DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Jacobsen Capital Management CRD 116085 | Salt Lake City, UT | independent RIA | $563M | 99% | 3 | $188M | 0 | 0 |
| Strongbox Wealth, LLC CRD 304952 | Lee'S Summit, MO | independent RIA | $562M | 93% | 4 | $141M | 1 | 0 |
| Beck Capital Management LLC CRD 152705 | Austin, TX | independent RIA | $562M | 99% | 9 | $62.5M | 0 | 0 |
| D••••• • B•••• I••••••••• A••••••• L•• CRD 109318 | Princeton, NJ | independent RIA | $562M | 98% | 4 | $141M | 0 | 0 |
| C•••••• P•••••• W••••• G•••• L•• CRD 283257 | Vienna, VA | independent RIA | $562M | 100% | 7 | $80.3M | 1 | 0 |
| S•• W••••• M••••••••• CRD 284067 | Lathrup Village, MI | independent RIA | $562M | 99% | 5 | $112M | 0 | 0 |
| B••••• T••• A••••••• P••• L••• CRD 340434 | Bangalore, | independent RIA | $562M | 97% | 0 | Not computed | 1 | 1 |
| A•••• W••••• A•••••••• L•• CRD 170462 | Grand Blanc, MI | independent RIA | $561M | 100% | 5 | $112M | 2 | 0 |
| T••••••••• W•••••• L•• CRD 288593 | Sacramento, CA | independent RIA | $561M | 99% | 5 | $112M | 0 | 0 |
| R••••••••• C••••••••• G•••• CRD 300925 | West Des Moines, IA | mixed wealth | $561M | 38% | 5 | $112M | 3 | 0 |
| M••••• P•••••• C•••••• G•••• CRD 285531 | Chicago, IL | independent RIA | $561M | 80% | 3 | $187M | 3 | 4 |
| W•••••••• P•••••••• I••• CRD 21923 | St Louis, MO | independent RIA | $561M | 69% | 4 | $140M | 0 | 0 |
| J••• A• W•••• • A••••••••• I••• CRD 110799 | Portage, MI | independent RIA | $561M | 99% | 1 | $561M | 1 | 0 |
| M•••• W••••• L•• CRD 145402 | Tulsa, OK | independent RIA | $560M | 100% | 4 | $140M | 0 | 0 |
| E•••••••• A•••• M••••••••• L•• CRD 155436 | Wellesley, MA | independent RIA | $560M | 89% | 12 | $46.7M | 5 | 1 |
| A• • I• W••••• M••••••••• CRD 148357 | Lone Tree, CO | independent RIA | $560M | 99% | 10 | $56.0M | 0 | 0 |
| O•••• P••• A•••••••• L•• CRD 338933 | Manhattan Beach, CA | independent RIA | $560M | 97% | 6 | $93.3M | 1 | 0 |
| E••••••• A•••••••• L•• CRD 324925 | The Woodlands, TX | independent RIA | $560M | 100% | 10 | $56.0M | 1 | 0 |
| V•• L•••••• R••••••••• • I••••••••• S••••••• CRD 289463 | Richmond, KY | independent RIA | $559M | 98% | 2 | $280M | 0 | 0 |
| M• K•••• • C•••••• CRD 106749 | Shelburne, VT | independent RIA | $559M | 97% | 5 | $112M | 0 | 0 |
| H••••••• C•••••• CRD 332277 | Mt. Pleasant, SC | independent RIA | $559M | 93% | 10 | $55.9M | 4 | 0 |
| N•••• F•••••••• P•••••••• L•• CRD 173534 | Salt Lake City, UT | independent RIA | $559M | 90% | 5 | $112M | 2 | 0 |
| C•••••• I••••••••• M••••••••• I•• CRD 113917 | Lee'S Summit, MO | independent RIA | $559M | 100% | 5 | $112M | 0 | 0 |
| P•••••• W••••• M••••••••• I••• CRD 150374 | West Palm Beach, FL | independent RIA | $559M | 99% | 3 | $186M | 1 | 0 |
| O••••• W••••• M••••••••• L•• CRD 105707 | Williamsville, NY | independent RIA | $559M | 81% | 2 | $279M | 0 | 0 |
| W••••• S•••••• A••••••• L•• CRD 321031 | Alpharetta, GA | independent RIA | $559M | 100% | 9 | $62.1M | 8 | 0 |
| G••••••• P•••• A•••••••• L•• CRD 148768 | independent RIA | $558M | 100% | 5 | $112M | 3 | 0 | |
| H••••• W••••• CRD 168494 | Charlotte, NC | independent RIA | $558M | 100% | 12 | $46.5M | 2 | 0 |
| P•••••• W••••• A•••••••• I••• CRD 165266 | Omaha, NE | independent RIA | $558M | 91% | 9 | $62.0M | 4 | 1 |
| F•• C•••••• M••••••••• L••••• CRD 146399 | Boca Raton, FL | independent RIA | $558M | 82% | 5 | $112M | 0 | 0 |
| L••• L••• W••••• M••••••••• L•• CRD 171051 | Beverly Hills, CA | independent RIA | $558M | 100% | 5 | $112M | 1 | 0 |
| Q•••••• F•••••••• A••••••• I•• CRD 113563 | Rockville, MD | mixed wealth | $558M | 32% | 10 | $55.8M | 5 | 0 |
| N••••••• I••••••••• M••••••••• I••• CRD 109401 | Minneapolis, MN | independent RIA | $557M | 99% | 6 | $92.9M | 0 | 0 |
| F•••••••• H•••••• W••••• A••••••• CRD 148271 | Winter Park, FL | independent RIA | $557M | 100% | 7 | $79.6M | 0 | 0 |
| E••••• F•••••••• P••••••• L•• CRD 111234 | Madison, WI | independent RIA | $557M | 100% | 4 | $139M | 0 | 0 |
| T•••••• C•••••• M••••••••• L•• CRD 143097 | Santa Barbara, CA | independent RIA | $557M | 78% | 5 | $111M | 2 | 0 |
| H• P••••••• L•• CRD 147400 | Centerbrook, CT | independent RIA | $556M | 97% | 5 | $111M | 0 | 0 |
| W••••••••• C•••••• M••••••••• I•• CRD 110961 | Omaha, NE | independent RIA | $556M | 90% | 3 | $185M | 0 | 0 |
| O•••••••• F•••••••• S••••••• CRD 339739 | Kearney, NE | independent RIA | $556M | 89% | 4 | $139M | 0 | 0 |
| C••••••• W••••• A•••••••• L•• CRD 314466 | Bellevue, WA | independent RIA | $556M | 100% | 7 | $79.4M | 0 | 0 |
| K••••• • A••••••••• CRD 322163 | Altoona, PA | independent RIA | $556M | 96% | 8 | $69.4M | 2 | 0 |
| B•••••• I••••••••• A•••••••• L•• CRD 143733 | Portland, ME | independent RIA | $555M | 74% | 4 | $139M | 0 | 0 |
| O••••••• • C••••••• I••••••••• CRD 132481 | Boston, MA | independent RIA | $555M | 97% | 2 | $278M | 0 | 0 |
| P•••••• W••••• A•••••••• L•• CRD 120358 | New York, NY | independent RIA | $555M | 81% | 6 | $92.5M | 1 | 0 |
| K••••• W••••• M••••••••• L•• CRD 288229 | Memphis, TN | independent RIA | $555M | 100% | 6 | $92.5M | 0 | 0 |
| L•••••• S••••• A••••••• CRD 306882 | Ambler, PA | independent RIA | $555M | 93% | 6 | $92.5M | 0 | 1 |
| S•••••• A•••• M••••••••• L•••••• CRD 115788 | London, | bank affiliated | $555M | 70% | 2 | $277M | 0 | 0 |
| K••••••••• A••••••• L•• CRD 169471 | San Antonio, TX | independent RIA | $555M | 92% | 3 | $185M | 4 | 0 |
| H••••• W••••• M••••••••• CRD 124261 | Melville, NY | independent RIA | $554M | 86% | 4 | $138M | 0 | 0 |
| G••••• V••• I••••••••• A•••••••• L•• CRD 145499 | Greenville, SC | independent RIA | $554M | 100% | 4 | $138M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.