DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Avantax Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cody Garret Despain | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 3, 2021 |
| Brady Tomer Welles | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 3, 2021 |
| Joseph Francis Murphy | Avantax Advisory Services BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Jun 2, 2021 |
| Robert Samuel Oberstein | Avantax Advisory Services BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2021 | Jan 31, 2025 (1334 d) |
| Charles Michael Carella | Avantax Advisory Services BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2021 | Jul 13, 2021 (39 d) |
| Warren Bruce Baum | Avantax Advisory Services BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2021 | Jul 13, 2021 (39 d) |
| Howard Corey Hertz | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | May 28, 2021 |
| James Edward Wilson | Avantax Advisory Services BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | Jun 3, 2021 |
| Donald Edward Jones | Avantax Advisory Services BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2021 | Jun 7, 2021 |
| Jeffrey Arthur Neel | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | May 27, 2021 |
| Grant Starkey | Avantax Advisory Services BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2021 | Jun 1, 2021 |
| Bridget Arlene Mcdermott | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2021 | May 24, 2021 |
| David Donald Bilger | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2021 | May 24, 2021 |
| Emmi Joell Miller | Avantax Advisory Services BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2021 | May 21, 2021 |
| Jeremy Lee Pardue | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2021 | May 30, 2021 |
| David Lee Deffinbaugh | Avantax Advisory Services BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2021 | Jan 4, 2024 (955 d) |
| Roderick Renard Washington | Avantax Advisory Services BD affiliated | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2021 | Mar 18, 2021 |
| Sam Blakewell | Avantax Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2021 | Jul 29, 2022 (434 d) |
| Caleb James Nickell | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2021 | May 17, 2021 |
| Mark Edward Labash | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2021 | Nov 22, 2022 (553 d) |
| Kelly Christine Lent-Paul | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2021 | Jun 29, 2023 (772 d) |
| Joseph Richard Murphy | Avantax Advisory Services BD affiliated | Mwm Advisory Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 18, 2021 | Nov 6, 2020 |
| Hal Arthur Burns | Avantax Advisory Services BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2021 | Jun 3, 2021 |
| Placido John Rodriguez | Avantax Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Sep 8, 2021 (124 d) |
| Helen H Yang | Avantax Advisory Services BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2021 | May 19, 2022 (378 d) |
| Vicky Chik Teherani | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | May 3, 2021 |
| Anthony Edward Soans | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | Apr 28, 2021 |
| Brian K. Jones | Avantax Advisory Services BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | May 3, 2021 | Jun 28, 2022 (421 d) |
| Michael Frank Sciortino | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | Apr 28, 2021 |
| Thomas Dean Bales | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2021 | Apr 26, 2021 |
| Antonio A Stokes | Avantax Advisory Services BD affiliated | Antonio Stokes Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 30, 2021 | Apr 23, 2021 |
| Gale Rose Reynoso Bergado | Avantax Advisory Services BD affiliated | Evergreen Wealth Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | Apr 29, 2021 |
| Maximos Behnan | Avantax Advisory Services BD affiliated | Ways Investment Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 21, 2021 | Jul 27, 2021 (97 d) |
| Jamal Blanton | Avantax Advisory Services BD affiliated | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2021 | May 10, 2021 |
| Joshua Wayne Mcclellan | Avantax Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 20, 2021 | Jun 24, 2021 (65 d) |
| Casey James Griffin | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | Apr 22, 2021 |
| Stephanie George Schuller | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | Apr 21, 2021 |
| Ronald C Allison | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2021 | Apr 1, 2021 |
| Jared Carl Kremer | Avantax Advisory Services BD affiliated | Fsb Premier Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2021 | Apr 1, 2021 |
| Nathaniel Martin Langley | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 6, 2021 | Apr 8, 2021 |
| Paige Langley Rossi | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 6, 2021 | Apr 8, 2021 |
| Ashley Rose Dusek | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2021 | Mar 26, 2021 |
| Crystal Ann Nesbit | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2021 | Dec 20, 2021 (285 d) |
| Randy Michael Brunet | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2021 | Mar 1, 2021 |
| Kurt Barry Simmons | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2021 | Mar 1, 2021 |
| David Robert Oneill | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2021 | Feb 25, 2021 |
| Kevin D Kuebler | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2021 | Feb 23, 2021 |
| Kyle Skyba | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Feb 17, 2021 |
| Nolan H Schexnayder | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2021 | Feb 17, 2021 |
| John Charles Barrett | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2021 | Feb 17, 2021 |
| Jesse M Duhon | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2021 | Feb 17, 2021 |
| Katy Lynn Hane | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2021 | Feb 17, 2021 |
| Eric Joseph Schneider | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 19, 2021 | Feb 12, 2021 |
| Dennis M Meek | Avantax Advisory Services BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | Feb 10, 2021 |
| Jason Thomas Ice | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 12, 2021 | Feb 8, 2021 |
| Nicholas J Streit | Avantax Advisory Services BD affiliated | Zacks Investment Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2021 | Feb 10, 2021 |
| Dane Anthony Wilson | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 12, 2021 | Feb 8, 2021 |
| Allan Michael Peiser | Avantax Advisory Services BD affiliated | Prosperity - An Eisneramper Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2021 | Feb 11, 2025 (1462 d) |
| Casey Wayne Mason | Avantax Advisory Services BD affiliated | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2021 | May 12, 2021 (91 d) |
| Cathy Jane Clift | Avantax Advisory Services BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2021 | Feb 1, 2021 |
1,143 moves match.