RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Fortune 45, LLC. CRD 170693 | Gonzales, LA | independent RIA | $238M | 97% | 3 | $79.2M | 0 | 0 |
| Dumaine Investments LLC CRD 306481 | New Orleans, LA | independent RIA | $227M | 67% | 2 | $113M | 0 | 0 |
| Apex Capital Management, L.L.C. CRD 117059 | Lafayette, LA | independent RIA | $225M | 89% | 4 | $56.3M | 2 | 0 |
| E•••••• C•••••• A••••••••• CRD 124471 | New Orleans, LA | mixed wealth | $214M | 37% | 2 | $107M | 0 | 1 |
| R•••••• R••••••• • M•••• M••••••••• L••••• CRD 113181 | Metairie, LA | independent RIA | $211M | 99% | 6 | $35.2M | 1 | 0 |
| C••••••• S••••••• L••• CRD 106633 | Metairie, LA | independent RIA | $210M | 87% | 4 | $52.5M | 0 | 0 |
| K• C•••••• M••••••••• L•• CRD 164500 | Saint Francisville, LA | independent RIA | $200M | 91% | 10 | $20.0M | 1 | 0 |
| A••••••••• CRD 142202 | Baton Rouge, LA | independent RIA | $199M | 100% | 3 | $66.5M | 7 | 1 |
| B••••••••• W••••• M••••••••• L••••• CRD 336024 | New Orleans, LA | independent RIA | $196M | 72% | 3 | $65.4M | 0 | 0 |
| T•• A••••• C••••••••• G••••• L•• CRD 156062 | Thibodaux, LA | independent RIA | $192M | 100% | 2 | $96.1M | 2 | 0 |
| V•••• C•••••• M••••••••• L•• CRD 298727 | Monroe, LA | independent RIA | $192M | 75% | 3 | $64.1M | 1 | 0 |
| S•••••• W••••• M••••••••• G•••• CRD 170903 | Mandeville, LA | independent RIA | $191M | 100% | 2 | $95.7M | 0 | 0 |
| A•••• C••••••• L•• CRD 167961 | Lafayette, LA | independent RIA | $176M | 98% | 2 | $88.1M | 1 | 0 |
| L•••• C•••••• G•••• CRD 335733 | Shreveport, LA | independent RIA | $166M | 97% | 3 | $55.3M | 0 | 0 |
| G•••• C••• • W••••• A•••••••• L•• CRD 117104 | Opelousas, LA | independent RIA | $161M | 89% | 9 | $17.9M | 2 | 0 |
| K••••• F•••••••• G••••• L•• CRD 282747 | Mandeville, LA | independent RIA | $160M | 93% | 4 | $40.1M | 1 | 0 |
| P••••••• A•••• M••••••••• G••••• C••••••••• ••••• CRD 109965 | Shreveport, LA | independent RIA | $156M | 86% | 2 | $78.2M | 0 | 0 |
| S•••• W••••• P••••••• L•• CRD 308429 | Lafayette, LA | independent RIA | $143M | 100% | 7 | $20.4M | 1 | 0 |
| B•••••••• F•••••••• G••••• L•• CRD 123724 | Kaplan, LA | independent RIA | $139M | 100% | 1 | $139M | 1 | 0 |
| H••••• A•• C••••••• I••• CRD 10385 | Baton Rouge, LA | independent RIA | $137M | 100% | 3 | $45.7M | 2 | 0 |
| F••••••• F•••••••• G•••• CRD 152609 | West Monroe, LA | independent RIA | $133M | 100% | 3 | $44.3M | 0 | 0 |
| C••••••• C••• R••••••••• G•••• CRD 146666 | Metairie, LA | independent RIA | $131M | 100% | 4 | $32.7M | 2 | 0 |
| J•• F•••••••• • T•• A••••••• G••••• L•• CRD 174358 | Baton Rouge, LA | independent RIA | $130M | 100% | 2 | $65.2M | 1 | 0 |
| C••••••••• • A••••••••• CRD 117369 | Shreveport, LA | independent RIA | $130M | 95% | 3 | $43.2M | 2 | 0 |
| P•••••• I••••••••• A•••••••• L•• CRD 313227 | Baton Rouge, LA | independent RIA | $129M | 71% | 11 | $11.7M | 4 | 0 |
| D••••• A•••• M••••••••• L•• CRD 141546 | New Orleans, LA | mixed wealth | $121M | 29% | 2 | $60.4M | 0 | 0 |
| A••••••• F•••••••• L•• CRD 305954 | Covington, LA | independent RIA | $103M | 94% | 2 | $51.7M | 0 | 0 |
| E•••• V•••• C••••••• L•• CRD 310696 | New Orleans, LA | independent RIA | $57.4M | 64% | 1 | $57.4M | 0 | 0 |
| C••••• I••••••••• M••••••••• C••••••• L•• CRD 140088 | Metairie, LA | independent RIA | $4.7M | 100% | 8 | $581,401 | 7 | 0 |
| C••••• W••••• M••••••••• CRD 342791 | Metairie, LA | no RAUM | $0 | n/a | 2 | n/a | 0 | 0 |
| R•••• R••• W••••• M••••••••• L•• CRD 343684 | New Orleans, LA | no RAUM | $0 | n/a | 2 | n/a | 0 | 0 |
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