DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Icon Advisers, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Derek Norman RollingsonIcon Advisers, Inc. otherIndependent Financial Partners BD affiliatedOtherMay 31, 2019Jun 12, 2020 (378 d)
Geoffrey P JarockiIcon Advisers, Inc. otherEdward Jones national BDOtherMar 17, 2017Aug 27, 2026 (3450 d)
Michael Paul KuehnIcon Advisers, Inc. otherDividend Assets Capital, LLC otherOtherOct 7, 2015Oct 2, 2017 (726 d)
Stephen Alfred MoranIcon Advisers, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 4, 2015Feb 3, 2015
Robert William StrausIcon Advisers, Inc. otherSchwab Wealth Advisory, Inc. otherOtherMar 14, 2014May 1, 2015 (413 d)
Dennis Loyd EngelIcon Advisers, Inc. otherAstor Asset Management LLC otherOtherMar 16, 2012Mar 16, 2012
Peter Kinsley MillerIcon Advisers, Inc. otherArgyle Capital Management, LLC otherOtherJan 4, 2012Jan 17, 2012
Daniel Saul FersztIcon Advisers, Inc. otherEmpower Advisory Group, LLC otherOtherJan 3, 2012Jul 14, 2016 (1654 d)
Elvis MedicaIcon Advisers, Inc. otherAssetmark, Inc. otherOtherSep 9, 2009Oct 6, 2009
Aaron LeffingwellIcon Advisers, Inc. otherMerk Investments LLC otherOtherMar 18, 2009Jan 13, 2010 (301 d)
Brian E BiehlIcon Advisers, Inc. otherWells Fargo Advisors wirehouseOtherFeb 24, 2009Mar 26, 2009
William Lee KieranIcon Advisers, Inc. otherCurian Capital, LLC otherOtherOct 24, 2008Nov 6, 2008
Warren Francis MulhernIcon Advisers, Inc. otherDolan Capital Group, LLC unclassifiedOtherOct 24, 2008Jun 20, 2011 (969 d)
Christopher PaydockIcon Advisers, Inc. otherCurian Capital, LLC otherOtherOct 20, 2008Nov 12, 2008
Edward Thomas ReiserIcon Advisers, Inc. otherKey Investment Services LLC otherOtherOct 8, 2008Jul 7, 2011 (1002 d)
Laura Lynn CallahanIcon Advisers, Inc. otherWells Fargo Advisors wirehouseOtherOct 6, 2008Apr 26, 2022 (4950 d)
Robert Bradley MillerIcon Advisers, Inc. otherAssetmark, Inc. otherOtherMay 28, 2008Aug 26, 2008 (90 d)
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17 moves match.