DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Alliancebernstein L.P. CRD 108477 | Nashville, TN | other | $763B | 10% | 520 | $1.5B | 59 | 49 |
| &Partners CRD 3767 | Nashville, TN | independent RIA | $30B | 68% | 540 | $56.1M | 122 | 0 |
| Arcline Investment Management LP CRD 299352 | Nashville, TN | asset manager | $26B | 0.0% | 0 | n/a | 2 | 15 |
| N•••••• A••••••• L•• CRD 156905 | Nashville, TN | asset manager | $13B | 0.0% | 0 | n/a | 0 | 0 |
| G••••••••• M••••••••• L•• CRD 109319 | Memphis, TN | asset manager | $11B | 0.7% | 1 | $11B | 1 | 38 |
| S••••••••• W••••• P••••••• CRD 283515 | Franklin, TN | independent RIA | $8.5B | 99% | 125 | $67.9M | 11 | 0 |
| T•• P•••••• F•••••••• G••••• I••• CRD 105203 | Nashville, TN | independent RIA | $5.1B | 99% | 14 | $362M | 0 | 0 |
| P•••••• F•••••••• G••••• L•• CRD 143041 | Nashville, TN | asset manager | $4.7B | 0.0% | 2 | $2.3B | 0 | 0 |
| G•• E••••• H•••••••• L•• CRD 322865 | Knoxville, TN | asset manager | $4.6B | 0.0% | 0 | n/a | 0 | 0 |
| B• R•••• W••••• A•••••••• I••• CRD 115927 | Memphis, TN | BD affiliated | $4.2B | 95% | 167 | $25.2M | 95 | 0 |
| T••••••••• F•••••••• S•••••••• L•• CRD 47893 | Brentwood, TN | independent RIA | $4.0B | 68% | 34 | $119M | 3 | 0 |
| H••••••• C•••••• M••••••••• L•• CRD 104842 | Memphis, TN | mixed wealth | $3.9B | 33% | 12 | $323M | 1 | 0 |
| S••••••••• A•••• M••••••••• I••• CRD 105276 | Memphis, TN | asset manager | $3.7B | 6.3% | 0 | n/a | 1 | 1 |
| C•••••• C••••••• L•• CRD 285485 | Memphis, TN | independent RIA | $3.6B | 67% | 7 | $511M | 1 | 1 |
| R•• D••• W••••• M••••••••• L•• CRD 153235 | Memphis, TN | independent RIA | $3.1B | 93% | 10 | $309M | 0 | 8 |
| D••••••••• C•••••• M••••••••• L•• CRD 167295 | Nashville, TN | institutional | $3.1B | 0.8% | 3 | $1.0B | 2 | 0 |
| B•••••••• I••••••••• M••••••••• CRD 105098 | Nashville, TN | institutional | $3.0B | 0.0% | 9 | $334M | 0 | 0 |
| K•••••• H••• I••••••••• M••••••••• CRD 328876 | Brentwood, TN | other | $2.8B | 0.0% | 0 | n/a | 5 | 0 |
| C••••••••• CRD 161372 | Nashville, TN | asset manager | $2.8B | 0.0% | 0 | n/a | 4 | 13 |
| P•••••• M••••••••• L•• CRD 156810 | Chattanooga, TN | asset manager | $2.8B | 0.0% | 1 | $2.8B | 1 | 1 |
| D••••• W••••••• A•••• M••••••••• L•• CRD 174809 | Memphis, TN | mixed wealth | $2.7B | 30% | 15 | $180M | 0 | 0 |
| L••••• W••••• M••••••••• L•• CRD 108619 | Memphis, TN | independent RIA | $2.7B | 90% | 16 | $166M | 0 | 0 |
| A• C•••••• M••••••••• L•• CRD 291880 | Nashville, TN | asset manager | $2.6B | 0.0% | 0 | n/a | 3 | 41 |
| A• B•••••• S••••••••• L••• M•••••• L•• CRD 308135 | Nashville, TN | asset manager | $2.6B | 0.0% | 0 | n/a | 1 | 6 |
| E••••• P••••••• M••••••••• L•• CRD 310951 | Nashville, TN | asset manager | $2.6B | 0.0% | 0 | n/a | 0 | 20 |
| C•••••••• C•••••• M••••••••• L•• CRD 127398 | Memphis, TN | other | $2.5B | 18% | 14 | $182M | 0 | 3 |
| W••••••• C•••••• P••••••• L•• CRD 316528 | Nashville, TN | asset manager | $2.5B | 0.0% | 0 | n/a | 0 | 5 |
| S••••• O•• S••••••••• I••• CRD 46947 | Jackson, TN | BD affiliated | $2.4B | 98% | 117 | $20.9M | 85 | 0 |
| S•••••• L•• CRD 150593 | Memphis, TN | mixed wealth | $2.3B | 38% | 3 | $777M | 1 | 0 |
| R•••••• F•••••••• L•• CRD 315631 | Nashville, TN | asset manager | $2.3B | 0.1% | 0 | n/a | 0 | 14 |
| R••••• • K•••••••• I••• CRD 114885 | Knoxville, TN | independent RIA | $2.3B | 56% | 20 | $113M | 1 | 0 |
| N••••••• C•••••• M••••••••• I•• CRD 110676 | Memphis, TN | mixed wealth | $2.2B | 28% | 7 | $319M | 0 | 1 |
| L••• I••••••••• A•••••••• L•• CRD 108943 | Brentwood, TN | independent RIA | $2.2B | 98% | 4 | $557M | 4 | 0 |
| P••••• A•• P•••••• I••• CRD 105414 | Chattanooga, TN | independent RIA | $2.2B | 90% | 3 | $737M | 0 | 0 |
| N•• I••••••••• L•• CRD 132844 | Memphis, TN | mixed wealth | $2.1B | 24% | 2 | $1.1B | 0 | 6 |
| C•••••••• A•••••••• L•• CRD 148781 | Franklin, TN | independent RIA | $2.0B | 98% | 12 | $169M | 0 | 0 |
| F••••• C•••••• CRD 119081 | Chattanooga, TN | independent RIA | $2.0B | 97% | 2 | $1.0B | 0 | 0 |
| W••••••• I••••••••• C••••••• L•• CRD 109779 | Nashville, TN | independent RIA | $2.0B | 88% | 11 | $183M | 2 | 0 |
| L•• D••••• • B••• I•• CRD 111002 | Nashville, TN | independent RIA | $2.0B | 87% | 5 | $395M | 0 | 0 |
| A••••• W••••• M••••••••• L•• CRD 285903 | Franklin, TN | independent RIA | $1.9B | 100% | 16 | $122M | 0 | 0 |
| P•••••• I••••••••• M••••••••• G•••• I•• CRD 112155 | Knoxville, TN | independent RIA | $1.9B | 84% | 14 | $136M | 3 | 0 |
| P••••• A•••••••• M••••• G••••• L•• CRD 281558 | Chattanooga, TN | independent RIA | $1.7B | 93% | 19 | $88.3M | 4 | 0 |
| M••••• • C•••••• I••••••••• C•••••• CRD 108718 | Knoxville, TN | other | $1.7B | 19% | 6 | $275M | 0 | 0 |
| S•••• G•••• C•••••• A•••••••• L•• CRD 115231 | Memphis, TN | independent RIA | $1.6B | 95% | 7 | $234M | 1 | 0 |
| I•• A••••••• S•••••••• L•• CRD 333054 | Nashville, TN | asset manager | $1.6B | 0.0% | 0 | n/a | 0 | 0 |
| D•••• A•••• M••••••••• L•• CRD 113688 | Memphis, TN | independent RIA | $1.5B | 93% | 5 | $306M | 0 | 0 |
| T•• G••••• A•••• M••••••••• L•• CRD 145536 | Brentwood, TN | independent RIA | $1.5B | 98% | 13 | $114M | 5 | 0 |
| H•• W••••• A•••••••• L•• CRD 150843 | Chattanooga, TN | independent RIA | $1.5B | 96% | 12 | $123M | 2 | 0 |
| R•••••• I••••••••• M••••••••• L•• CRD 111220 | Memphis, TN | mixed wealth | $1.5B | 31% | 8 | $184M | 1 | 0 |
| C•••••• C•••••• M••••••••• L•• CRD 130449 | Nashville, TN | asset manager | $1.4B | 0.0% | 0 | n/a | 2 | 7 |
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225 advisers match.