DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
564 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Keller Financial Group CRD 328195 | Camp Hill, PA | independent RIA | $135M | 98% | 2 | $67.7M | 1 | 0 |
| Elm Capital Management LLC CRD 294012 | Pittsburgh, PA | independent RIA | $133M | 100% | 6 | $22.2M | 1 | 0 |
| Nest Egg CRD 286024 | Conshohocken, PA | independent RIA | $132M | 99% | 9 | $14.6M | 0 | 0 |
| W••••• I••••••••• M••••••••• I•• CRD 106991 | Wyomissing, PA | independent RIA | $130M | 93% | 2 | $65.1M | 0 | 0 |
| C•• W••••• A•••••••• I••• CRD 311273 | Frazer, PA | independent RIA | $129M | 95% | 2 | $64.7M | 0 | 0 |
| A•••••••• W••••• M••••••••• L•• CRD 318056 | Yardley, PA | independent RIA | $129M | 100% | 5 | $25.9M | 0 | 0 |
| D•••••••• F•••••••• G••••• I••• CRD 149332 | East Norriton, PA | independent RIA | $129M | 97% | 2 | $64.4M | 0 | 0 |
| G••••••• C••••••• L•• CRD 156015 | Wexford, PA | independent RIA | $128M | 100% | 4 | $32.0M | 0 | 0 |
| C•••••••• A••••••• G•••• CRD 116517 | Chadds Ford, PA | independent RIA | $128M | 100% | 4 | $31.9M | 1 | 0 |
| D••••• I••••••••• L•• CRD 290284 | Bryn Mawr, PA | asset manager | $125M | 0.0% | 2 | $62.4M | 0 | 0 |
| W•••••••• C•••••• A••••••• L•• CRD 151862 | Berwyn, PA | independent RIA | $124M | 100% | 3 | $41.4M | 0 | 0 |
| I• W••••• P••••••• CRD 307379 | Blue Bell, PA | independent RIA | $124M | 100% | 9 | $13.8M | 0 | 0 |
| S••••••••• F••••••••• L•• CRD 143052 | Wyomissing, PA | independent RIA | $124M | 100% | 2 | $61.8M | 1 | 0 |
| D••••• C•••••• M••••••••• CRD 108232 | Collegeville, PA | independent RIA | $123M | 100% | 3 | $41.1M | 1 | 0 |
| V•••••••• L•• CRD 169624 | Radnor, PA | independent RIA | $122M | 99% | 0 | n/a | 1 | 0 |
| C••••••• S••••• I••••••••• C••••••• L•• CRD 309741 | Lancaster, PA | independent RIA | $120M | 100% | 3 | $39.8M | 0 | 0 |
| F•••••••• C•••••• L•• CRD 340927 | West Conshohocken, PA | asset manager | $118M | 0.0% | 0 | n/a | 0 | 0 |
| M••••••• F•••••••• CRD 282443 | Brookville, PA | independent RIA | $117M | 97% | 4 | $29.3M | 0 | 0 |
| T•••••• A••••••• I•• CRD 108920 | Doylestown, PA | independent RIA | $117M | 100% | 1 | $117M | 0 | 0 |
| O••••• R••• E••••• A••••••• I•• CRD 107209 | Pittsburgh, PA | asset manager | $117M | 0.0% | 0 | n/a | 0 | 1 |
| A•••• S••••••• R••••••••• P••• C••••••••• L•• CRD 147982 | Camp Hill, PA | independent RIA | $116M | 96% | 4 | $29.1M | 0 | 0 |
| O•• F•••••••• CRD 158989 | Bryn Mawr, PA | institutional | $115M | 6.0% | 0 | n/a | 0 | 0 |
| A•• P•••••• W••••• CRD 338631 | Lancaster, PA | independent RIA | $114M | 97% | 5 | $22.7M | 0 | 0 |
| S••••••• W••••• A••••••• L•• CRD 157930 | Philadelphia, PA | independent RIA | $112M | 100% | 2 | $55.8M | 3 | 0 |
| S•••••• W••••• M••••••••• L•• CRD 299094 | Wexford, PA | independent RIA | $110M | 99% | 14 | $7.9M | 14 | 0 |
| M••••••• I••••••••• A•••••••• L•• CRD 159045 | Wynnewood, PA | asset manager | $110M | 1.8% | 2 | $55.0M | 0 | 0 |
| P••• S•••• P••••••• L•• CRD 145265 | Erie, PA | asset manager | $110M | 0.0% | 7 | $15.7M | 2 | 1 |
| A• B••••• W•• F••••••••• L•• CRD 304914 | Allentown, PA | independent RIA | $109M | 100% | 6 | $18.2M | 0 | 0 |
| S•• A•••••••• L•• CRD 307155 | Huntingdon Valley, PA | asset manager | $108M | 0.0% | 0 | n/a | 0 | 0 |
| O••••• F•••••••• CRD 333778 | Erie, PA | independent RIA | $107M | 99% | 9 | $11.9M | 0 | 0 |
| O••••• CRD 304763 | Doylestown, PA | independent RIA | $105M | 100% | 2 | $52.4M | 0 | 0 |
| H••••••••• A•••• M••••••••• I••• CRD 141884 | Pittsburgh, PA | independent RIA | $104M | 100% | 3 | $34.8M | 1 | 0 |
| M•••••• T••••••••• L•• CRD 316221 | Pittsburgh, PA | independent RIA | $103M | 65% | 9 | $11.4M | 0 | 0 |
| R••••• R•••• W••••• M••••••••• CRD 316942 | Radnor, PA | independent RIA | $100M | 100% | 1 | $100M | 1 | 0 |
| M••••• R••••• A•••••••• L•• CRD 158507 | Wynnewood, PA | asset manager | $99.3M | 0.0% | 0 | n/a | 0 | 3 |
| B•••••••• A•••••••• I••• CRD 122389 | Wyomissing, PA | independent RIA | $97.1M | 96% | 2 | $48.5M | 0 | 0 |
| C•••••• I••••••••• L•• CRD 141323 | Pittsburgh, PA | independent RIA | $93.2M | 100% | 4 | $23.3M | 4 | 0 |
| X•••• CRD 314283 | Philadelphia, PA | asset manager | $92.3M | 0.0% | 0 | n/a | 0 | 1 |
| W••••••• CRD 299248 | Conshohocken, PA | independent RIA | $87.8M | 88% | 5 | $17.6M | 0 | 0 |
| P••••••••• P••••••• C•••••• M••••••••• L•• CRD 294016 | Bala Cynwyd, PA | independent RIA | $61.2M | 90% | 3 | $20.4M | 1 | 0 |
| N••••••• I••••••••• L•• CRD 323829 | Radnor, PA | asset manager | $44.7M | 0.0% | 2 | $22.4M | 1 | 2 |
| G•••• L•• CRD 151138 | W. Conshohocken, PA | independent RIA | $33.6M | 100% | 1 | $33.6M | 0 | 0 |
| E•••••• A•••••••• L•• CRD 139061 | Leola, PA | institutional | $29.3M | 0.0% | 0 | n/a | 1 | 0 |
| G••••• B••• A••••••• CRD 298176 | West Chester, PA | other | $28.8M | 0.0% | 1 | $28.8M | 0 | 0 |
| E•••••• S••••••• A•••••• M••••••••• L•• CRD 150202 | Leola, PA | asset manager | $21.3M | 0.0% | 0 | n/a | 0 | 1 |
| P•••••••• F•••• L•• CRD 156974 | Newtown, PA | asset manager | $17.0M | 0.0% | 0 | n/a | 0 | 0 |
| H••••• P•••••• C•••••• A•••••••• L•• CRD 333651 | Pittsburgh, PA | asset manager | $16.4M | 0.0% | 0 | n/a | 1 | 2 |
| B•••• A••••••• S•••••••• L•• CRD 153659 | Canonsburg, PA | mixed wealth | $2.4M | 32% | 1 | $2.4M | 0 | 0 |
| W••••• M••• E••••••••• I••• CRD 324763 | Philadelphia, PA | independent RIA | $99,736 | 100% | 6 | $16,623 | 5 | 0 |
| A•• F••••••••• L•• CRD 285183 | Bala Cynwyd, PA | no RAUM | $0 | n/a | 15 | n/a | 30 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.