DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,082 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Alterna Equity Partners Management LLC CRD 313985 | Fort Lauderdale, FL | asset manager | $228M | 0.0% | 0 | Not computed | 0 | 3 |
| Naples Wealth Planning CRD 330316 | Bonita Springs, FL | independent RIA | $227M | 100% | 8 | $28.4M | 0 | 0 |
| Align Private Capital CRD 304506 | Sarasota, FL | asset manager | $226M | 0.0% | 0 | Not computed | 1 | 2 |
| E•••••••• A••••••• P••••••• L•• CRD 312170 | Orlando, FL | independent RIA | $226M | 100% | 3 | $75.3M | 1 | 0 |
| A•••••• I••••••••• C••••••••• I••• CRD 281413 | Coral Gables, FL | independent RIA | $226M | 98% | 2 | $113M | 0 | 0 |
| D••••• C••••••• L•• CRD 158122 | Coral Gables, FL | independent RIA | $226M | 100% | 1 | $226M | 0 | 0 |
| W•••• C•••••• A••••••• L•• CRD 154782 | Miami, FL | asset manager | $226M | 2.7% | 4 | $56.4M | 1 | 2 |
| O•••••• F•••••••• A•••••••• I••• CRD 307787 | Miami, FL | mixed wealth | $226M | 34% | 1 | $226M | 0 | 0 |
| T•• T••••• C••••••• L•• CRD 298570 | Tampa, FL | independent RIA | $225M | 100% | 1 | $225M | 0 | 0 |
| B••••••••• CRD 311553 | Naples, FL | asset manager | $225M | 2.5% | 0 | Not computed | 2 | 2 |
| A••••• P•••••• W••••• CRD 328952 | Boca Raton, FL | independent RIA | $224M | 100% | 3 | $74.8M | 0 | 0 |
| O••• W••••• M••••••••• L•• CRD 310053 | New Port Richey, FL | independent RIA | $224M | 76% | 1 | $224M | 1 | 0 |
| B••••• L••• W••••• M••••••••• L•• CRD 286494 | The Villages, FL | independent RIA | $224M | 99% | 2 | $112M | 0 | 0 |
| S••••••• W••••• A•••••••• I••• CRD 124121 | Plantation, FL | independent RIA | $224M | 100% | 3 | $74.5M | 2 | 0 |
| R••••••••• F••••• O••••••• L•• CRD 171584 | Naples, FL | independent RIA | $221M | 75% | 2 | $111M | 0 | 0 |
| L••• A••••••• P••••••• CRD 326594 | Coral Gables, FL | independent RIA | $221M | 100% | 3 | $73.8M | 0 | 0 |
| P••••• I••••••••• M••••••••• CRD 310149 | Bradenton, FL | independent RIA | $221M | 62% | 2 | $110M | 0 | 0 |
| A••• M••••••••• L•• CRD 172457 | Clearwater, FL | asset manager | $220M | 0.0% | 0 | Not computed | 7 | 0 |
| M••••• I••••••••• L•• CRD 285560 | Port St Lucie, FL | independent RIA | $219M | 99% | 11 | $19.9M | 10 | 0 |
| I••••••• I••••••••• L•• CRD 154872 | Maitland, FL | asset manager | $218M | 0.0% | 0 | Not computed | 0 | 0 |
| M••• R•••• C•••••• M••••••••• L• CRD 304145 | Coral Gables, FL | asset manager | $218M | 0.0% | 0 | Not computed | 0 | 1 |
| W••••••••• A•••• M••••••••• L•• CRD 174901 | Destin, FL | independent RIA | $217M | 95% | 5 | $43.5M | 2 | 0 |
| D•••• A••••••• G••••• I••• CRD 105966 | Maitland, FL | independent RIA | $216M | 100% | 5 | $43.3M | 1 | 0 |
| S•• A•••• A•••• A••••••• CRD 295839 | Boca Raton, FL | independent RIA | $216M | 72% | 2 | $108M | 0 | 0 |
| P•••• W••••• P•••••••• L•• CRD 330058 | Winter Park, FL | independent RIA | $214M | 100% | 1 | $214M | 0 | 0 |
| G••••• T•••• W••••• M••••••••• L•• CRD 333458 | West Palm Beach, FL | independent RIA | $214M | 100% | 3 | $71.2M | 0 | 0 |
| G••• • C•••••• I••••••••• M••••••••• I••• CRD 120084 | Jacksonville, FL | independent RIA | $214M | 97% | 3 | $71.2M | 0 | 0 |
| A••••••• F••••• W•••••• L•• CRD 171062 | Coral Gables, FL | independent RIA | $210M | 84% | 2 | $105M | 0 | 0 |
| P••• P••••••• I• L•• CRD 327575 | Miami, FL | asset manager | $210M | 0.0% | 0 | Not computed | 1 | 7 |
| A••••••• I••••••• S••••••• L•• CRD 173134 | Miami, FL | mixed wealth | $210M | 31% | 7 | $30.0M | 2 | 0 |
| S••••••• W••••• M••••••••• L•• CRD 317453 | Coral Gables, FL | other | $210M | 0.8% | 3 | $69.9M | 0 | 0 |
| I•• W••••• M••••••••• I••• CRD 285966 | Jacksonville, FL | independent RIA | $210M | 100% | 7 | $30.0M | 0 | 0 |
| S••••••• I••••••••• M••••••••• L•• CRD 316579 | Coral Gables, FL | independent RIA | $210M | 88% | 3 | $69.9M | 0 | 0 |
| S••••••• A••••••• CRD 308154 | Naples, FL | other | $209M | 19% | 3 | $69.6M | 1 | 0 |
| U••• A••••••• CRD 170846 | Miami, FL | mixed wealth | $208M | 31% | 10 | $20.8M | 0 | 0 |
| G•••••••• P•••••• C•••••• M••••••••• I••• CRD 172205 | Sarasota, FL | mixed wealth | $208M | 49% | 2 | $104M | 0 | 0 |
| F•• I••••••••• L•• CRD 338887 | Tampa, FL | independent RIA | $207M | 100% | 9 | $23.0M | 0 | 0 |
| S••••••••• W••••• M••••••••• G•••• L•• CRD 309796 | Juno Beach, FL | independent RIA | $207M | 92% | 3 | $68.9M | 0 | 0 |
| S•• G•••• L•• CRD 330219 | West Palm Beach, FL | asset manager | $206M | 0.0% | 0 | Not computed | 0 | 1 |
| 0•• I••••••••• L•• CRD 328334 | Miami, FL | asset manager | $205M | 0.0% | 0 | Not computed | 0 | 3 |
| F••••• F•••••••• S•••••••• I••• CRD 144473 | Melbourne, FL | independent RIA | $205M | 88% | 4 | $51.2M | 0 | 0 |
| G••••••• W••••• A••••••• CRD 339708 | Miami, FL | independent RIA | $204M | 99% | 2 | $102M | 1 | 0 |
| G•••• C•••••• M••••••••• L•• CRD 122056 | Palm Beach Gardens, FL | independent RIA | $204M | 71% | 0 | Not computed | 0 | 0 |
| A•••••• C•••• I••••••••• A•••••• CRD 323267 | Miami, FL | mixed wealth | $204M | 37% | 6 | $34.0M | 0 | 0 |
| M•••••••• I••••••••• A•••••••• L•• CRD 132221 | Naples, FL | independent RIA | $203M | 100% | 8 | $25.4M | 7 | 0 |
| S••••• R•••••••• I••• CRD 151948 | Boca Raton, FL | independent RIA | $203M | 94% | 1 | $203M | 0 | 1 |
| C••••••• F•••••••• P•••••••• L•• CRD 142889 | Fort Myers, FL | independent RIA | $203M | 100% | 2 | $101M | 2 | 0 |
| B••••• P••••• I••••••••• A•••••• L•• CRD 288563 | Miami, FL | mixed wealth | $202M | 48% | 13 | $15.5M | 2 | 0 |
| L•••• O•• F••• CRD 316294 | Miami, FL | asset manager | $202M | 0.0% | 0 | Not computed | 0 | 2 |
| S••• W••••• A•••••••• L•• CRD 337371 | Miami, FL | independent RIA | $201M | 97% | 1 | $201M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.