DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,078 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Insight Equity Management Company LLC CRD 157092 | Southlake, TX | asset manager | $886M | 0.0% | 0 | n/a | 0 | 17 |
| Cfm Wealth Partners LLC CRD 305135 | Austin, TX | independent RIA | $886M | 91% | 2 | $443M | 0 | 0 |
| Robert Harrell, Incorporated CRD 106191 | Austin, TX | mixed wealth | $885M | 20% | 6 | $148M | 0 | 0 |
| O••••• L•• CRD 299965 | Dripping Springs, TX | independent RIA | $882M | 97% | 5 | $176M | 0 | 0 |
| A••••••••• L•• CRD 333587 | Austin, TX | independent RIA | $879M | 99% | 24 | $36.6M | 6 | 0 |
| A•••• C•••••• M••••••••• CRD 121703 | Austin, TX | independent RIA | $871M | 98% | 6 | $145M | 0 | 0 |
| P••• V••••• C•••••• P••••••• L•• CRD 330556 | Austin, TX | asset manager | $870M | 0.0% | 0 | n/a | 0 | 8 |
| P•••••• A•••••••• I••• CRD 121849 | Dallas, TX | independent RIA | $859M | 77% | 7 | $123M | 0 | 0 |
| G••• R••• M••••••••• P••••••• I•• L•• CRD 317664 | Dallas, TX | asset manager | $857M | 0.0% | 0 | n/a | 2 | 9 |
| C•••• I••• CRD 131417 | Dallas, TX | asset manager | $856M | 0.0% | 5 | $171M | 0 | 26 |
| A•••••• CRD 289273 | Dallas, TX | independent RIA | $852M | 95% | 11 | $77.5M | 2 | 0 |
| A•••• A•••• A••••••• L•• CRD 120573 | Dallas, TX | independent RIA | $839M | 100% | 2 | $420M | 0 | 0 |
| I•••••• M••••••••• L•• CRD 336462 | Austin, TX | asset manager | $834M | 0.0% | 0 | n/a | 1 | 0 |
| C•••••• I••••••••• CRD 323024 | Houston, TX | asset manager | $831M | 0.0% | 0 | n/a | 1 | 4 |
| C••••••••• C•••••• CRD 281685 | Austin, TX | asset manager | $828M | 0.0% | 0 | n/a | 0 | 5 |
| M••••• A•••• M••••••••• CRD 18389 | Dallas, TX | independent RIA | $826M | 81% | 3 | $275M | 0 | 0 |
| P••••••• P••••••• L•• CRD 286532 | Houston, TX | asset manager | $825M | 0.0% | 0 | n/a | 0 | 2 |
| H•••••••• C••••••• L•• CRD 291007 | Fredericksburg, TX | asset manager | $824M | 0.0% | 1 | $824M | 0 | 2 |
| N••••••••• A•••• M••••••••• L••• CRD 309748 | Dallas, TX | institutional | $823M | 0.0% | 1 | $823M | 0 | 0 |
| A••• F•• C•••••• M••••••••• L•• CRD 295816 | Fort Worth, TX | asset manager | $821M | 0.0% | 0 | n/a | 1 | 2 |
| A••••••••• I••• CRD 142665 | Allen, TX | independent RIA | $813M | 94% | 9 | $90.3M | 0 | 0 |
| F•••••••• P••••••••• T••••• • W•••• L•• CRD 114465 | Houston, TX | independent RIA | $811M | 100% | 5 | $162M | 0 | 0 |
| T••••••••• L••••• A•••••••• L•• CRD 127289 | Houston, TX | independent RIA | $809M | 92% | 5 | $162M | 1 | 0 |
| N•••••• C••••••• L••••• CRD 145627 | Dallas, TX | asset manager | $804M | 0.0% | 1 | $804M | 1 | 1 |
| M•••• L••• • W•••••• L•• CRD 152841 | Plano, TX | independent RIA | $803M | 56% | 23 | $34.9M | 0 | 0 |
| C•••• T•••• A•••••••• L•• CRD 337595 | Houston, TX | independent RIA | $803M | 100% | 5 | $161M | 0 | 0 |
| E•••••••• P•••••••• L•• CRD 293959 | Austin, TX | asset manager | $803M | 0.0% | 1 | $803M | 0 | 11 |
| H••••• P•••••• • P•••••••• L•• CRD 160068 | Austin, TX | asset manager | $799M | 0.0% | 0 | n/a | 0 | 109 |
| S••••• V• C•••••• M••••••••• L• CRD 316649 | Austin, TX | asset manager | $793M | 0.0% | 1 | $793M | 0 | 3 |
| S••••••• A••••••• CRD 300084 | Abilene, TX | asset manager | $788M | 0.0% | 1 | $788M | 2 | 6 |
| C••••• A••••••• CRD 169641 | Laredo, TX | mixed wealth | $786M | 42% | 6 | $131M | 0 | 0 |
| P•• O•• I••••••••• A••••••• I•• CRD 105550 | Houston, TX | independent RIA | $785M | 52% | 6 | $131M | 0 | 12 |
| H•••••••• C••••••• L•• CRD 147754 | Houston, TX | independent RIA | $769M | 92% | 2 | $384M | 0 | 0 |
| U•••• F••• M••••••••• L•• CRD 167491 | Plano, TX | asset manager | $768M | 0.0% | 0 | n/a | 0 | 8 |
| P•••••• F••••••••• I••• CRD 133361 | Dallas, TX | independent RIA | $757M | 100% | 2 | $379M | 0 | 0 |
| W••••••• W••••• M••••••••• CRD 132162 | Dallas, TX | mixed wealth | $750M | 20% | 8 | $93.7M | 1 | 14 |
| A••••• G•••• P•••••••• L•• CRD 288250 | Dallas, TX | independent RIA | $748M | 80% | 1 | $748M | 1 | 0 |
| P•• F•••••••• G•••• CRD 284164 | San Antonio, TX | independent RIA | $747M | 100% | 16 | $46.7M | 2 | 0 |
| C••••••••• C•••••• M••••••••• L• CRD 300646 | Dallas, TX | asset manager | $736M | 0.0% | 0 | n/a | 0 | 4 |
| T•••••• C•••••• M••••••••• L• CRD 299815 | Houston, TX | asset manager | $736M | 0.0% | 0 | n/a | 0 | 1 |
| V••••• F••••• O••••• CRD 298272 | El Paso, TX | independent RIA | $727M | 82% | 2 | $363M | 0 | 2 |
| H••••••••• V•••••••• L•• CRD 158231 | Houston, TX | asset manager | $726M | 0.0% | 0 | n/a | 0 | 4 |
| W••••••••• A•••••••• L•• CRD 164957 | Plano, TX | independent RIA | $724M | 100% | 9 | $80.4M | 2 | 0 |
| D•••••• A•••••••• L••• CRD 106247 | Houston, TX | independent RIA | $718M | 71% | 6 | $120M | 0 | 15 |
| M••• S••••• R••••••••• P•••••••• L•• CRD 313051 | Coppell, TX | independent RIA | $717M | 100% | 3 | $239M | 0 | 0 |
| M••••• W••••• M••••••••• L•• CRD 164401 | Houston, TX | independent RIA | $707M | 95% | 10 | $70.7M | 0 | 0 |
| C•••••• I••••••••• P•••••••• L•• CRD 293620 | Austin, TX | asset manager | $707M | 0.0% | 1 | $707M | 0 | 3 |
| E• • G• A•••••••• L•• CRD 130550 | Houston, TX | independent RIA | $707M | 93% | 4 | $177M | 0 | 0 |
| L••••••••• C•••••• M••••••••• L•• CRD 281690 | Dallas, TX | asset manager | $705M | 0.0% | 0 | n/a | 1 | 6 |
| C•• A•••••••• L•• CRD 288948 | Austin, TX | asset manager | $703M | 0.0% | 0 | n/a | 0 | 14 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.