DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Madison Advisory Services, Inc. CRD 132386 | White Plains, NY | independent RIA | $510M | 99% | 11 | $46.3M | 3 | 0 |
| Aspire Private Capital CRD 154116 | Cornelius, NC | independent RIA | $510M | 100% | 8 | $63.7M | 1 | 0 |
| Highbrook Capital Partners CRD 338408 | Atlanta, GA | independent RIA | $509M | 78% | 4 | $127M | 0 | 0 |
| P••••••• W••••• A••••••• CRD 329313 | Holladay, UT | independent RIA | $509M | 78% | 11 | $46.3M | 3 | 0 |
| P••••••• I••••••••• A••••••• CRD 108086 | Tulsa, OK | independent RIA | $508M | 67% | 7 | $72.6M | 0 | 3 |
| •••••• P••••••• CRD 149136 | Baltimore, MD | independent RIA | $508M | 77% | 3 | $169M | 1 | 0 |
| I••••••••• W•••••• L•• CRD 310788 | Tampa, FL | independent RIA | $508M | 97% | 5 | $102M | 1 | 0 |
| F•••••••• D•••••• C••••••••• CRD 14829 | Claremont, CA | independent RIA | $508M | 100% | 3 | $169M | 2 | 0 |
| W••••••••• F•••••••• S•••••••• L•• CRD 130049 | Springfield, VA | independent RIA | $508M | 100% | 5 | $102M | 2 | 0 |
| S•••••• C••••••• L•• CRD 300130 | Darien, CT | independent RIA | $508M | 100% | 1 | $508M | 0 | 0 |
| T•• L•• G••••• I••• CRD 128055 | independent RIA | $507M | 96% | 2 | $254M | 0 | 0 | |
| M••••• W••••• M••••••••• I••• CRD 164330 | independent RIA | $507M | 97% | 4 | $127M | 0 | 0 | |
| P••• H••••• W••••• M••••••••• L•• CRD 317352 | Fairfax, VA | independent RIA | $507M | 100% | 1 | $507M | 0 | 0 |
| H••••••• I••••••••• A••••••• CRD 171155 | Lugano, | independent RIA | $507M | 100% | 0 | Not computed | 0 | 0 |
| B•••• W••••• A•••••••• L•• CRD 116682 | Bellevue, WA | independent RIA | $507M | 98% | 4 | $127M | 0 | 0 |
| K•••••• R••••• W•••••• L•• CRD 301921 | Miami, FL | independent RIA | $507M | 87% | 6 | $84.5M | 2 | 0 |
| C••••• M••••••••• CRD 154894 | Miami, FL | independent RIA | $507M | 58% | 12 | $42.2M | 0 | 0 |
| C•••••••• W•••••• L•• CRD 282196 | C••••••••, OH | independent RIA | $507M | 100% | 3 | $169M | 0 | 0 |
| O••• F•••••••• A•••••••• L•• CRD 134881 | Idaho Falls, ID | independent RIA | $506M | 98% | 7 | $72.3M | 0 | 0 |
| F•••••••• • T•• A••••••••• L•• CRD 119169 | St. Louis, MO | independent RIA | $506M | 74% | 37 | $13.7M | 21 | 0 |
| B••••••••• A••••••• L•• CRD 283972 | East Norriton, PA | independent RIA | $506M | 99% | 4 | $127M | 3 | 0 |
| W•••• C•••••• P••••••• L•• CRD 106721 | Harrison, NY | mixed wealth | $506M | 48% | 0 | Not computed | 0 | 1 |
| F•••• A••••••• N•••••••• L•• CRD 166212 | Atlanta, GA | independent RIA | $506M | 100% | 77 | $6.6M | 62 | 0 |
| M•• W••••• CRD 144994 | Troy, MI | independent RIA | $506M | 99% | 6 | $84.3M | 1 | 0 |
| H•• W••••• M••••••••• L•• CRD 148406 | The Woodlands, TX | independent RIA | $506M | 89% | 3 | $169M | 1 | 0 |
| O••••• C•••••• M••••••••• CRD 127606 | Seattle, WA | independent RIA | $506M | 85% | 1 | $506M | 0 | 0 |
| C••• P• S•••• • C••• L•• CRD 3394 | Worcester, MA | independent RIA | $505M | 99% | 3 | $168M | 0 | 0 |
| B•••••• H••••• W••••• M••••••••• CRD 338986 | Virginia Beach, VA | independent RIA | $505M | 97% | 6 | $84.2M | 2 | 0 |
| L••••••• W••••• L•• CRD 143138 | Minnetonka, MN | independent RIA | $505M | 99% | 4 | $126M | 0 | 0 |
| P••••••••• E••• I••••••••• M••••••••• I••• CRD 119436 | Wayzata, MN | mixed wealth | $505M | 34% | 2 | $253M | 0 | 0 |
| A•••••••• W••••• P•••••••• L•• CRD 299544 | Parsippany, NJ | independent RIA | $505M | 96% | 4 | $126M | 0 | 0 |
| B•••• C•••• F•••••••• A•••••••• L•• CRD 154623 | Mount Olive, NJ | independent RIA | $504M | 100% | 4 | $126M | 3 | 0 |
| F••• C•••••• M••••••••• CRD 315100 | St. Charles, MO | independent RIA | $504M | 100% | 7 | $72.0M | 1 | 0 |
| D•••••• A••••••• CRD 149559 | Salt Lake City, UT | independent RIA | $504M | 96% | 8 | $63.0M | 1 | 0 |
| D••••• W••••• M••••••••• CRD 337471 | Newport Beach, CA | independent RIA | $504M | 97% | 8 | $63.0M | 1 | 0 |
| W••••••••• A•••• M••••••••• I•• CRD 106176 | Los Angeles, CA | independent RIA | $504M | 93% | 3 | $168M | 2 | 0 |
| E•••••• W••••• A•••••••• I••• CRD 152127 | West Linn, OR | independent RIA | $503M | 91% | 7 | $71.9M | 2 | 0 |
| P••••••••• F•••••••• G••••• I••• CRD 339321 | San Ramon, CA | independent RIA | $503M | 98% | 8 | $62.9M | 2 | 0 |
| S••••••• C•••••• C••• CRD 107679 | Sag Harbor, NY | independent RIA | $503M | 94% | 0 | Not computed | 1 | 0 |
| B••••••• C•••••• M••••••••• CRD 110293 | Walnut Creek, CA | independent RIA | $503M | 99% | 2 | $251M | 0 | 0 |
| C•••• W••••• G•••• L•• CRD 299732 | Charlotte, NC | independent RIA | $502M | 97% | 8 | $62.8M | 4 | 0 |
| S•••• F•••••••• CRD 289325 | Horsham, PA | independent RIA | $502M | 91% | 6 | $83.7M | 7 | 0 |
| Q••••••••• P••••••• L•• CRD 165699 | Charlotte, NC | mixed wealth | $502M | 21% | 3 | $167M | 0 | 0 |
| I•••••••• A•••• M••••••••• O• G•••••• I•• CRD 106796 | Atlanta, GA | independent RIA | $502M | 63% | 7 | $71.7M | 1 | 0 |
| F•••• W••••••••• C••••••••• CRD 6681 | Seattle, WA | independent RIA | $501M | 63% | 3 | $167M | 0 | 0 |
| G•••••• A•••••••• I••• CRD 13985 | Middleton, WI | independent RIA | $501M | 100% | 4 | $125M | 0 | 0 |
| F••••• F•••••••• S•••••••• G••••• L•• CRD 172725 | Durango, CO | independent RIA | $501M | 72% | 1 | $501M | 0 | 0 |
| P••••••••• L•• CRD 281456 | mixed wealth | $500M | 35% | 13 | $38.5M | 0 | 0 | |
| H• A••••••• L•• CRD 165200 | Sandy Springs, GA | independent RIA | $500M | 95% | 6 | $83.4M | 0 | 0 |
| P•••••• W••••• S••••••••• L•• CRD 289437 | Calabasas, CA | independent RIA | $500M | 100% | 4 | $125M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.