DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,869 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Sandbridge Investment Management, LLC CRD 169112 | Los Angeles, CA | asset manager | $282M | 0.0% | 0 | Not computed | 0 | 6 |
| Miller Avenue Advisors LLC CRD 313523 | Mill Valley, CA | independent RIA | $281M | 100% | 3 | $93.7M | 0 | 0 |
| Family Financial CRD 316723 | Manhattan Beach, CA | independent RIA | $280M | 88% | 2 | $140M | 1 | 0 |
| W•• A••••••• I••• CRD 133611 | Culver City, CA | independent RIA | $280M | 72% | 2 | $140M | 0 | 0 |
| V••••• C•••••• W••••• CRD 154899 | Santa Monica, CA | independent RIA | $280M | 99% | 4 | $70.0M | 0 | 0 |
| F••••• P•••• C•••••• L•• CRD 339729 | San Francisco, CA | other | $280M | 0.0% | 0 | Not computed | 2 | 2 |
| C•••••• F•••••••• L•• CRD 319579 | Millbrae, CA | independent RIA | $280M | 100% | 2 | $140M | 0 | 0 |
| M••••• W••••• M••••••••• I••• CRD 318592 | Anaheim, CA | independent RIA | $279M | 100% | 12 | $23.3M | 4 | 0 |
| A••••••• D•••••••• I••••••••• A•••••••• L•• CRD 301331 | Los Angeles, CA | asset manager | $279M | 0.0% | 0 | Not computed | 0 | 3 |
| K••• I••••••••• M••••••••• L•• CRD 323149 | San Francisco, CA | asset manager | $279M | 0.0% | 1 | $279M | 0 | 0 |
| S••••••••• P••••••• CRD 330218 | Venice, CA | asset manager | $279M | 0.0% | 0 | Not computed | 0 | 1 |
| V••••• W••••• A•••••••• L•• CRD 126742 | Sausalito, CA | independent RIA | $279M | 100% | 2 | $139M | 2 | 0 |
| S••••••• F•••••••• M••••••••• CRD 127746 | San Rafael, CA | independent RIA | $278M | 100% | 2 | $139M | 0 | 0 |
| F•••••• F•••••••• CRD 332380 | Santa Barbara, CA | independent RIA | $278M | 99% | 4 | $69.5M | 1 | 0 |
| A••••••••• F•••••••• P•••••••• L•• CRD 297962 | San Ramon, CA | independent RIA | $278M | 100% | 1 | $278M | 1 | 0 |
| S•••••••• I••• CRD 154900 | San Diego, CA | independent RIA | $276M | 100% | 1 | $276M | 1 | 0 |
| C••••••• C••••••• L•• CRD 160922 | Los Angeles, CA | asset manager | $276M | 0.0% | 0 | Not computed | 0 | 14 |
| C••••••••• W••••• M••••••••• CRD 121498 | Aliso Viejo, CA | independent RIA | $276M | 89% | 1 | $276M | 0 | 0 |
| C•• C•••••• M••••••••• L•• CRD 284054 | Pasadena, CA | asset manager | $275M | 0.0% | 0 | Not computed | 0 | 10 |
| M•••••• H•••• F•••••••• A••••••• L•• CRD 328516 | San Diego, CA | independent RIA | $274M | 100% | 3 | $91.4M | 0 | 0 |
| G••••••• P••••••• CRD 337421 | Modesto, CA | other | $273M | 0.0% | 0 | Not computed | 0 | 4 |
| T••••••• P••• P•••••••• L• CRD 147917 | Palo Alto, CA | asset manager | $272M | 0.0% | 0 | Not computed | 4 | 3 |
| R•••• H••• A•••• M••••••••• I•• CRD 107069 | Pasadena, CA | independent RIA | $271M | 76% | 1 | $271M | 0 | 1 |
| H••••••••• M••••••••• L•• CRD 309041 | San Diego, CA | asset manager | $271M | 0.0% | 0 | Not computed | 1 | 3 |
| P•••••••• I••••••••• P•••••••• L•• CRD 128173 | El Segundo, CA | institutional | $271M | 4.1% | 1 | $271M | 0 | 0 |
| P•• G••••• A•••••••• L•• CRD 301863 | Newport Beach, CA | asset manager | $270M | 7.4% | 1 | $270M | 1 | 0 |
| E••••• Y•••• • H•••• I••••••••• M••••••••• CRD 110263 | Redwood City, CA | independent RIA | $270M | 86% | 2 | $135M | 1 | 0 |
| W•••••• A••••••• G••••• L•• CRD 281049 | Lafayette, CA | independent RIA | $269M | 100% | 1 | $269M | 0 | 0 |
| P••••••••• W••••• P••••••• L•• CRD 315163 | Irvine, CA | independent RIA | $269M | 100% | 4 | $67.3M | 2 | 0 |
| S••••••••• C•••••• M••••••••• I•• CRD 106073 | Los Angeles, CA | independent RIA | $269M | 96% | 1 | $269M | 0 | 0 |
| C•• C•••••• P••••••• L•• CRD 166871 | Newport Beach, CA | asset manager | $268M | 0.0% | 7 | $38.3M | 2 | 28 |
| K••• K•••••• CRD 333558 | San Francisco, CA | asset manager | $268M | 0.0% | 0 | Not computed | 0 | 3 |
| B•• W••••• A•••••••• L•• CRD 325909 | San Francisco, CA | mixed wealth | $268M | 20% | 3 | $89.4M | 15 | 0 |
| R••••••••• • J•• CRD 153803 | Anaheim, CA | independent RIA | $267M | 99% | 4 | $66.8M | 0 | 0 |
| P•••••• C•••• A•••• M••••••••• L•• CRD 318883 | Corte Madera, CA | other | $267M | 0.0% | 0 | Not computed | 0 | 1 |
| C•••• M•••• A•••••••• I•• CRD 170784 | Whittier, CA | independent RIA | $266M | 98% | 3 | $88.6M | 1 | 0 |
| B••••••• C•••••• A••••••• CRD 104583 | Camarillo, CA | independent RIA | $265M | 74% | 3 | $88.5M | 0 | 0 |
| F••••• I••••••••• M••••••••• C•••••• CRD 167467 | Pasadena, CA | mixed wealth | $264M | 25% | 2 | $132M | 0 | 1 |
| C•••••• • Q•••• W••••• A••••••• CRD 313833 | San Diego, CA | independent RIA | $263M | 96% | 4 | $65.8M | 0 | 0 |
| H•••••• P•••• W••••• A•••••••• I••• CRD 323643 | Irvine, CA | independent RIA | $263M | 100% | 1 | $263M | 0 | 0 |
| N•••••• W••••• A•••••••• I••• CRD 137159 | N•••••• Beach, CA | independent RIA | $263M | 100% | 6 | $43.8M | 2 | 0 |
| T•••••••• A•••• M••••••••• CRD 301017 | Larkspur, CA | independent RIA | $263M | 100% | 6 | $43.8M | 2 | 0 |
| P•••••• F•••••••• C••••••••• CRD 110648 | Los Angeles, CA | independent RIA | $262M | 98% | 3 | $87.5M | 0 | 0 |
| P•••• T••••• CRD 110931 | Alamo, CA | independent RIA | $262M | 95% | 2 | $131M | 0 | 0 |
| B••• O•• C••••••• L•• CRD 170325 | Rancho Santa Fe, CA | independent RIA | $262M | 100% | 4 | $65.4M | 0 | 0 |
| T••••• P•••••••• L•• CRD 170429 | Beverly Hills, CA | other | $261M | 1.0% | 0 | Not computed | 0 | 0 |
| S••• S•••• W••••• M••••••••• L•• CRD 155477 | La Jolla, CA | independent RIA | $261M | 88% | 3 | $87.1M | 0 | 0 |
| P•••••••• A•••••••• I••• CRD 106111 | Fresno, CA | independent RIA | $261M | 99% | 4 | $65.3M | 0 | 0 |
| A••••• C•••••• M••••••••• L•• CRD 154413 | Santa Barbara, CA | independent RIA | $260M | 85% | 2 | $130M | 0 | 0 |
| V•••••• W••••• A•••••••• L•• CRD 147297 | Carlsbad, CA | independent RIA | $260M | 85% | 4 | $65.0M | 4 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.