DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Thrive Wealth Management, LLC CRD 168777 | Audubon, PA | independent RIA | $1.6B | 99% | 12 | $132M | 1 | 0 |
| Inverness Graham Investments, Inc. CRD 157632 | Wayne, PA | asset manager | $1.6B | 0.0% | 0 | n/a | 0 | 29 |
| Brandywine Oak Private Wealth LLC CRD 297021 | Kennett Square, PA | independent RIA | $1.6B | 100% | 10 | $157M | 1 | 0 |
| A•••••••• W••••• C••••••••• L•• CRD 111740 | State College, PA | independent RIA | $1.6B | 70% | 12 | $130M | 0 | 2 |
| R••••• B•••• A•• C••••••• I••• CRD 123286 | Sewickley, PA | independent RIA | $1.6B | 87% | 8 | $194M | 0 | 0 |
| A•••• C•••••• CRD 293551 | Wayne, PA | independent RIA | $1.5B | 53% | 20 | $75.8M | 3 | 0 |
| K••••• W•••••• L•• CRD 299407 | Williamsport, PA | independent RIA | $1.5B | 100% | 44 | $34.1M | 8 | 0 |
| T•••• B••••• A••••••• CRD 115700 | West Conshohocken, PA | independent RIA | $1.5B | 92% | 7 | $213M | 0 | 2 |
| R•••• W••••• A••••••• L•• CRD 173767 | Camp Hill, PA | independent RIA | $1.5B | 96% | 16 | $91.8M | 2 | 0 |
| E•••••• C•••••• CRD 318664 | Conshohocken, PA | asset manager | $1.5B | 0.0% | 0 | n/a | 3 | 0 |
| N•••••••• F•••••••• G••••• I••• CRD 122609 | Allentown, PA | mixed wealth | $1.4B | 37% | 1 | $1.4B | 2 | 4 |
| T•••••••• A••••••• G••••• I••• CRD 106015 | Greensburg, PA | BD affiliated | $1.4B | 100% | 65 | $21.5M | 46 | 0 |
| I••••••• C•••••• M••••••••• L•• CRD 150250 | Conshohocken, PA | independent RIA | $1.4B | 81% | 10 | $139M | 6 | 1 |
| M••••• P••••••••• S•••••• S••••••••• I• L•• CRD 300795 | Conshohocken, PA | other | $1.4B | 0.0% | 0 | n/a | 0 | 0 |
| M••••••• W••••• P•••••••• L•• CRD 287768 | East Norriton, PA | independent RIA | $1.4B | 68% | 10 | $137M | 2 | 0 |
| M••••••• A•••• M••••••••• L•• CRD 168582 | Newtown, PA | other | $1.4B | 0.0% | 0 | n/a | 1 | 3 |
| 1••• C•••••• CRD 175292 | Philadelphia, PA | asset manager | $1.4B | 0.0% | 0 | n/a | 0 | 11 |
| S••••••••• C•••••• A•••••••• L•• CRD 149946 | Devon, PA | independent RIA | $1.3B | 97% | 4 | $336M | 0 | 0 |
| H••••• A••••••••• L•• CRD 30177 | Pittsburgh, PA | independent RIA | $1.3B | 91% | 16 | $83.7M | 1 | 0 |
| C••••• F••• W••••• P•••••••• L•• CRD 304159 | C••••• F•••, PA | independent RIA | $1.3B | 83% | 2 | $664M | 1 | 0 |
| T•• C•••• F••• CRD 289145 | Pittsburgh, PA | independent RIA | $1.3B | 55% | 9 | $147M | 0 | 1 |
| V••••• N••••••• A••••••• I•• CRD 110788 | Bethlehem, PA | independent RIA | $1.3B | 99% | 13 | $101M | 2 | 0 |
| M•••• L•••• M••••••••• L• CRD 108255 | Newtown, PA | institutional | $1.3B | 0.2% | 0 | n/a | 0 | 1 |
| B•••••• I••••••••• M••••••••• L•• CRD 108922 | West Conshohocken, PA | independent RIA | $1.3B | 91% | 3 | $432M | 1 | 0 |
| B••••• I••••••••• A••••••• L•• CRD 130105 | Milford, PA | independent RIA | $1.3B | 85% | 12 | $108M | 2 | 0 |
| C•••••• I••••••• S••••••• I•• CRD 106993 | Wyomissing, PA | independent RIA | $1.3B | 68% | 10 | $128M | 0 | 0 |
| C••••••••• I••••••••• M••••••••• CRD 106292 | Pittsburgh, PA | institutional | $1.3B | 0.0% | 0 | n/a | 0 | 0 |
| O•••••• G••••• I••• CRD 315389 | Bethlehem, PA | independent RIA | $1.2B | 100% | 9 | $139M | 2 | 0 |
| H•••• H• A•••••••• A••••••••• I••• CRD 105510 | Pittsburgh, PA | independent RIA | $1.2B | 99% | 3 | $410M | 0 | 0 |
| P•••••• M••••••••• A••••••••• CRD 16691 | Philadelphia, PA | independent RIA | $1.2B | 82% | 5 | $246M | 0 | 0 |
| G••••••• C•••••• P••••••• CRD 321695 | Wayne, PA | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 6 |
| D•••••• P•••••• W•••••• I••• CRD 112778 | Beaver, PA | independent RIA | $1.2B | 96% | 8 | $147M | 6 | 0 |
| F•••••••• C•••••• CRD 305092 | Lancaster, PA | asset manager | $1.2B | 6.3% | 1 | $1.2B | 0 | 0 |
| P•• M•••••• L•• CRD 311756 | Yardley, PA | asset m•••••• | $1.1B | 0.0% | 0 | n/a | 0 | 0 |
| P•••••• F•••••••• M••••••• L••• CRD 159818 | Radnor, PA | asset m•••••• | $1.1B | 0.0% | 0 | n/a | 0 | 5 |
| A•••••• C•••••• CRD 144853 | Conshohocken, PA | mixed wealth | $1.1B | 48% | 3 | $375M | 0 | 0 |
| B••• B••• P•••••• W••••• M••••••••• L•• CRD 134184 | B••• B•••, PA | independent RIA | $1.1B | 99% | 11 | $102M | 2 | 0 |
| A•••••••• W••••• A••••••• I•• CRD 105846 | Johnstown, PA | other | $1.1B | 5.6% | 4 | $278M | 0 | 0 |
| A•••• F••• M••••••••• L•• CRD 164662 | Philadelphia, PA | asset manager | $1.1B | 0.0% | 0 | n/a | 2 | 10 |
| T•••••••• C••••••••• L•• CRD 166645 | Pittsburgh, PA | independent RIA | $1.1B | 99% | 4 | $270M | 0 | 0 |
| C•••••••• W••••• A••••••• CRD 170052 | Newtown Square, PA | independent RIA | $1.1B | 98% | 9 | $120M | 0 | 0 |
| S••••••• I••••••••• A••••••• L••• CRD 140710 | Berwyn, PA | independent RIA | $1.1B | 99% | 7 | $154M | 1 | 0 |
| A• W••••• P••••••• CRD 326708 | Berwyn, PA | mixed wealth | $1.1B | 34% | 6 | $178M | 0 | 0 |
| C•••••••• F•••••••• P••••••• CRD 286168 | Radnor, PA | independent RIA | $1.1B | 89% | 6 | $176M | 0 | 0 |
| F•••••••• A•••••••• L•• CRD 116978 | Lancaster, PA | independent RIA | $1.1B | 96% | 18 | $58.5M | 6 | 0 |
| R•••••• B•••••••• I••• CRD 16197 | Harmony, PA | independent RIA | $1.0B | 89% | 9 | $115M | 2 | 0 |
| S••••••••• G•••• L••• CRD 112112 | Berwyn, PA | independent RIA | $1.0B | 72% | 1 | $1.0B | 0 | 1 |
| H••••• C•••••• G•••• CRD 149255 | Williamsport, PA | independent RIA | $1.0B | 96% | 9 | $111M | 0 | 0 |
| E•••• I••••••••• P•••••••• L•• CRD 157669 | Berwyn, PA | independent RIA | $987M | 90% | 18 | $54.8M | 1 | 0 |
| B••••• I••••••••• M••••••••• L•• CRD 141084 | W. Conshohocken, PA | independent RIA | $985M | 99% | 6 | $164M | 1 | 0 |
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564 advisers match.