DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,427 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Signet Investment Advisory Group, Inc. CRD 123910 | Providence, RI | independent RIA | $394M | 97% | 3 | $131M | 0 | 0 |
| Knuff & Company LLC CRD 298203 | Foster City, CA | independent RIA | $394M | 98% | 1 | $394M | 0 | 1 |
| Aj Advisors CRD 321606 | Nashville, TN | independent RIA | $394M | 100% | 3 | $131M | 2 | 0 |
| V••••••• W••••• M••••••••• G••••• I••• | V••••••• Beach, VA | independent RIA | $394M | 100% | 3 | $131M | 0 | 0 |
| B••••••• A•••• M••••••••• L•• | B•••••••, WA | independent RIA | $394M | 94% | 2 | $197M | 0 | 0 |
| •••• A•••• M••••••••• A•• ••• W••••• M••••••••• | Rancho Santa Fe, CA | independent RIA | $393M | 82% | 4 | $98.3M | 0 | 0 |
| C••• W••••• P••••••• L•• | Santa Rosa, CA | independent RIA | $393M | 99% | 5 | $78.6M | 3 | 0 |
| P•••••• F••••• W••••• A••••••• | Atlanta, GA | independent RIA | $393M | 98% | 2 | $197M | 0 | 0 |
| C••••• W••••• L•• | Greenwood Village, CO | independent RIA | $393M | 100% | 4 | $98.3M | 0 | 0 |
| K•• C•••••• M••••••••• I••• | Hendersonville, TN | independent RIA | $393M | 99% | 12 | $32.7M | 4 | 0 |
| B•••••• F•••••••• G•••• | Downers Grove, IL | independent RIA | $393M | 100% | 5 | $78.6M | 2 | 0 |
| D••••••• • C•• | Minneapolis, MN | independent RIA | $393M | 81% | 4 | $98.2M | 0 | 0 |
| A••••• A••••••• | Madison, WI | independent RIA | $393M | 87% | 7 | $56.1M | 0 | 0 |
| P•••••••• C•••••• P••••••• L•• | Lake Oswego, OR | independent RIA | $393M | 98% | 6 | $65.4M | 1 | 0 |
| F••••• W••••• P•••••••• L•• | Matthews, NC | independent RIA | $392M | 93% | 6 | $65.4M | 0 | 0 |
| S••••• W••••• | Englewood, FL | independent RIA | $392M | 95% | 5 | $78.5M | 3 | 0 |
| D••••• W••••• M••••••••• | Needham, MA | independent RIA | $392M | 100% | 4 | $98.1M | 5 | 0 |
| E••••••• C•••••• M••••••••• | Charlotte, NC | independent RIA | $392M | 83% | 3 | $131M | 0 | 0 |
| S•• F•••••••• S•••••••• I••• | Overland Park, KS | independent RIA | $392M | 89% | 4 | $98.1M | 1 | 0 |
| C••••• C•••••• M••••••••• L••••• | C•••••, CA | independent RIA | $392M | 97% | 0 | Not computed | 0 | 0 |
| P••• M•••••• • A••••••••• I••• | Marietta, GA | independent RIA | $392M | 92% | 2 | $196M | 0 | 0 |
| S•• I••••••••• A•••••••• I••• | Missoula, MT | independent RIA | $392M | 87% | 15 | $26.1M | 0 | 0 |
| S•••••• A••••••••• L••• | New York, NY | independent RIA | $392M | 100% | 41 | $9.5M | 8 | 0 |
| M••• C•••••• M••••••••• L•• | Knoxville, TN | independent RIA | $392M | 88% | 0 | Not computed | 0 | 1 |
| W••••• Q••••••••• L•• | Toms River, NJ | independent RIA | $391M | 99% | 5 | $78.3M | 14 | 0 |
| M••••••• K•••••• • W••••• I•• | Middletown, CT | independent RIA | $391M | 88% | 3 | $130M | 0 | 0 |
| O••••• P••••••• W••••• M••••••••• | Jeffersonville, IN | independent RIA | $391M | 89% | 7 | $55.9M | 2 | 0 |
| E••••• F•••••••• N••••••• I••• | Fort Washington, PA | independent RIA | $391M | 100% | 17 | $23.0M | 18 | 0 |
| P••• O•• P•••••• W••••• A••••••• | Houston, TX | independent RIA | $391M | 98% | 7 | $55.8M | 1 | 0 |
| P••••• • B••••• C•••••• A•••••••• L•• | independent RIA | $391M | 89% | 1 | $391M | 1 | 0 | |
| 1••• W••••• L•• | Sandy Springs, GA | independent RIA | $391M | 70% | 2 | $195M | 0 | 0 |
| E•••• I••••••••• A•••••••• L••••• | Baton Rouge, LA | independent RIA | $391M | 91% | 3 | $130M | 0 | 0 |
| H•••••••• W••••• A••••••• • N•• L•• | Holmdel, NJ | independent RIA | $391M | 99% | 1 | $391M | 1 | 0 |
| P•••• W••••• M••••••••• | San Diego, CA | independent RIA | $391M | 93% | 3 | $130M | 0 | 0 |
| S••••• W••••• M••••••••• L•• | Los Angeles, CA | independent RIA | $391M | 100% | 3 | $130M | 1 | 0 |
| H••••• D••••••• • A••••••••• I•• | Los Angeles, CA | independent RIA | $391M | 92% | 4 | $97.6M | 0 | 0 |
| I••••••• F•••••••• P••••••• G••••• L•• | Carmel, IN | independent RIA | $390M | 99% | 11 | $35.5M | 6 | 0 |
| 1••• A•••••••• A••••••• L•• | New York, NY | independent RIA | $390M | 74% | 0 | Not computed | 0 | 1 |
| A••••• I••••••••• L•• | New York, NY | independent RIA | $390M | 100% | 8 | $48.8M | 0 | 0 |
| P•••••• M•• I••••••••• M••••••••• | Lousiville, CO | independent RIA | $390M | 96% | 3 | $130M | 0 | 0 |
| D•••• I••••••••• P•••••••• L•• | Charlotte, NC | independent RIA | $390M | 100% | 2 | $195M | 0 | 0 |
| H••• C•••••• M••••••••• L•• | Walnut Creek, CA | mixed wealth | $390M | 30% | 0 | Not computed | 0 | 0 |
| L••••• F•••••••• A••••••• I•• | Pittsburgh, PA | independent RIA | $390M | 97% | 3 | $130M | 0 | 0 |
| N•••• C•••••• L•• | Austin, TX | independent RIA | $390M | 94% | 2 | $195M | 0 | 1 |
| J•• C•••••• M••••••••• I••• | Columbia, MO | independent RIA | $390M | 97% | 1 | $390M | 0 | 0 |
| P•••••• P•••• A•••••••• L•• | San Diego, CA | independent RIA | $390M | 78% | 6 | $64.9M | 0 | 2 |
| G•••• R•••• W••••• P••••••• L•• | Montville, NJ | independent RIA | $390M | 95% | 5 | $77.9M | 0 | 0 |
| I• O• C•••••• | Miami, FL | independent RIA | $389M | 100% | 5 | $77.9M | 1 | 0 |
| S•••••• A•• L•• | Rockledge, FL | mixed wealth | $389M | 22% | 3 | $130M | 4 | 0 |
| A••••• A•••••••• L•• | Sacramento, CA | independent RIA | $389M | 96% | 9 | $43.2M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.