DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Vital Investment Management LLC CRD 300811 | Loveland, CO | independent RIA | $284M | 99% | 5 | $56.8M | 1 | 0 |
| Bear Creek Fund Advisors LLC CRD 329844 | Denver, CO | asset manager | $283M | 0.0% | 7 | $40.4M | 1 | 3 |
| Higgins & Schmidt Wealth Strategies LLC CRD 286063 | Denver, CO | independent RIA | $279M | 99% | 4 | $69.9M | 0 | 0 |
| R••• I••••••••• CRD 115755 | Basalt, CO | independent RIA | $272M | 98% | 3 | $90.7M | 0 | 0 |
| P••••••• A••••••• S•••••••• I••• CRD 160275 | Englewood, CO | independent RIA | $271M | 88% | 12 | $22.6M | 2 | 1 |
| P••• F•••••••• A••••••• CRD 115207 | Denver, CO | independent RIA | $269M | 98% | 2 | $134M | 0 | 0 |
| E•••••••• P•••••• W••••• CRD 324777 | Greenwood Village, CO | independent RIA | $265M | 97% | 4 | $66.2M | 1 | 0 |
| T•• W••••• C••••••••• I••• CRD 112024 | Boulder, CO | independent RIA | $260M | 93% | 3 | $86.7M | 0 | 0 |
| B•••• G• A•••• I••••••••• L•• CRD 287859 | Denver, CO | independent RIA | $258M | 99% | 2 | $129M | 0 | 0 |
| G•••• A•••• I••••••••• CRD 144413 | Niwot, CO | independent RIA | $254M | 52% | 0 | n/a | 0 | 0 |
| S••••••••• E••••• M••••••••• L•• CRD 332901 | Highlands Ranch, CO | asset manager | $254M | 0.0% | 0 | n/a | 0 | 3 |
| U••••• M••••••••• L• CRD 318549 | Boulder, CO | asset manager | $253M | 0.0% | 0 | n/a | 0 | 3 |
| S•••• C•••• G••••• L•• CRD 182512 | Englewood, CO | independent RIA | $251M | 69% | 1 | $251M | 1 | 0 |
| T••• W••• C•••••• A••••••• CRD 331265 | Louisville, CO | independent RIA | $246M | 100% | 2 | $123M | 0 | 0 |
| G••••••• CRD 332864 | Aspen, CO | asset manager | $239M | 0.0% | 0 | n/a | 2 | 12 |
| C•••••• F•••••••• G••••• I••• CRD 111709 | Littleton, CO | independent RIA | $237M | 94% | 3 | $79.1M | 4 | 0 |
| E••••••• F••••••••• I•• CRD 112908 | Montrose, CO | independent RIA | $237M | 100% | 6 | $39.5M | 0 | 0 |
| P••• I••••••••• A•••••••• I••• CRD 113967 | Colorado Springs, CO | independent RIA | $235M | 99% | 1 | $235M | 1 | 0 |
| B•••••• F••••••••• L•• CRD 288522 | Colorado Springs, CO | independent RIA | $234M | 84% | 4 | $58.5M | 0 | 0 |
| B•• W••••• L•• CRD 332544 | Englewood, CO | independent RIA | $231M | 100% | 5 | $46.3M | 3 | 0 |
| 7••• CRD 328900 | Denver, CO | independent RIA | $230M | 74% | 5 | $46.1M | 4 | 3 |
| G••••• W••••• M••••••••• L•• CRD 311336 | Golden, CO | independent RIA | $227M | 95% | 4 | $56.8M | 2 | 0 |
| R•• M••••••• F•••••••• P••••••• CRD 174672 | Durango, CO | independent RIA | $226M | 93% | 3 | $75.2M | 0 | 0 |
| A•••••••• A•••• M••••••••• L•• CRD 307161 | Denver, CO | asset manager | $224M | 0.0% | 0 | n/a | 1 | 0 |
| M••••••• W••••• M••••••••• L•• CRD 146021 | Durango, CO | independent RIA | $224M | 97% | 2 | $112M | 0 | 0 |
| T•••••••• B•• R•••• A•••••••• L••• CRD 332879 | Denver, CO | asset manager | $224M | 0.0% | 0 | n/a | 1 | 1 |
| J•• W••••• M••••••••• L•• CRD 298784 | Centennial, CO | independent RIA | $224M | 100% | 1 | $224M | 0 | 0 |
| E•••••••• I••••••••• P•••••••• L•• CRD 149509 | Englewood, CO | independent RIA | $223M | 95% | 2 | $111M | 0 | 0 |
| T•••• P•••• C•••••• M••••••••• L•• CRD 127402 | Castle Rock, CO | independent RIA | $223M | 64% | 0 | n/a | 0 | 0 |
| H••••••• A•••• M••••••••• L•• CRD 159535 | Denver, CO | independent RIA | $218M | 100% | 2 | $109M | 0 | 0 |
| C••••••• C•••••• M••••••••• CRD 110568 | Steamboat Springs, CO | independent RIA | $217M | 100% | 4 | $54.4M | 1 | 0 |
| F•• R••••••••• C••••••••• CRD 308305 | Centennial, CO | independent RIA | $216M | 100% | 2 | $108M | 0 | 0 |
| C••••••••• L•• CRD 304503 | Boulder, CO | other | $215M | 11% | 1 | $215M | 0 | 0 |
| C•••••••• W••••• CRD 334756 | Highlands Ranch, CO | independent RIA | $213M | 100% | 3 | $71.1M | 1 | 0 |
| A••••• F••••••••• I••• CRD 113268 | Denver, CO | independent RIA | $212M | 94% | 2 | $106M | 1 | 0 |
| F•••••• W••••• A••••••• CRD 292551 | Castle Rock, CO | independent RIA | $210M | 79% | 5 | $42.1M | 1 | 0 |
| C•••••• A•••• M••••••••• L•• CRD 284505 | Denver, CO | independent RIA | $209M | 83% | 4 | $52.2M | 2 | 0 |
| B•••• W••••• M••••••••• I••• CRD 152977 | Colorado Springs, CO | independent RIA | $206M | 99% | 4 | $51.5M | 0 | 0 |
| M••••• A••••••• P•••••• A•••• M••••••••• I••• CRD 327830 | Denver, CO | asset manager | $206M | 0.0% | 0 | n/a | 0 | 7 |
| T•• W•••••• A•••• C••••••••• CRD 133147 | Fort Collins, CO | independent RIA | $204M | 99% | 7 | $29.2M | 1 | 0 |
| W•••• S••••• C•••••• M••••••••• L•• CRD 159165 | Greenwood Village, CO | asset manager | $203M | 0.0% | 0 | n/a | 0 | 4 |
| B•• W••••• M••••••••• L•• CRD 330237 | Lakewood, CO | independent RIA | $202M | 99% | 8 | $25.2M | 2 | 0 |
| W•••• F•••••••• P•••••••• L•• CRD 329418 | Boulder, CO | independent RIA | $198M | 100% | 3 | $66.0M | 0 | 0 |
| H••••••• A••••••• G••••• L•• CRD 157860 | Centennial, CO | independent RIA | $193M | 100% | 1 | $193M | 0 | 0 |
| S•••••••• A••••••• CRD 285428 | Denver, CO | independent RIA | $192M | 90% | 2 | $95.8M | 0 | 0 |
| W••••• W••••• S••••••••• CRD 170230 | Greenwood Village, CO | independent RIA | $190M | 100% | 2 | $95.2M | 0 | 0 |
| V••••••• C•••••• CRD 285052 | Denver, CO | independent RIA | $190M | 100% | 5 | $38.1M | 3 | 0 |
| R••••••• E••••• P••••••• L•• CRD 163846 | Denver, CO | asset manager | $190M | 0.0% | 0 | n/a | 2 | 6 |
| S••••• S••••• P•••••• W••••• M••••••••• CRD 299856 | Denver, CO | independent RIA | $188M | 98% | 2 | $93.8M | 0 | 0 |
| B••••••• A•••• M••••••••• L•• CRD 153990 | Denver, CO | institutional | $184M | 0.1% | 2 | $92.0M | 0 | 1 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
356 advisers match.