••• A••••••• CRD 308292 | San Diego, CA | independent RIA | $583M | 99% | 5 | $117M | 0 | 0 |
| H••••• B••••• S••••••••• L•• CRD 282712 | Fort Wayne, IN | independent RIA | $583M | 98% | 11 | $53.0M | 4 | 0 |
| M••••• T•••• A••••••• CRD 154744 | Middlebury, VT | independent RIA | $583M | 99% | 4 | $146M | 1 | 0 |
| R••••••••• C•••••• M••••••••• L•• CRD 130985 | Menomonee Falls, WI | independent RIA | $582M | 100% | 7 | $83.2M | 1 | 0 |
| A••••• C•••••• M••••••••• CRD 107501 | Menlo Park, CA | independent RIA | $582M | 96% | 3 | $194M | 0 | 0 |
| B•••• W••••• CRD 340590 | Lemoyne, PA | independent RIA | $582M | 99% | 6 | $97.0M | 0 | 0 |
| S•••••• W••••• M••••••••• I••• CRD 143425 | San Rafael, CA | independent RIA | $582M | 100% | 3 | $194M | 0 | 0 |
| 5• N•••• P•••••• W••••• CRD 325325 | Winter Park, FL | independent RIA | $581M | 93% | 7 | $83.0M | 0 | 0 |
| H••••••• C•••••• A••••••• L• CRD 304230 | New York, NY | mixed wealth | $581M | 25% | 0 | Not computed | 1 | 3 |
| R•• F•••••••• A••••••• I•• CRD 109934 | Dallas, TX | independent RIA | $581M | 86% | 3 | $194M | 0 | 0 |
| K••••••• G••••• P••••••• L•• CRD 153147 | Denver, CO | independent RIA | $581M | 92% | 2 | $290M | 1 | 0 |
| M••••• A••••••• CRD 164913 | Houston, TX | independent RIA | $581M | 97% | 22 | $26.4M | 0 | 0 |
| W•••• F•••••••• CRD 110194 | Appleton, WI | independent RIA | $580M | 98% | 7 | $82.9M | 1 | 0 |
| N•••••••• Q••••••• W••••• M••••••••• CRD 158455 | Bend, OR | independent RIA | $580M | 98% | 2 | $290M | 1 | 0 |
| A••• W••••• M••••••••• L•• CRD 298085 | Toms River, NJ | independent RIA | $580M | 84% | 5 | $116M | 1 | 1 |
| H••••• C•••••• M••••••••• I•• CRD 106224 | Palm Beach, FL | independent RIA | $579M | 92% | 3 | $193M | 0 | 0 |
| E•• W••••• M••••••••• L•• CRD 302075 | Atlanta, GA | independent RIA | $579M | 92% | 10 | $57.9M | 6 | 0 |
| M•••••• W••••• M••••••••• L•• CRD 304520 | Lawrence, KS | independent RIA | $579M | 96% | 4 | $145M | 0 | 0 |
| E••••••• W••••• M••••••••• CRD 312325 | Denver, CO | independent RIA | $579M | 97% | 13 | $44.5M | 1 | 0 |
| O•••• P•••••• W••••• CRD 309684 | Rye Brook, NY | independent RIA | $578M | 93% | 4 | $145M | 4 | 0 |
| J••••••• G•••• I••••••••• A•••••••• I••• CRD 108156 | Stamford, CT | independent RIA | $578M | 100% | 4 | $144M | 0 | 0 |
| V••••••••• L•• CRD 116850 | New York City, NY | mixed wealth | $577M | 21% | 1 | $577M | 1 | 1 |
| B••••• F•••••••• CRD 133623 | Knoxville, TN | independent RIA | $577M | 98% | 7 | $82.4M | 0 | 0 |
| A••••••• I••••••••• C••••••••• L•• CRD 135812 | Minneapolis, MN | independent RIA | $577M | 86% | 5 | $115M | 1 | 0 |
| S•••••• M••••• L•• CRD 20580 | Houston, TX | independent RIA | $576M | 100% | 11 | $52.4M | 1 | 0 |
| G•• I••••••••• CRD 317722 | Leola, PA | independent RIA | $576M | 58% | 3 | $192M | 0 | 0 |
| R•••• W••••• M••••••••• I••• CRD 109638 | Fort Myers, FL | independent RIA | $576M | 100% | 2 | $288M | 2 | 0 |
| S••• A•••••••• L•• CRD 301328 | Edmonds, WA | independent RIA | $575M | 90% | 4 | $144M | 3 | 0 |
| K••••• F•••••••• C••••••••• L•• CRD 108093 | Columbus, OH | independent RIA | $575M | 99% | 2 | $287M | 0 | 0 |
| B•••••••• I•• CRD 117667 | Boise, ID | independent RIA | $574M | 98% | 4 | $143M | 0 | 0 |
| C••••• A••••••• G••••• L•• CRD 151695 | Santa Barbara, CA | independent RIA | $574M | 74% | 3 | $191M | 0 | 0 |
| F•• A•••••••• I••• CRD 286251 | Troy, MI | independent RIA | $573M | 100% | 28 | $20.5M | 4 | 0 |
| B•••••• F•••••••• S•••••••• L•• CRD 140168 | Rock Hill, SC | independent RIA | $573M | 97% | 5 | $115M | 1 | 0 |
| N•••• S•••• P•••••• A•••• M••••••••• L•• CRD 130132 | Lake Forest, IL | independent RIA | $573M | 60% | 4 | $143M | 0 | 0 |
| G••• S••••••• A••••••••• I••• CRD 42186 | Lake Forest, CA | mixed wealth | $572M | 26% | 5 | $114M | 0 | 0 |
| T•• I••••• G••••• L•• CRD 146975 | Arlington, VA | mixed wealth | $572M | 46% | 3 | $191M | 0 | 0 |
| P••••• W••••• P••••••• CRD 332507 | Independence, OH | independent RIA | $572M | 99% | 11 | $52.0M | 2 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.