DFX Intelligence
RIA Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Dock Street Asset Management Inc CRD 111163 | Palm Beach, FL | independent RIA | $1.1B | 98% | 3 | $370M | 2 | 0 |
| Newfound Research LLC CRD 159064 | St. Petersburg, FL | asset manager | $1.1B | 0.0% | 0 | n/a | 4 | 0 |
| Nfsg Corporation CRD 130814 | Boca Raton, FL | BD affiliated | $1.1B | 95% | 77 | $14.1M | 24 | 0 |
| A••• P•••••••• L•• CRD 288985 | Tampa, FL | asset manager | $1.1B | 0.0% | 0 | n/a | 5 | 22 |
| C••••••••• T•••• M••••••••• S••••••• L•• CRD 170864 | Altamonte Springs, FL | other | $1.1B | 0.0% | 0 | n/a | 0 | 0 |
| P•••• S••••••••• M•••••• U•• I••• CRD 325145 | Miami, FL | other | $1.1B | 0.0% | 0 | n/a | 2 | 2 |
| J•••••• W••••• M••••••••• L•• CRD 147642 | Lake Mary, FL | independent RIA | $1.1B | 100% | 9 | $119M | 1 | 0 |
| P••••••••• A••••••• I••• CRD 172737 | Miami, FL | other | $1.1B | 3.4% | 0 | n/a | 0 | 0 |
| W••••••••• C•••••• M••••••••• CRD 304514 | Tampa, FL | asset manager | $1.0B | 0.0% | 0 | n/a | 2 | 21 |
| C••• I••••••••• M••••••••• L•• CRD 107050 | Miami, FL | asset manager | $1.0B | 0.0% | 0 | n/a | 2 | 0 |
| F•••••• I••••••••• A••••••• L•• CRD 174342 | Aventura, FL | independent RIA | $1.0B | 100% | 0 | n/a | 1 | 0 |
| L• B•• A••••••• L•• CRD 313799 | Miami, FL | asset manager | $1.0B | 0.0% | 0 | n/a | 1 | 0 |
| W•••••••• P•••• P•••••••• L•• CRD 140781 | West Palm Beach, FL | independent RIA | $1.0B | 63% | 4 | $260M | 1 | 0 |
| W• P•••••••• L• CRD 235788 | Aventura, FL | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 9 |
| M••• W••••• CRD 284866 | Plantation, FL | independent RIA | $1.0B | 94% | 7 | $145M | 1 | 1 |
| S••••••• C•••••• M••••••••• L•• CRD 321742 | Miami, FL | mixed wealth | $1.0B | 49% | 17 | $59.8M | 7 | 0 |
| G•• C•••••• CRD 128059 | Miami, FL | mixed wealth | $1.0B | 36% | 1 | $1.0B | 0 | 0 |
| A••••• I••••••••• A••••••• L•• CRD 134626 | Miami, FL | other | $1.0B | 18% | 11 | $91.2M | 0 | 0 |
| P••• B•••• C•••••• M••••••••• I••• L•• CRD 159611 | West P••• B••••, FL | asset manager | $999M | 0.0% | 0 | n/a | 0 | 15 |
| D•••••••• A••••••• S•••••••• I••• CRD 133795 | Miami, FL | institutional | $997M | 0.0% | 20 | $49.9M | 11 | 0 |
| O•••• F••••• W•••••• L•• CRD 170909 | Aventura, FL | independent RIA | $995M | 81% | 5 | $199M | 1 | 2 |
| K•••• C•••••• M••••••••• CRD 170711 | Miami, FL | asset manager | $981M | 0.0% | 0 | n/a | 0 | 1 |
| U••••• W•••••• L•• CRD 312462 | Tampa, FL | independent RIA | $966M | 95% | 14 | $69.0M | 1 | 0 |
| C•••••• C••••• M•••••••• L•• CRD 322342 | West Palm Beach, FL | asset manager | $957M | 0.0% | 0 | n/a | 3 | 2 |
| P•••••• F••••• O•••••• L•• CRD 142856 | North Miami Beach, FL | mixed wealth | $957M | 25% | 4 | $239M | 0 | 0 |
| D•••••• W••••• P•••••••• L•• CRD 171346 | Tavares, FL | independent RIA | $947M | 100% | 16 | $59.2M | 4 | 0 |
| M•• A•••• C•••••• M••••••••• L• CRD 311412 | Tampa, FL | asset manager | $938M | 0.0% | 1 | $938M | 0 | 6 |
| T•••••• F••• A••••••• L•• CRD 310217 | Miami, FL | asset manager | $930M | 0.0% | 0 | n/a | 4 | 5 |
| B••• W•••• A••••••• L• CRD 288923 | Boca Raton, FL | asset manager | $928M | 0.0% | 0 | n/a | 1 | 5 |
| L••••• W••••• A•••••••• L•• CRD 326117 | North Miami Beach, FL | independent RIA | $923M | 99% | 4 | $231M | 5 | 0 |
| I•••••••• F•••• I••••• M••••••••• CRD 135635 | Orlando, FL | other | $921M | 0.0% | 5 | $184M | 0 | 0 |
| R••••• • R•••••• W••••• A•••••••• I••• CRD 116251 | Celebration, FL | independent RIA | $918M | 100% | 4 | $230M | 1 | 0 |
| S•••••• I••••••••• M••••••••• S•••••••• L•• CRD 169667 | Miami, FL | asset manager | $916M | 0.0% | 0 | n/a | 0 | 1 |
| N•••••••• I••• CRD 133507 | Jacksonville, FL | other | $911M | 13% | 11 | $82.8M | 0 | 0 |
| T••••• C•••••• P••••••• CRD 329367 | Miami, FL | independent RIA | $911M | 97% | 5 | $182M | 1 | 0 |
| S••••• W••••• A••••••• L•• CRD 317218 | Boca Raton, FL | independent RIA | $911M | 97% | 23 | $39.6M | 5 | 0 |
| F••••••• A•••• M••••••••• L•• CRD 168495 | Clearwater, FL | independent RIA | $902M | 96% | 10 | $90.2M | 1 | 0 |
| C•••••• F•••••••• M••••••••• L•• CRD 156345 | Tampa, FL | independent RIA | $894M | 95% | 45 | $19.9M | 36 | 0 |
| T••••• J• H••••••• A•••••••• I••• CRD 108369 | Miami Beach, FL | other | $890M | 16% | 4 | $223M | 0 | 9 |
| M••••• I••••••••• M••••••••• L•• CRD 105381 | Palm Beach Gardens, FL | mixed wealth | $888M | 24% | 2 | $444M | 1 | 1 |
| B••••••• C•••••• CRD 110209 | Tampa, FL | mixed wealth | $879M | 47% | 0 | n/a | 0 | 10 |
| N••••• C•••••• M••••••••• C••• CRD 110819 | Boca Raton, FL | independent RIA | $877M | 89% | 8 | $110M | 0 | 0 |
| M••••• M••••••• L•• CRD 310768 | Saint Petersburg, FL | other | $871M | 0.0% | 0 | n/a | 0 | 0 |
| S••••• CRD 305395 | Coral Gables, FL | independent RIA | $867M | 100% | 3 | $289M | 0 | 0 |
| T•• H••• N•• W•••• A••••••• G••••• L•• CRD 309997 | Naples, FL | independent RIA | $862M | 96% | 6 | $144M | 0 | 0 |
| B••••••••• L•• CRD 307343 | Miami, FL | asset manager | $859M | 0.0% | 0 | n/a | 0 | 2 |
| A•••• C•••••• M••••••••• L• CRD 169851 | Miami Beach, FL | asset manager | $857M | 0.0% | 0 | n/a | 1 | 5 |
| G•• A•••• M••••••••• L•• CRD 311874 | Miami Beach, FL | asset manager | $856M | 0.0% | 0 | n/a | 0 | 3 |
| R••••• F••••••••• L•• CRD 324631 | Melbourne, FL | independent RIA | $855M | 99% | 31 | $27.6M | 18 | 0 |
| H••••• A••••••• CRD 312432 | West Palm Beach, FL | other | $852M | 0.6% | 1 | $852M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
1,082 advisers match.