RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Jm2 Capital Inc. CRD 292351 | Edmond, OK | independent RIA | $238M | 82% | 3 | $79.5M | 0 | 0 |
| Sustainable Advisors Alliance LLC CRD 312061 | Tulsa, OK | independent RIA | $235M | 98% | 9 | $26.1M | 6 | 0 |
| Adaptation Financial Advisors Inc. CRD 309192 | Oklahoma City, OK | independent RIA | $234M | 100% | 4 | $58.4M | 2 | 0 |
| D••••••••• C•••••• CRD 128636 | Tulsa, OK | independent RIA | $225M | 98% | 7 | $32.1M | 0 | 0 |
| A•••• M••••••••• A•••••••• L•• CRD 111309 | Oklahoma City, OK | independent RIA | $221M | 99% | 3 | $73.8M | 0 | 0 |
| H••••• W•••••• I••• CRD 145570 | Edmond, OK | independent RIA | $221M | 100% | 2 | $110M | 0 | 0 |
| R••••• S•••••• C•••••• M••••••••• L•• CRD 118588 | Tulsa, OK | independent RIA | $219M | 91% | 3 | $73.0M | 0 | 0 |
| M•••••• C•••••• A•••••••• I••• CRD 164549 | Bethany, OK | independent RIA | $202M | 98% | 4 | $50.6M | 0 | 0 |
| J• M• B•••• F•••••••• P••••••• CRD 118427 | Tulsa, OK | independent RIA | $202M | 100% | 6 | $33.7M | 0 | 0 |
| R••••••• W••••• M••••••••• L•• CRD 311525 | Oklahoma City, OK | independent RIA | $188M | 100% | 4 | $46.9M | 0 | 0 |
| S••••• W••••• G••••• L•• CRD 166118 | Tulsa, OK | independent RIA | $182M | 100% | 3 | $60.8M | 4 | 0 |
| C••••••••• F•••••••• P••••••• I•• CRD 109822 | Oklahoma City, OK | independent RIA | $176M | 100% | 1 | $176M | 0 | 0 |
| M•••••• C•••••• CRD 172367 | Tulsa, OK | independent RIA | $175M | 98% | 1 | $175M | 0 | 0 |
| S•••••• F••••••••• L•• CRD 166927 | Tulsa, OK | independent RIA | $175M | 98% | 4 | $43.7M | 1 | 0 |
| S•••• W••••• M••••••••• L•• CRD 159367 | Oklahoma City, OK | independent RIA | $174M | 88% | 1 | $174M | 0 | 0 |
| R••• C•••• A••••••• • C•••••• CRD 289371 | Bixby, OK | independent RIA | $171M | 100% | 3 | $57.1M | 1 | 0 |
| G• D•••••• M••••••• CRD 118511 | Oklahoma City, OK | independent RIA | $170M | 95% | 3 | $56.7M | 0 | 0 |
| P••••••• P•••••• W••••• M••••••••• CRD 217514 | Bethany, OK | independent RIA | $167M | 86% | 2 | $83.5M | 2 | 0 |
| A••••••• F•••••••• A•••••••• I••• CRD 129927 | Bartlesville, OK | independent RIA | $163M | 100% | 3 | $54.4M | 0 | 0 |
| F••••• F•••••••• A••••••• S•••••••• I••• CRD 105506 | Oklahoma City, OK | independent RIA | $162M | 100% | 3 | $54.1M | 0 | 0 |
| F•••••• E• R•••••• I••••••••• M••••••••• C•• CRD 108886 | Tulsa, OK | independent RIA | $137M | 89% | 1 | $137M | 0 | 0 |
| R••• F••••••••• L•• CRD 172646 | Bartlesville, OK | independent RIA | $135M | 100% | 2 | $67.7M | 0 | 0 |
| L•••••• A•••• M••••••••• CRD 126193 | Tulsa, OK | independent RIA | $134M | 100% | 2 | $67.2M | 0 | 0 |
| E••• W••••• M••••••••• L•• CRD 297643 | Oklahoma City, OK | independent RIA | $121M | 97% | 3 | $40.3M | 1 | 0 |
| 1••••• L•• CRD 323398 | Tulsa, OK | independent RIA | $121M | 85% | 4 | $30.1M | 4 | 0 |
| C•••••• C•••••• M••••••••• L•• CRD 150170 | Mcalester, OK | independent RIA | $119M | 94% | 3 | $39.7M | 1 | 0 |
| C••••••••• F•••••••• S••••••• CRD 134318 | Edmond, OK | independent RIA | $113M | 100% | 3 | $37.7M | 0 | 0 |
| L•• P•••••• W•••••• L•• CRD 339946 | Oklahoma City, OK | independent RIA | $109M | 70% | 3 | $36.2M | 0 | 0 |
| T•• P•••••• W•••••• L•• CRD 340979 | Tulsa, OK | independent RIA | $104M | 100% | 2 | $52.1M | 0 | 0 |
| S••••• C•••••• A••••••••• L•• CRD 165754 | Bartlesville, OK | mixed wealth | $90.3M | 33% | 0 | n/a | 0 | 5 |
| E••• H••• L•• CRD 329728 | Oklahoma City, OK | asset manager | $55.9M | 0.0% | 0 | n/a | 0 | 0 |
| N••••• A••••••• F••• A••••••• L•• CRD 108149 | Tulsa, OK | other | $38.9M | 0.0% | 3 | $13.0M | 0 | 0 |
| O•• C•••• P•••••• W••••• M••••••••• L•• CRD 306851 | Tulsa, OK | independent RIA | $4.3M | 100% | 1 | $4.3M | 0 | 0 |
| H••••• • A••••••••• W••••• M••••••••• L•• CRD 343176 | Tulsa, OK | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
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