DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cadaret Grant & Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Michael Doran | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Sep 25, 2023 |
| Meagan Christina Calvert | Cadaret Grant & Co Inc BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 29, 2023 | Oct 24, 2023 |
| Barry James Rings | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Sep 27, 2023 |
| Danny M Benedetti | Cadaret Grant & Co Inc BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2023 | Feb 28, 2025 (526 d) |
| Kevin Anthony Visconti | Cadaret Grant & Co Inc BD affiliated | Etfidea, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Jun 29, 2023 |
| James Frederick Mangam | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 11, 2023 |
| Kevin C Mangam | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 12, 2023 |
| Michael John Thomey | Cadaret Grant & Co Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2023 | Sep 12, 2023 |
| Michael Paul Schleger | Cadaret Grant & Co Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 1, 2023 | Aug 30, 2023 |
| Richard West Weemhoff | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2023 | Oct 27, 2023 (65 d) |
| Elizabeth Janine Kassen | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2023 | Mar 7, 2024 (218 d) |
| Gary Daniel Lucas | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 5, 2023 |
| Jonathan Lovecchio | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Aug 1, 2023 |
| Justin Mitchell Brillhart | Cadaret Grant & Co Inc BD affiliated | A.L. Hart Financial unclassified | Other | Jul 31, 2023 | Jul 31, 2023 |
| Robert John Guldner | Cadaret Grant & Co Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2023 | Jun 27, 2023 |
| Jonathan Wiley | Cadaret Grant & Co Inc BD affiliated | Wiley Capital Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 20, 2023 | Jul 21, 2023 |
| Trevor John Czerniejewski | Cadaret Grant & Co Inc BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2023 | Oct 12, 2023 (87 d) |
| Ronald J Pratt | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jul 12, 2023 |
| Brenda Laura Isabel Monk | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 5, 2023 |
| Michael Joseph Cook | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 5, 2023 |
| Robert Antonacci | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 5, 2023 |
| Michael Charles Curtis | Cadaret Grant & Co Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 3, 2023 | Jun 29, 2023 |
| Robert Warren Sundermann | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2023 | Jun 28, 2023 |
| Stephen Arthur Jenkins | Cadaret Grant & Co Inc BD affiliated | Sterling Manor Financial, LLC no RAUM | Other | Jun 22, 2023 | Oct 14, 2016 |
| Judith Lynn Hernandez | Cadaret Grant & Co Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 25, 2023 | Apr 25, 2023 |
| Allison M Maier | Cadaret Grant & Co Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Apr 12, 2023 |
| Frank Arthur Giorgio IV | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | Mar 27, 2023 |
| Mark Jay Sonnenblick | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2023 | Mar 20, 2023 |
| Shane Edward Cloninger | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2023 | Mar 6, 2023 |
| Alex Ward Carter | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2023 | Mar 6, 2023 |
| Rumesh Bandara Senanayake | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2023 | Mar 6, 2023 |
| Robert Willis Davis | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2023 | Mar 6, 2023 |
| Thomas Robert Metzler | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2023 | Feb 21, 2023 |
| Christopher Panza | Cadaret Grant & Co Inc BD affiliated | Wny Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2023 | Feb 4, 2022 |
| Leah Ann West | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2023 | Jan 4, 2023 |
| John Matthew Lunghino | Cadaret Grant & Co Inc BD affiliated | Wny Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jul 16, 2020 |
| Amanda M Grey | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2022 | Dec 2, 2022 |
| James A Rishel | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2022 | Nov 14, 2022 |
| Stephen Joseph Golembiowski | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | Oct 31, 2022 |
| Steven Thomas Morgan | Cadaret Grant & Co Inc BD affiliated | Polaris Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | May 17, 2019 |
| Kevin Buzek | Cadaret Grant & Co Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Oct 7, 2022 |
| Marina Maranatha Pelren | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2022 | Oct 7, 2022 |
| Zachary R Fitzpatrick | Cadaret Grant & Co Inc BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2022 | Nov 3, 2025 (1152 d) |
| Charles William Burmaster | Cadaret Grant & Co Inc BD affiliated | Cs Planning Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Sep 1, 2022 |
| Charles Gregory Burmaster | Cadaret Grant & Co Inc BD affiliated | Cs Planning Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Sep 1, 2022 |
| Zachary Schifferle | Cadaret Grant & Co Inc BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Sep 9, 2022 |
| John Francis Norton | Cadaret Grant & Co Inc BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2022 | Dec 8, 2022 (121 d) |
| Joshua Mccoy | Cadaret Grant & Co Inc BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Jun 3, 2022 |
| Shane Michael Alsworth | Cadaret Grant & Co Inc BD affiliated | Alsworth Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2022 | Aug 16, 2021 |
| Franklin Arthur Banfer | Cadaret Grant & Co Inc BD affiliated | Schorn Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2022 | Jan 26, 2023 (261 d) |
| James Joseph Rehak | Cadaret Grant & Co Inc BD affiliated | Lawley Retirement Advisors institutional | Other | May 10, 2022 | Aug 25, 2021 |
| Scott William Krizner | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2022 | Apr 19, 2022 |
| Todd Michael Tevens | Cadaret Grant & Co Inc BD affiliated | Lawley Retirement Advisors institutional | Other | May 10, 2022 | Jul 21, 2021 |
| Laura Ann Cooley | Cadaret Grant & Co Inc BD affiliated | Lawley Retirement Advisors institutional | Other | May 10, 2022 | Jul 28, 2021 |
| Andrew David Barlow | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2022 | Apr 23, 2022 |
| Eric Lee Joseph Powell | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2022 | Apr 23, 2022 |
| Erik William Gorenflo | Cadaret Grant & Co Inc BD affiliated | Lawley Retirement Advisors institutional | Other | May 10, 2022 | Jul 22, 2021 |
| Jeremy Michael Saham | Cadaret Grant & Co Inc BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2022 | Jun 7, 2022 (36 d) |
| Louis Anthony Guzzetta | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Apr 4, 2022 |
| Monica Ann Coles | Cadaret Grant & Co Inc BD affiliated | Pinnacle Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 15, 2022 | Feb 14, 2022 |
434 moves match.