DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Colorado Financial Service Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Martin Lee VestelColorado Financial Service Corporation otherAdvice And Planning Services BD affiliatedOtherJun 8, 2026Aug 12, 2026 (65 d)
Elias Elefteriadis LadonColorado Financial Service Corporation otherTlg Advisors, Inc. BD affiliatedOtherJan 16, 2025Sep 8, 2025 (235 d)
Terry John HastingsColorado Financial Service Corporation otherGlobal View Capital Management LLC independent RIAOtherJun 17, 2024Feb 12, 2025 (240 d)
Benjamin Wade BeattyColorado Financial Service Corporation otherAdvice And Planning Services BD affiliatedOtherOct 18, 2023Nov 24, 2023 (37 d)
Ricky Lawson CarrollColorado Financial Service Corporation otherPark Avenue Securities LLC BD affiliatedOtherJul 1, 2022Nov 7, 2022 (129 d)
Catherine Gao HsuColorado Financial Service Corporation otherMagnolia Capital Asset Management LLC state registeredOtherApr 4, 2022Nov 10, 2022 (220 d)
Mark Vincent PetersenColorado Financial Service Corporation otherInternational Assets Investment Management, LLC BD affiliatedOtherDec 31, 2021May 18, 2022 (138 d)
Matthew L HelmColorado Financial Service Corporation otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 13, 2021Jun 12, 2026 (1733 d)
Brian Joseph PerkinsColorado Financial Service Corporation otherCdp Financial Group, LLC independent RIAOtherOct 8, 2020Nov 3, 2016
Jacob D McfarlaneColorado Financial Service Corporation otherSagepoint Financial, Inc. BD affiliatedOtherSep 2, 2020Sep 8, 2020
Ryan David FinchColorado Financial Service Corporation otherEmerson Equity LLC otherOtherApr 22, 2020May 4, 2020
Terry Donald DeeverColorado Financial Service Corporation otherTcfg Investment Advisors, LLC otherOtherJun 20, 2016Jun 20, 2016
Kyong H KimColorado Financial Service Corporation otherCetera Investment Advisers LLC BD affiliatedOtherJun 4, 2015Jun 29, 2023 (2947 d)
Anthony D AbramsColorado Financial Service Corporation otherQuestar Asset Management, Inc. otherOtherApr 14, 2014May 15, 2014 (31 d)
Patricia Elaine VeneyColorado Financial Service Corporation otherQuestar Asset Management, Inc. otherOtherApr 14, 2014Apr 24, 2014
Paul Michael BalogColorado Financial Service Corporation otherForesters Equity Services, Inc. otherOtherAug 30, 2013Sep 5, 2013
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16 moves match.